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Organization referenced in documents
EFTA00310572
ecified in Sec. 3.07(a). "Managing Member" means Mr. Scott A. Bommer. "Memorandum Account" has the meaning specified in Sec. 4.04(h). "NASD" means the National Association of Securities Dealers, Inc. "Net Decrease" means, with respect to any fiscal year and each Limited Partner Primary Capital Account, the excess, if any, of (iXa) the PCA Net Ca
EFTA01454082
cuting Broker to the contrary, neither you nor any member of your immediate family is an employee of any exchange or member thereof, an employee of the National Association of Securities Dealers, Inc. or a member thereof, an employee of any corporation, firm or individual engaged in the business of dealing, as broker or principal, in securities,
HOUSE_OVERSIGHT_024003_sub_001 - HOUSE_OVERSIGHT_024102
ulation. The General Partner is not registered as a broker/dealer under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and with the National Association of Securities Dealers, Inc. (the “NASD”) and is consequently not subject to the record keeping and specific business practice provisions of the Exchange Act and the rules of the
No connected entities