$ 10.250 $11.258 10.25 11.26 $1.008 10/19/17 PATTERN ENERGY GROUP INC 5,000 Y 20-Oct-17 $ 117,000 $118.181 23.40 23.64 $1.181 10/26(17 ALLISON TRANSMISSION HOLDING 10,000 N 30-Oct-17 $ 408,814 S431.400 40.88 43.14 S22.586 10/26(17 ALLISON TRANSMISSION HOLDING 10,000 N 31.Oct-17 $ 408,814 S431.682

C (ID: 36191G-10-7) REGIONS FINANCIAL CORP @ 6.04206 151,051.50 BROKERAGE 1,250.00 TAX &/OR SEC 2.72 J.P. MORGAN SECURITIES LLC (ID: 7591EP-10-0) ALLISON TRANSMISSION HOLDING @ 22.75 122,850.00 BROKERAGE 270.00 TAX &/OR SEC 2.22 J.P. MORGAN SECURITIES LLC (ID: 01973R-10-1) AMERIGAS PARTNERS L P UNIT LIMITED PARTNERSHIP

CMB TRUST SER 2005-2 CL 1M1 VAR RT 04/25/2035 DTD 03/03/2005 @ 78.125 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 10,000,000.00 (ID: 45254N-NB-9) ALLISON TRANSMISSION HOLDING @ 22.50 45,000.00 BROKERAGE 80.00 TAX &/OR SEC .79 J.P. MORGAN SECURITIES LLC (ID: 01973R-10-1) ADVENT SOFTWARE INC @ 28.10 28,100.00 BROKERAGE E