N TNTRCOUCNG FIRM-)WITH RESPECT TO ANY TRANSACTION FOR WHICH A COPFIRMATION WAS NOT SENT TO YOU THE MARKET UPON WHICH ANY TRANSACTION WAS EXECUTED. THE TINE OF DAY THAT ANY TRANSACTION WAS EXECUTED: THE NAME OF THE PERSON FROM WHOM ANY SECURITY WAS PURCHASE() OR TO WHOM SUCH SECURITY WAS SOLD. TE SOURCE ANDANO