and Confidential 13 SDNY_GM_00020450 EFTA_00 I 31070 EFTA01273278 For Financial Advisors All "wester Applications must be submittee on FIA to UOS Altemabve Investments US no later than 5 hill busloads days before 5 gm New York Time prior to month's end. I. Investor Suitability and NFA Bylaw 1101: With legard to