under the Securities Investor Protection Act. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 CONFID L4 Page 8 of 10 Rated Eacellent Envy YON Saxe 2007 DAUM MILD COMPARICAT 1006 EXCIL DK Owing Ilveugh SOAK MC • Sr" sad subsdlary ol the Sant of New York Mete Corm-Ann CONY Mellen) Perstwat 1