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FINRA Rule 0512(c
Organization
14
Total Mentions
14
Documents
17
Connected Entities
Organization referenced in documents
Document Mentions (14)
EFTA00475130.pdf
1 mentionEFTA00475130
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
EFTA00470742.pdf
1 mentionEFTA00470742
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
EFTA00473241.pdf
1 mentionEFTA00473241
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c), who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies in
Sponsored
EFTA00475011.pdf
1 mentionEFTA00475011
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
EFTA00475081.pdf
1 mentionEFTA00475081
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
EFTA00475079.pdf
1 mentionEFTA00475079
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
Sponsored
EFTA00478511.pdf
1 mentionEFTA00478511
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c), who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies in
EFTA00490993.pdf
1 mentionEFTA00490993
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
EFTA00491058.pdf
1 mentionEFTA00491058
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
Sponsored
EFTA00487619.pdf
1 mentionEFTA00487619
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment EFTA00487619 risks independently, both in general and with regard to all transactions and investme
EFTA00488972.pdf
1 mentionEFTA00488972
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
EFTA00490492.pdf
1 mentionEFTA00490492
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
Sponsored
EFTA00491236.pdf
1 mentionEFTA00491236
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
EFTA00491242.pdf
1 mentionEFTA00491242
on and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies i
Sponsored
Connected Entities(17)
Lesley Groff
PersonExecutive assistant to Jeffrey Epstein (2001-2019)
14 docs14 co-mentions
IG
Ike Groff
PersonIndividual referenced in Epstein documents
12 docs12 co-mentions
Stanford University
LocationPrivate research university in Stanford, California, USA
4 docs4 co-mentions
U.S. Bank
OrganizationOrganization referenced in documents
3 docs3 co-mentions
DA
DANIEL M GROFF LESLEY K GROFF Account
PersonName reference in documents
3 docs3 co-mentions
Minneapolis
LocationCity in and seat of Hennepin County, and largest city in State of Minnesota, United States
3 docs3 co-mentions
EW
Evan Wax
PersonPerson referenced in documents
3 docs3 co-mentions
United Healthcare
OrganizationAmerican health insurance company
2 docs2 co-mentions
Des Moines
LocationCapital city of Iowa, United States
2 docs2 co-mentions
Global and National Commerce Act
OrganizationOrganization referenced in documents
2 docs2 co-mentions
FD
Francis DiSpigna
PersonName reference in documents
2 docs2 co-mentions
Financial, Insurance and Group Benefits
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Principal Securities, Inc.
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Principal National
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Principal Life
OrganizationOrganization referenced in documents
2 docs2 co-mentions
the Preferred Product Network
OrganizationOrganization referenced in documents
2 docs2 co-mentions
the Uniform Electronic Transactions Act
OrganizationOrganization referenced in documents
2 docs2 co-mentions