results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Prepared by Deepanshu Sharma Date: 09/11/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are

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rt Cases C4 Review by Legal May VIII. Court Cases Result found(Please see attached) be Required 0 No Results 0 Search not required Prepared by Deepanshu Sharma Date: 09/11/2018 Research Analyst Instructions: 1. Review and confirm that all results are returned for your client. 2. Please note that you are

From: Deepanshu Sharma on behalf of USPWM GTO-Reporting [email protected] Sent: 7/18/2019 6:02:41 PM To: Michele-M Quattrocchi Douglas Robertson Terrence

fficial Outstanding Check Report June 2019.zip Classification: Strictly Confidential That —S34 dollars seems to be in this file, fyi. Thanks From: Deepanshu Sharma On Behalf Of USPWM GTO-Reporting Sent: Thursday, July 18, 2019 6:03 PM To: Michele-M Quattrocchi < Douglas Robertson < Romano < >; Terrence F Ta