ERTIFICATE NUMBER UNITS DESCRIPTION DATE AC BUY 09/15)2014 BROKER - 221 1,113 END OF YEAR UNITS 1.113 Do not attach this schedule to your Federal or State Income Tax Returns. You should consult your tax advisor to determine the proper treatment of the above items. CONFIDENTIAL UBSTERRAMAR00000961 EFTA00236634

nstructions for that form. This schedule will be Ned with the IRS along with the Schedule K-1. but note you are not required to attach them to your Federal or State Income Tax Returns. EFTA00798118 APOLLO GLOBAL MANAGEMENT, LLC 2017 OWNERSHIP SCHEDULE PARTNER NAME: SOUTHERN FINANCIAL LLC PARTNER FEDERAL ID 8 ENTITY TYPE: XX-X