2
Total Mentions
2
Documents
1
Connected Entities
ists in this matter and enter a stay in the "interests of justice" and only for a specified period of time (i.e., after the NP A expires). See also Securities and Exchange Commission, 755 F.Supp. 1018, 1019 (S.D. Fla. 1990)(Defendant was in precarious position while being subject to criminal investigation and reasoning that comp
he rule." In a notable regulatory tidbit, Acosta divulged to lawmakers that the agency is working with the U.S. EFTA00014456 --- PAGE BREAK --- Securities and Exchange Commission on a new fiduciary rule. An Obama-era version of the rule issued by the DOL requiring retirement advisers to put their clients' interests before
Page: EFTA00014457 →