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U.S. Securities and Exchange Commission
Organization
30
Total Mentions
30
Documents
194
Connected Entities
U.S. Securities and Exchange Commission
Document Mentions (20 of 30)
1 mention
raders In Newswire Hack Plot Liable For $47.6M Three traders and their companies are liable for nearly $47.6 million after years of ignoring a 2015 U.S. Securities and Exchange Commission suit alleging that they traded off of stolen earnings information, a New Jersey federal judge said Monday. Order attached Read full article Al Co
Page: EFTA00032933 →EFTA00082094.pdf
1 mentionEFTA00082094
Southern District of New York From: Sent: Wednesday, August 12, 2020 16:54 To: Cc: Subject: RE: IIG Great. Nice to meet you. Welcome aboard. U.S. Securities and Exchange Commission • • ement From: Sent: Wednesday, August 12, 2020 4:09 PM To Su ject: IIG CAUTION: This email originated from outside of the organization. Do n
EFTA00136372.pdf
1 mentionEFTA00136372
ave raided the Old City offices of Par Funding, the firm at the core of an alleged $500 million investment scheme and the subject of a wide-ranging U.S. Securities and Exchange Commission complaint." The Inquirer adds, "The agents executed search warrants on Tuesday morning at locations that included a Par Funding office at 141 N. Sec
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EFTA00161276.pdf
1 mentionEFTA00161276
lic Service Enterprise Group, a publicly traded electric utility based in Newark, New Jersey." According to the AP, 'The U.S. Department of Justice, U.S. Securities and Exchange Commission and Federal Energy Regulatory Commission are investigating FirstEnergy for its role in what authorities say was a $60 million bribery scandal in Ohi
EFTA01353948.pdf
1 mentionEFTA01353948
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
EFTA01354373.pdf
1 mentionEFTA01354373
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
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EFTA01354801.pdf
1 mentionEFTA01354801
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
EFTA01355511.pdf
1 mentionEFTA01355511
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
EFTA00629905.pdf
1 mentionEFTA00629905
ia government enforcement defense team is led by four former U.S. government attorneys who have served as U.S. Department of Justice prosecutors and U.S. Securities and Exchange Commission enforcement lawyers. • Our team members have native language skills including Mandarin, Cantonese, Korean, Japanese, and Hindi. Government Enforc
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EFTA01359016.pdf
1 mentionEFTA01359016
18 LEGAL RESULTS: Court Cases: * * THIS DATA IS FOR INFORMATION PURPOSES ONLY* * PARTY: Rashid, Mohammed Ali INCIDENT INFORMATION JURISDICTION: U.S. Securities and Exchange Commission SOURCE: SEC Admin. Doc(s) & Press Release dated 10/25/17 DATE: 10/25/2017 AGENCY: U.S. Securities and Exchange Commission Rashid, Mohammed Ali F
EFTA01364886.pdf
1 mentionEFTA01364886
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
EFTA01383112.pdf
1 mentionEFTA01383112
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
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EFTA01389463.pdf
1 mentionEFTA01389463
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
EFTA01389890.pdf
1 mentionEFTA01389890
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
EFTA01390250.pdf
1 mentionEFTA01390250
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
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EFTA01390907.pdf
1 mentionEFTA01390907
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
EFTA01386712.pdf
1 mentionEFTA01386712
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
EFTA01391206.pdf
1 mentionEFTA01391206
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
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EFTA01391495.pdf
1 mentionEFTA01391495
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
EFTA01392161.pdf
1 mentionEFTA01392161
eneral Partner with the requirements of any applicable United States state securities laws, and (ii) filing by the Partnership of a Form D with the U.S. Securities and Exchange Commission (the "SEC") pursuant to Regulation D. (c) Sale of the Interests. All action required to be taken by the General Partner and the Partnership as a c
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Connected Entities(20 of 194)
the Delaware
OrganizationOrganization referenced in documents
18 docs18 co-mentions
United States
LocationCountry located primarily in North America
7 docs7 co-mentions
Samantha Power
PersonIrish-American academic, author and diplomat
7 docs7 co-mentions
Department of Justice
OrganizationUnited States Department of Justice, federal executive department responsible for law enforcement
6 docs6 co-mentions
Lawrence Krauss
PersonAmerican particle physicist and cosmologist
6 docs6 co-mentions
U.S. Internal Revenue Service
OrganizationGovernment agency
6 docs6 co-mentions
Jeffrey Epstein
PersonAmerican sex offender and financier (1953–2019)
5 docs5 co-mentions
Ghislaine Maxwell
PersonBritish socialite and sex trafficker, daughter of Robert Maxwell, accomplice of Jeffrey Epstein
4 docs4 co-mentions
U.S. Treasury
OrganizationUnited States Department of the Treasury, executive department of the federal government
4 docs4 co-mentions
United Kingdom
LocationCountry in north-west Europe
4 docs4 co-mentions
GRANT OF SECURITY
OrganizationOrganization referenced in documents
3 docs3 co-mentions
Donald Trump
PersonPresident of the United States (2017–2021, 2025–present)
3 docs3 co-mentions
LV
Larry Visoski
PersonAmerican pilot who worked for Jeffrey Epstein from 1991-2019, testified as key witness in Ghislaine Maxwell trial
3 docs3 co-mentions
George W. Bush
PersonPresident of the United States from 2001 to 2009
3 docs3 co-mentions
Virginia Giuffre
PersonAdvocate for sex trafficking victims (1983–2025)
3 docs3 co-mentions
Subchapter S
OrganizationOrganization referenced in documents
3 docs3 co-mentions
Indebtedness
OrganizationOrganization referenced in documents
3 docs3 co-mentions
the "Investment Company Act
OrganizationOrganization referenced in documents
3 docs3 co-mentions
the U.S. Treasury Regulations
OrganizationOrganization referenced in documents
3 docs3 co-mentions
Small Business Investment Company
OrganizationOrganization referenced in documents
3 docs3 co-mentions