NAME SEARCHED: LSJE, LLC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC 0 No lilt • Not Required I. RDC Results No RDC alert (Please see attached) ■ lilt PCR :e No Hit • Not Reignited II: PCR Resulll No PCR alert (Please sec attached) M Hit 13IS El Yes 0 No III. Negative Media There was no information found IV. Non-Negative Media There was no information found E Not Required V. Other Language Media Not Required D&B Results? VI. an There was no information found El Yes No M Not Required Smartlinx Results? VII. Smartlinx There was no information found 0 Yes ri No El Not Required Court Cases El Review by Legal May be Required g No Results 0 Search not required VIII. Court Cases There was no information found Prepared by: Urvashi Lavania Date:02/11/2015 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your comcnience:Martindak-Hubbellhttp://www.martindale.comhp/i)lartindale/home.iml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SON V_GM_00053678 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-00 16502 EFTA_00164259 EFTA01294998

OFAC RESULTS RDC: No Match Found Geis 0000t LSJE, LLC Country:Virgin s PCR: LS1E, LLC 9180760 NCA customised Auto-Closed No-Hit 11/02/2015 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: Not Required Public Records: There was no information found D&B: There was no information found LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00053679 CONFIDENTIAL - PURSUANT TO FED R.QQNE I DENTIAL DB-SDNY-0016503 EFTA_00164260 EFTA01294999