the issuer on such Securities (or Margin Securities, as applicable) had the Seller (or the first party. as applicable) retained the Securities (or the Margin Securities, as applicable)." SDNY_GM_00038265 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001089 EFTA_00148g74 EFTA01282731 (

the issuer on such Securities (or Margin Securities, as applicable) had the Seller (or the first party, as applicable) retained the Securities (or the Margin Securities, as applicable)." 28 Confidential SDNY_GM_00038062 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P 6(e) DB-SDNY-0000686 EFTA_0014867 I

the issuer ou such Securities (or Margin Securities. as applicable) had the Seller (or the first party, as applicable) retained the Securities for the Margin Securities, as applicable)." 28 Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0037607 CONFIDENTIAL SDNY GM_00183791 EFTA01353289

subparagraph tb)(iii) of the application of this subparagraph (b)(ii) and (bb) the transtiror has provided reasonable details to the transferee of the Margin Securities in question, the rclesant Income Payment Date and the new Margin Securities to be exchanged for such Equivalent Margin Securities and the transfere

subparagraph tb)(iii) of the application of this subparagraph (b)(ii) and (bb) the transtiror has provided reasonable details to the transferee of the Margin Securities in question, the rclesant Income Payment Date and the new Margin Securities to be exchanged for such Equivalent Margin Securities and the transfere

the issuer on such Securities (or Margin Securities, as applicable) had the Seller (or the first party, as applicable) retained the Securities (or the Margin Securities, as applicable)." CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0038048 CONFIDENTIAL SONY GM_00184232 EFTA01353606

th subparagraph (bXiii) of the application of this subparagraph (bXii) and (bb) the transferor has provided reasonable details to the transferee of the Margin Securities in question, the relevant Income Payment Date and the new Margin Securities to be exchanged for such Equivalent Margin Securities and the transfere

the issuer on such Securities (or Margin Securities, as applicable) had the Seller (or the first party. as applicable) retained the Securities (or the Margin Securities, as applicable)." (b) Subparagraph 6(b) shall be deleted in its entirety and replaced by the following: "(b) (i) Unless otherwise agreed, all mo

subparagraph tb)(iii) of the application of this subparagraph (b)(ii) and (bb) the transtiror has provided reasonable details to the transferee of the Margin Securities in question, the rclesant Income Payment Date and the new Margin Securities to be exchanged for such Equivalent Margin Securities and the transfere

th subparagraph (bXiii) of the application of this subparagraph (bXii) and (bb) the transferor has provided reasonable details to the transferee of the Margin Securities in question the relevant Income Payment Date and the new Margin Securities to be exchanged for such Equivalent Margin Securities and the transferee