S The 2017 Caterpillar Trust The 2017 Caterpillar Trust Request ID Record ID Type Name Ccuriti.v:UNITED STATES Ccur it U.S. VIRGIN ISLANDS, Alert(s) ADM INT PEP SAE The 2017 2078384 WR_20783842182 Company Caterpillar No Alert No Alert No Alert No Alert Trust The 2017 2078385 WR_2078

M. P. 6(e) CONFIDENTIAL DB-SDNY-0024362 EFTA_00 172049 EFTA01297871 Page 2 OFAC RESULTS REIC: 38368 No Match Found KYC 1977694 FIRCOSOFT: Alert(s) Request ID Record ID Type Name Details ADM INT PEP SAE Harry Beller Date of Co:A nt: y: UNITED STATES Birth: 24860293 WR 248602932182 I

550 Page 2 OFAC RESULTS RDC: Date of 11621551 No Match Found KYC 01898372 Country:UNITED STATES Birth: Bella Klein 5/11/1960 • FIRCOSOFT: Alert(s) Request ID Record ID Type Name ADM INT PEP SAE 2457950 WR 24579502182 Individual Klein, No Alert No Alert No Alert No Alert Bella BIS

KYC 01898372 KYC 01898372 The 2013 Butterfly Trust The 2013 Butterfly Trust Count ry :VIRGIN ISLANDS, U.S. Co' r' :UNITED STATES FIR('OSOFT: Alert(s) Request ID Record ID Type Name ADM INT PEP SAE The 2013 2070437 WR_20704372182 Company Butterfly No Alert No Alert No Alert No Alert

FTA_00171778 EFTA01297798 OFAC RESULTS RDC: 11636700 Not Alerted KYC 01946825 S Southern Financial LLC FIRCOSOFT: Country:UNITED STATES i Alert(s) Request ID Record ID Type Name Details ADM INT PEP SAE Southern 21371624 WR_213716242182 Company Financial LLC BIS RESULTS Negative Me

SDNY-0024113 EFTA_00171800 EFTA01297815 Page 2 OFAC RESULTS RDC: 11638365 Alerted KYC 1977694 LLC Country:UNITED STATES NES, FI RCOSOFT: Alert(s) Request ID Record ID Type Na me Details ADM INT PEP SAE 24860290 WR_248602902182 Company NES. LLC No Alert No Alert No Alert No Alert B

EFTA01297892 Page 2 OFAC RESULTS RDC: I r-- 11638369 Alerted FIRCOSOFT: 126 KYC 1977694 Richard Kahn Date of Country:UNITED STATES Birth: Alert(s) Request ID Record ID Type Name Details ADM INT PEP SAE Kahn, Individual Richard No Alert No Alert No Alert No Alert BIS RESULTS: Negati

D. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0024230 EFTA_00171917 EFTA01297830 Page 2 OFAC RESULTS RDC• No Match Found KYC 1977694 FIRCOSOFT: Alert(s) Request ID Record ID Type Name Details ADM INT Darren Indyke Date of Country:UNITED STATES Birth: 2/19/1965 BIS RESULTS: Negative Media:

0024897 EFI'A_00172682 EFTA01298113 Page 2 OFAC RESULTS R.DC: Date of No Match Found Country:UNITED STATES Birth• Darren Indyke FIRCOSOFT: Alert(s) Request ID Record ID Type Name Details ADM INT 24860292 VVR 248602922182 Individual Indyke, Darren BIS RESULTS: Negative Media: No Inform

Age 11641149 No Match Found KYC 01977694 -... The Haze Trust Country:VIRGIN ISLANDS, U.S. FIRCOSOFT: Request ID Record ID Type NameDetails Alert(s) ADM INT PEP SAE 30200424 WR_302004242182 Company The Haze Trust No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No In

) CONFIDENTIAL DB-SDNY-0026743 EFTA_00174424 EFTA01298736 OFAC RESULTS RDC: NO Match Found KYC The Haze Trust (Global Search) FIRCOSOFT: Alert(s) Request ID Record ID Type Name Details ADM INT PEP SAE BIS RESULTS Negative Media: There was no information found Non-Negative Media: T

a: Not required Other Language Media: Not required Public Record: Not required D& B: Not required LEGAL RESULTS: Court Cases: Not required Alert(s) Country:VIRGIN ISLANDS, U.S. ADM INT PEP SAE Southern Company Financial No Alert No Alert No Alert No Alert LLC For internal use only

Page 2 OFAC RESULTS RDC: No Ma Found afr Bradley 3 Wechsler Date of Country:UNITED STATES Birth: FIRCOSOFT: Request ID Record ID Alert(s) Type Name Details ADM INT PEP SAE 18765508 WR 187655082182 Individual Wechsler, Bradley J BIS RESULTS: Negative Media: No Information Fo

Page 2 OFAC RESULTS RDC: 11635303 Alerted FIRCOSOFT: Alert(s) Request ID Record ID Type Name Details ADM INT PEP SAE KYC 01882073 Apollo Global Management Country: UNITED STATES LLC Apollo 18765509

Process type NCA Creation Date 15.03/2018 14 43 -0403 % re, Oro ID Requests mown: ID Record ID TYPO Name Company SottAern Financral LLC Alert(s) ADM INT PEP SAE No Alert No A1erl No Alen NO AleR https://client-screening.intranet.db.com/webrequest/myrequests/4321882 3/I 5/2018 CONFI