Back to People & Entities
the U.S. Securities and Exchange
Organization
1
Total Mentions
1
Documents
87
Connected Entities
Document Mentions (1)
SG_IMA_News_Mar2017.pdf
1 mentionHOUSE_OVERSIGHT_019856 - HOUSE_OVERSIGHT_019863
Mar 20, 2017Source: House Oversight
fessionals do not legally have to act in a client’s best interest, with few exceptions, such as those who are registered as investment advisers with the U.S. Securities and Exchange Commission or in individual states. Those who are not registered, like brokers, just have to prove that the investment is suitable, not necessarily th
Page: HOUSE_OVERSIGHT_019856 →Connected Entities(50 of 87)
Donald Trump
PersonPresident of the United States (2017–2021, 2025–present)
1 docs1 co-mentions
Plaza
Organization1 docs1 co-mentions
New York City
LocationMost populous city in the United States
1 docs1 co-mentions
United States
LocationCountry located primarily in North America
1 docs1 co-mentions
Jennifer
PersonFemale given name
1 docs1 co-mentions
Barack Obama
PersonPresident of the United States from 2009 to 2017
1 docs1 co-mentions
Michael Douglas
PersonAmerican retired actor, producer and activist (born 1944)
1 docs1 co-mentions
Supreme Court
OrganizationHighest court of jurisdiction in the US
1 docs1 co-mentions
Executive
OrganizationEnglish language monthly business magazine published in Beirut, Lebanon
1 docs1 co-mentions
the New
Organization1 docs1 co-mentions
Michael Bloomberg
Person1 docs1 co-mentions
Viola
Person1 docs1 co-mentions
Northwestern University
OrganizationPrivate university in Evanston, Illinois, U.S.
1 docs1 co-mentions
Annual
Organization1 docs1 co-mentions
2d Cir.
Organization1 docs1 co-mentions
Financial Services Group
Organization1 docs1 co-mentions
Investmen
OrganizationCommitment of resources to achieve later benefits
1 docs1 co-mentions
the Trump Administration
Organization1 docs1 co-mentions
Commodity Futures Trading Commission
OrganizationGovernment agency
1 docs1 co-mentions
Reince Priebus
PersonChairman of the Republican National Committee from 2011 to 2017
1 docs1 co-mentions