COME $ MORGAN FLOATING RATE INCOME FUND SELECT SF ARES 533 102 -5,34701 USD PISX 1527711110 Sin SIRS PORCH. AT $10.03000 RD 09/27 PO 10101/13 Total Securities Bought and Sold - UNITED STATES DOLLAR 0.I0 -5,317.01 Dividends and Interest 10101113 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT

REINVESTCAS1 IRCOM E SIORGAN FLOATING RATE INCOME FUND CUSS 119151270 902.486 4,429.22 USD .PHSX SHRSSHRSFURCH.AT S9.34000 RD 13126 PD 13/30/2 Total Securities Bought and Sold -U.S. DOLLARS 0.00 4,429.22 Dividends and Interest 10130/18 CASH DIVIDEND RECBVED SUORGAN ROATING RATE INCOME FUND CLASS 119151270 8,

EYWELL INTL INC EXP [email protected] OPTION ROOT ID. HON OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED -3.000 -3.000 Total Securities Bought and Sold Dividends and Interest 12/01/16 CASH DIVIDEND RECEIVED BBT 12/01/16 BOND INTEREST RECEIVED 713448BH0 12/01/16 CASH DIVIDEND RECEIVE

ME P MORGAN FLOATING RATE INCOME FUND S8.ECT SHARES 811.220 -7.885.06 USD PHSX 160919.6600 SH RS SHRS PURCH. AT 59.72000 RD 12129 PD 12/3111/ Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 43,177110 Dividends and Interest 12101/11 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT

ED BANK OF NEW YORK MELLON CORP COM UNSOL AVERAGE 250.000 000 36.2556 -9.076.406 00 L SO BK UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -9,076,406.00 °PAP ROLL Account Number Cio paperless SOL THERA CNO LLC. F I DAENTIA L_ CONFIDENTIAL - PUR

A PERSHING AFRUATE 400.000 GLBL M AKES A MKT IN THIS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT Total Securities Bought and Sold - U.S. DOLLARS Price Aimed Interest Amount Urgency 0.7599 14,991.64 USD 03900 -36.00600 USD 0.7000 31.043.27 USD 0.2000 4,1061

.13 MORGAN. FLOATING RATE INCOME FUND SELECT SFARES 738 822 -7,24046 LSO PF SX 219407.8250 SHRS SIRS PURCH. AT $9.80000 RD 06125 PD 06129/15 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -7,240.46 Dividends and Interest 66129/15 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT