Transactions by Type of Activity (continued) Process/ Settlement Date Adivit T e Description Onantity Price Accrued interest Amount Curren Dividends and Interest 01102114 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOM E FUN 0 SELECT SHARES PH SX 151481.2560 SHRS RD 12/30 PD 01/02/14 01115114 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED DEPOSITS INTEREST RECEIVE/ 458991996 6,951.66 1,136.44 USD USD Total Dividends and Interest - UNITED STATES DOLLAR Cash Withdrawals and Deposits 01109114 FEDERAL FI, k DS RECEIVED CITIBANK NA 31801 USD999997 01130114 FEDERAL FUNDSSENT GRAND BANK & TRUST 0 US0999997 01130114 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST USD999997 0.00 8,088.10 1,109,659.00 -4,869,397.60 -2,000,000.00 USD USD USD Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR FDIC Insured Bank Deposits 01/10114 FDIC INSURED BANK DEPOSIT INSURED DEPOSITS PROGRAM USD999997 01/15/I4 FDIC INSURED BANK INSURED DEPOSITS INTEREST REIN VESTED DEPOSITS INTEREST REINVESTED 458997995 01/30/14 FDIC INSURED BANK INSURED DEPOSITS PROGRAM WITHDRAWAL USD999997 0.00 .5,759,738.60 -1,109,859.00 -1,136.44 6,889,397.50 USD USD USD Total FDIC Insured Bank Deposits- UNITED STATES DOLLAR 0.00 5,758,802.18 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 0.00 USD Client Service Information Your Client Advisor: TDS TAZIA SMITH 345 PARK AVENUE 14Th FLOOR NEVI TOPA NY 10154 Contact Information Telephone Number: Account Nu■bet' lak Rated Yeatsa.' /0100289CSF30016 Go paperless Seven In A Rey LEPERS INC • ITIC IDALOAR ItATtDCOMUMUNICAlIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F ID EN TIAL a ul a1 Ca Page 6 of 8 01.1•••011.0. • ••••• •••••• SCINCGM_00047408 DB-SDNY-0010322 EFTA_00158107 EFTA01290228

Your Account Inform ation (Misr* Ram Pon.. Vona n manapnerd Pent% COevar Gto.p Des-b04 km %IVY. ,X wan Cato Hann A . MTh I to Ilu1New RA 1,tt lam 4,44111. MfPNNR Statement Period: 0110112114 - 01/3112114 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks In a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST lh FIRST OUT Electronic Delivery You have not selected any account com m unications for electronic delivery. To register and turn off paper con in unications, log in to your account or contact your Client Advisor for more inform afion. FIRST IN FIRST OUT Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained horn sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is not available are marked "'N/A— and are omitted from the Total. The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates. and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to kwAv.pershing.corrybusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this Information is available to you promptly upon your written request directed to your introducing fin. In order to assist your introducing firm in maintaining current background and financial Information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for ui your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified horn customary banking sources on the conversion date cr the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incur ed a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page? *la Account Nun ber Go paperless se—Yea" la You. A01002/9CSF30016 JEEMERS INC rtatA gl iirleek-creot oommueocano.al CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDAFINTITIAL COnavOnup Onin.0.1.6•oliNer arid restats01 SON Y_GM_00047499 OB-SDNY-0010323 EFrA_00158108 EFTA01290229

Important Information and Disclosures (continued) The Role of Pershing • Pershing carves your account as clearing broker pursuant to a cleanrg agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable, the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.cornistrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (icludig unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City. New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators v I typically include a minority of arbitrators vino were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; (201) 413-3330. Page8 of 8 A01002I9CSF30016 Account Nu, Go paperless Mtn 11=C:A Reny LEPERS INC pA LOA* RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) CONFID -.5NT/A esasivismuls otivaispu.C6 ••••••• ammo. •••••••••• SDNY_GM_00047500 OB-SDNY-0010324 EFTA_00158109 EFTA01290230