investor- The investor. or any person haling a Beneficial Interest in the Investor, is 9 an executive officer or *kw of a Pubic Company or a Covered Non-Pubk Compary, or 9) a person receiving Material Stewod by an executive office or &actor of Company er a Covered efor.4119K ComPami(aeW person in (i) a 6). a'5131