as described in the P WM Americas Procedures and the PWM Global KYC Policy (i) Client Facing Professionals (CFP Is) include: Relationship Managers. Wealth Ackisors, Product Officers, Brokers. Client Managers. etc. SONY_GM_00039959 https://dbforcepb.my.salesforcaaNtErilDatlidiA110000000D9Di&e... 7/30/2019 CON