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EFTA01296333
from associa r irmt.w.Wmember in any capacity for 10 business days. In light of Epsten's financial status, no monetary sanctions have been imposed. Wthout admitting or denying the findings. Epstein consented to the described sanction and to the entry of findings that he exerased discretion in a custome
EFTA01363433
ciation with any FINRA member in any capacity for 10 business days. In light of Epstein's financial status. no monetary sanctions have been imposed. Wthout admitting or denying the findings Epstein consented to the described sanction and to the entry of findings that he exercised discretion in a custome