its assets in the Highbridge Managed Account. • August 23, 2006 - HCM (DSAM) receives SEC Audit Request • From September 06 through May 30, 2007 Carolyn Rubin works with SEC examiners to complete SEC Audit of HCM. In Rubin's complaint against HCM, Dubin, Swieca and others, Rubin alleges that "Rubin was no