Oct-17 $ 77,400 $74.372 18.00 17.30 -$3.028 11/1/17 CONSTELLIUM NV- CLASS A 8.500 1-Nov-17 $ 93.500 S96.560 11.00 11.36 $3.060 11(1(17 ALTAIR ENGINEERING INC A 3,200 1-Nov-17 $ 41,600 $54.884 13.00 17.15 $13,284 Total Southern Financial LLC - Equities (DB) $515,279 S17,269 Trade Date Asset Desc