(S/nature) Account Manage: (Signature) Global Market Team Head (cmni)fsub. Market Tem Head (SMTH): (5/nature) AML Business Risk: (Signature) AML Complete: ;Signature) SDNY_GM_00037420 DB-SONY-0000244 7/11/2019 EFTA_00148032 EFTA01282141 KYC Print Page 33 of 33 PRIVATE WEALTH MANAGEMENT POLICY