$253,500 S 29.120.000 $19,500 10,25,17 December 17 Puts on AMD L (300) 13.00 12/15/2017 $0.8200 $2.3100 469,300 S (390.000) -$44,700 Total Southern Financial LLC - Equity Options (DB) Trade Date Asset Description Contracts 10,2,17 December 17 Puts on FXE U 3,300 Strike 111.00 Expiry 12/152017 Initial Prem Last Price

,170 18,620 -5,380 water Inc 11/1/13 1500 39,000_,Eat a n Total Southern Financial LLC - Equities 25,885,472 27,739,697 28,132,857 2,247,186 Southern Financial LLC - Equity Options Call 103 American AMinces gg 20 Exp 17T/N:115 12/12/13 1,000 803,315 1.810,000 1,864,000 1,060,686 Put 100 American Aldlnes @ 20 Exp 1/17/201