UBS UBS Strategic Advisor September 2015 Change in the value of your account September 2015(S! Year to date (I) Opening account value $1,003,634.71 $1,011,812.53 Deposits, including investments transferred in 0.00 1,300.00 Withdrawals and fees, including investments transferred out -19.30 -11,500.89 Dividend and interest income 3,484.00 25,974.43 Change in market value -20,048.92 -40,535.58 Closing account value $987,050.49 $987,050.49 Account name: GHISLAINE MAXWELL Friendly account name:Indiv.V49935006 Account number. Y1 23571 55 Dividend and interest income earned For purposes of ths statement to ttaly of Inieftfl and diadem" income has been °tremens from a US tat reporting perspective. Bawd upon the residence of the account hoktoc acount type, or product type, sane interest ardor dvidend payments TN not be subject to United States (US) ardor Puerto Rico (FR) Income tarn. The (lent monk ei flatemeM is not intended to bt used rid camel be Irked upon for to purposes. Clients should Wet to the appletle tax reporting loam they teethe Iran U€S smugly, such as the F0rmS 1099 and the Fern 480. for tat epprong information_ n Is the padre d u85 to rile the appiiratte to mooning forms with the u5 Interred Revenue Senice and PR Treasury Depart/rent and in such forms accurately classify dalends arida interest at tae ereitipt or taut* Warne. Plate consult yew inctedual tar prepare,. September 2015 Year to date (S) Taxable dividends 3,484.00 23,425.63 Long-term caprla I gains 0.00 761.63 Taxable interest 0.00 0.89 Total current year $3,484.00 S24,188.15 Prior year adjustment 0.00 1,786.28 Total dividend & interest $3,484.00 $25,974.43 Summary of gains and losses Values reported tercet <Elute products for which gans and losses ale not classified. Realized gains and losses Unrealized September 2015 (1) Year to date (1) gains and losses (I) Short term 0.00 0.00 -1,298 45 Long term 0.00 0.00 -30,896.62 Total $0.00 $0.00 -$32,195.07 Your Financial Advisor: SCOTT STACK mAre Lai CASRIEL 212-821-70001800-308-3140 Cash activity summary See Account sant the MOM?) for decals Banes in your Sweep OpS Pm are includedIn the cpenrg and closing balances rare. FDIC Insurance *pees only to deposits at UBSElarth USA, not to departs a UBS 44 Stamford Branch or bank deposits pared through the UBSInternitiond Deport Account pograin SIPC protection applies to money market sweep fund holdings but not bark dtpotilt See important ingormarion about your statement an the teat two pages d this document for details. September 2015 (1) Year to date IS) Opening balances Additions Deposits and other funds credited $0.00 0.00 $9,359.42 1,300.00 Dividend aid interest income 3,484.00 25,974.43 Total additions Subtractions Professional management fees and related services $3,484.00 0.00 S27,274.43 -3,830.52 Other funds debited -19.30 -7,670.37 Funds withdrawn for investments bought -3,464.70 -25,132.96 Total subtractions -$3,484.00 -$36,633.85 Net cash flow Closing balances $0.00 $0.00 -$9,359.42 $0.00 SDNY GM 00021546 0070003006526579Ne7OCOXG380 COCOS 0915 030575004 Y123571550100300 CONFIDENTIAL Pegs 3 a 14 EFTA_00132166 EFTA01274373
UBS UBS Strategic Advisor September 2015 UBS Bank USA Deposit Account APY Interest Period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 $21.43 Closing UBS Bank USA Deposit balance Sep 7 $0.00 Number of days in interest period 32 Average daily balance $7.97 Interest earned $0 .00 Annual percentage mid earned 0.00% Account name: GHISLAINE MAXWELL Friendly account name:Indiv V49939;06 Account number. YI 23571 55 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sraremenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility conseleratvon None selected Your account instructions • Your account is currently coded for margin. • You account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor SCOTT STACK MANLYLE CASK'. 212 -82I.7CCOf 800-308-3140 CNP7C002)306526530 NM000303380 COON 0915 030575004 Y123571 $50 1°4614YGM00021Vig e 4 of 14 CONFIDENTIAL EFTA_00 I 32 I 67 EFTA01274374
;It UBS UBS Strategic Advisor September 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account newt.: Indiv v49935006 Account number. Y1 23571 55 Some pnces, income and current vaues ShOwn may be approximate. AS a its ul. gam and lOsses may nol be accuralely refkcled. Set hepodent infonveaen about your sferenierr a the end of ths dxumem for more infornason. Equities Mutual funds Total recovestal is the Iota d at reinvested dvelenck II does rot incluoe any cash chideWs. t is not a la lot for the purposes of determining hoid rig periods or cost basis. The shares you receive earl tee you reinwsi dudench become a separate tax lot. Cost bass is the tots purchase cost of the security, inducing ranvesteddvdends The cost basis may reed to be adusted Ice return Cl capta pawl-rents inorder to determine the adusted cost bars for to reporting pfiposts. Purchase twee ahki t ;T wo Apt veliaspe harPrir e (se) isching CLEARBROGE DIVIDEND STRATEGY 101,0CLASS I Symbol. SOPYX Trade date: Jun 26, 13 1,179.249 16.769 19,776 00 19,776.00 18.450 21,757.14 1,981.14 LT Trade date: Jan 14, 14 295.210 18.470 5,471.00 5,471.00 18.450 5.465.07 -5.93 LT Trade date: Ian 15, 14 283.181 18.549 5253.00 525300 18.450 5224.69 -28.31 LT Trade date: Jan 16, 14 282.731 18.529 5239.00 5,239.00 18.450 5,216.39 -22.6! LT Trade date: Jan 17, 14 298.430 18.469 5,512.00 5,512.00 18.450 5,506.03 -5.97 LT Total reinvested 69.686 19.793 1,379.32 18.450 1285.71 -93.61 EAI: 1884 Current yield 1.99% Security total 2A09.487 17.693 41251.00 42.630 32 44,455 03 1,824.77 3204.03 COLUMBIA CONVERTIBLE SECURITIES FUNDCLASS Z Symbol. NC IA.X Trade date: Dec 19, 13 1,147.177 17.890 20,523.00 20,523.00 17.230 19,765.86 •757.14 LT Trade date: Feb 19, 14 840.380 18.969 15,942.00 15,912 00 17.230 14,479 74 -1,462.26 LT Total reinvested 190.942 19.094 3,645.93 17.230 3289.93 -356.00 (Al: 31,183 Current yield' 3 15% Security total 2,178.499 18.412 36,465.00 40,110.93 37,535.53 -2,575 40 1,070.53 Client investment 01 Your /I nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Unrealezed (far) gam or loss is the dfference between the c urrenl value and t le cost bass and would genera be your tarifa* gan of loss if the serially was sold On this date. The unreaszed (tag gan or loss may need 10 be aersusted for return of Pitted Paimems In Older 10 determine the maze:loin or las for tax reporting purposes. 3n/earned"( return Is the current value minus the arount you invested. It does not include shales that are net reflected on your statement, includ ng shares that have been rearzedaS either a gin ce a loss It aso &es not include rash dodencls Mai were nob nvested Cost Price Der Share bait (S) On Sep30(1) Value on Unrealized08J imestment Herring Sep 30 CS) grain or loSS (3) return 01 period continued next page SDNY GM 00021548 CelP7C00306576531 NP7003303390 00001 0915 030575004 Y17357155010000) Page S of 14 CONFIDENTIAL EFTA 00132168 EFTA01274375
SUBS UBS Strategic Advisor September 2015 Your assets . Equities . Mutual funds (continued) Hddng Number of shares Purchase puce' AlltI4W price per (5) Client investment CS) Cost bask (I) Price per share on Sep 30(1) Value on Sep 30 (I) unrealized 0a4 coin aloe (I) 'mese:nerd Hddng return (S) period RUBOR CONVERTIBLE SECURITIES FUND CLASS I Symbol HACSX Trade date: Jan 29, 13 1,872.780 10250 19,196.00 19,19600 10.430 19,533.09 337.09 LT Trade date: Jun 17, 13 960.534 10.489 10076.00 10,076.00 10.430 10,018.37 .57.63 LT Total reinvested 202.030 10.622 2,146.02 10.430 2,107.17 -38.85 EAI: 1%8 Current yield 2.11% Security total 3,035.344 10.351 2927 2.00 31,418.02 31,658.63 240.61 2,386.63 JP MORGAN INTREPID EUROPEAN INST Symbol: .IFEIX Trade date: Aug 1, 13 435.452 23.134 10,074.00 10,074.00 23.990 10,446.49 37149 LT Trade date: Aug 6, 13 439.831 23.286 10242.00 10242.00 23.990 10,551.55 309.55 LT Total reinvested 33.043 24.353 804.71 23.990 792.70 •12.01 EAI: 1812 Current yield 3.73% Security total 908.326 23.252 20,316.00 21,120.71 21,790.74 670.03 1,474.74 MATTHEWS ASIA DIVIDEND RJND INSTL Symbol. MIPIX Trade date: Jan 29, 13 2,156.431 14.781 31,876.33 31,876.33 14.910 32,152.38 276.05 LT Trade date: Feb 1, 13 481.951 15.001 7230.21 7230.21 14.910 7,185.89 -44.32 LT Total reinvested 92.295 16.294 1,503.91 14.910 1376.12 427.79 EAI: 1677 Current yield 1.66% Security total 2,730.677 14.872 39.106.54 40,610.45 40,714.39 103.94 1,607.85 SIT DIVIDEND GROWTH FUND CLASS I Symbol: SDVGX Trade date: Jan 29, 13 2.333.831 15.400 35,941.00 35,941.00 16.230 37,878.07 1,937.07 LT Trade date: Jun 11, 13 624.804 16.569 10353.00 10353.00 16.230 10,140.57 -21143 LT (Al: 1745 Current yield 1.55% Security total 2,958.635 15.647 46294.00 46294.00 48,018.64 1,724.64 1,724.64 continued next page Account name: GHISLA1NE MAXWELL Friendly account name: Indiv V49935006 Account number. VI 23571 S5 Your II sandal Advisor: SCOTT STACK MANLYLE CASIVEL 212.82 I -7000/1300-3C8•3140 CNP70009006526532 NP700030338000004 D315030575001'1123371 s301°4014YGPv100021%.4 6 of 14 CONFIDENTIAL EFTA 00132169 EFTA01274376
UBS UBS Strategic Advisor September 2015 Your assets . Equities . Mutual funds (continued) HcIdng TORTOISE MI) & PIPELNE FUND CLASS INSTL Symbol. TORIX Trade date Jan 29, 13 EAI: 3533 Current yield 1 96°/. Total Total estimated annual income: 55.502 Fixed income Nurroa of shares Purchase paw Arerary axe per share (I) Account name: GHIS(.AINE MAXVVEU. Friendly account narne:Indiv v49935006 Account number. Y1 23571 55 client investment (f) 2.296.774 13.248 30,42904 Cost ence per share bedsit) on Sep 30(9) 3042904 11.810 5243.133.58 Mutual funds Tote/ reinvested h the fold pi al reinvested dvxknds n does not include any cash dvlends, n is not a tar lot for the purposes of determIn no hdcing periods or cost bags. The shares you receive each time you reinvest chidenct become a separate tar Cost And d the total purchase cost of the security. indudng reinvested dvdends The cost basis may need to be ousted for return d cepts payments in order to deterrnne the alustedcost basis for Is. reporting purposes. $252.613.47 Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 value on unrealized 0a.) mostment Hdd ng Sep 301f) gain or toss Of return (S) period 27,124.90 -3,304,14 -3304.14 LT $251297.86 -$1,315.61 $8,164.28 Unrealeed (rarTgain or Ices is the diligence between the current value and the cost basis and woukl gentralY be your lasaae Ohn a loss d the security was sold on this date. The unreerized Ras) Cran of loss may need to be a4usted for return of capita cow-mills in order to detenrine the realised gan or foss fa far reponiniaputpcits investment recur it Ihe current vduerrfnus the amount you inverted t does not include shares that are not reflected on you statement, indudng shares that hare been ma 'red as either a gan a a toss It iso does not include cash eigdenCIS that were not reinvested Hddng Norther of shares Purchase towel Average price per share ft Client investment II) Cost basis (1) Rice per Shale on Sep 30 (4) value on see 30 (s) unrealized (tail gain or las (S) tmestrnent Had rba return (5) Pthol AVENUE CREDIT STRATEGIES FUND CLASS INSTL Symbol. ACSBX Trade date: Nov 12, 13 910.736 11.270 10,264.00 10,264.00 10.070 9,171.11 -1,092.89 LT Trade date: Nov 18, 13 912.566 11.300 10,312.00 10,312.00 10.070 9.189.54 -1,122.46 LT Trade date: Nov 25, 13 911.661 11.319 10220.03 10220.00 10.070 9,180.43 -1,139.57 LT Trade date: Sep 29, 15 36.025 10.079 363.13 363.13 10.070 362.77 -036 ST Total reinvested 200.594 11.093 2225.22 10.070 2,019.98 -205.24 EAI: 11,402 Current yield. 4.69% Security total 2.971 582 11.268 31259.13 33,484.35 29,923.83 -3,%0.52 -1,335.30 8LACKROCK HIGH YIELD 80ND 1 Symbol. PHYIX continued next page SONY GM 00021550 CHP7030?305526533NP700330.3380 00004 09IS 030575004 Y123571550100000 Page 7 of 14 CONFIDENTIAL EFTA 00132170 EFTA01274377
*UBS UBS Strategic Advisor September 2015 Your assets . Fixed income . Mutual funds (Continued) Hai dog Number of stores Purchase pace' Average price pustule: (3) Client investeremt CS) Cost basil (I) Price per share on Sep 30(1) Value on Sep 30 (S) unmanned OM spin otiose (S) imestment HoldIng !cum (0 period Trade date: fan 29, 13 4,811.156 8.200 39,451.48 39,451.48 7.420 35,698.78 -3,752,70 LT Trade date: Jun 27, 13 2,481.156 7.959 19,750.00 19.75000 7.420 18,410.18 -1,339.82 LT Total reinvested 795.377 8.076 6,424.14 7.420 5,901.70 -52144 EAI: $3,453 Current yield: 5.75% Security total 8,087.689 8.114 59201.48 65,625.62 60,010.65 -5,614.96 809.18 COHEN & STEERS PREFERRED SEC & INC FUND' Symbol: CPXIX Trade date: Jan 29, 13 3,002.068 13.487 40,490.57 40,490.57 13.420 40287.75 -20182 LT Trade date: Feb 6, 13 740.625 13.391 9,918.40 9,918.40 13.420 9,939.19 20.79 LT Trade date: Jun 14, 13 751.274 13.309 9,999.02 9,999.02 13.420 10,082.10 83.08 LT Total reinvested 442.817 13.641 6040.59 13.420 5,942.60 -97.99 EAI: $3,970 Current yield: 5.99% Security total 4,936.784 13.460 60/107.99 66,448.58 66251.64 •19694 5,843.65 DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: D8LTX Trade date: )an 29, 13 12,493.155 11.379 142,229.00 142,229.00 10.940 136,729.82 -5,499.18 LT Total reinvested 911.521 10.968 9,997.93 10.940 9,972.04 -25.89 EAI: $6,101 Current yield: 4.16% Security total 13,409.676 11.352 142,229.00 152,226.93 146,701.85 -5,52507 4,472.86 EATON VANCE FLOATING RATE ADVANTAGE CL I Symbol: SFAX Trade date: )an 29, 13 7,524.150 11.180 84,120.00 84,120.00 10.510 79,078.82 -5,041.18 LT Total reinvested 584.916 10.%2 6,412.40 10.510 6,147.47 -264.93 EAI: $4,273 Current yield: 5.01% Security total 8,109.066 11.164 84,120.00 90,532.40 85226.28 -5,306.11 1,106.29 HARBOR HIGH YIELD Be FD INSTRUTONAL CL Symbol: HYFAX Account name: GHISLAINE MAXWELL friendly account name: Indiv V49935006 Account number. Y1 23571 SS Your Hounds Advisor, SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 contincted next page CNP70303005526534 NP7000303380 00004 0915 030575004 VI 23571550 109g0hyGEL0002itylt a of 14 CONFIDENTIAL EFTA 00132171 EFTA01274378
UBS Strategic Advisor UBS September 2015 Your assets . Fixed income . Mutual funds (contnued) ulddng Number of shares Purchase PIKE Average price per ($) Client investment (1) Cost basis (1) Price per shore on Sep 30($) value on sty 30 (s) Unrealized OM gain orlon ($) imestment Noldng return (5) period Trade date: /an 29, 13 Total reinvested EAI: 31,602 Current yield: 5.54% Security total 2,660.657 311.977 2.972.634 11.239 10.430 11.155 29,905.78 29,905.78 29,905.78 3,254.18 33,159.96 9.720 9.720 25,861.58 3032.42 28,894.00 -4,04420 -221.76 426696 -1.011.78 LT HSBC TOTAL RETURN FUND CLASS I Symbol: HTRD( Trade date: Jan 29, 13 EAI: 3745 Current yield 1.92% 3,858.567 10.289 39,704.65 39,704.65 10.060 38,817.18 -887.47 -887.47 LT JPMORGAN UNCONSTRAINED CEBT FUNDCLASS SELECT Symbol: JSISX Trade date: Mn 29, 13 Total reinvested EAI: 42,596 Current yield: 5.23% Security total 4,784.864 336.575 5,121.439 10.260 10.079 10.248 49,092.71 49,092.71 49,092.71 3,392.61 52,48532 9.700 9.700 46,413.17 3264.78 49677.95 -2,679.54 -127.83 -2,807.37 585.24 LT METROPOUTAN WEST TOTAL RETURN BOND FUND CLASS I Symbol: MWTIX Trade date: Ott 24, 13 Total reinvested EAI: $1,521 Current yield: 1.88% Security total 7,192.344 262.242 7,454.586 10.709 10.858 10.715 77,030.00 77,030.00 77,030.00 2,847.63 79,877.63 10.830 10.830 77,893.08 2,840.08 80,733.16 863.08 -7.55 855.53 3,703.16 LT RIDGEWORTH SEIX FLOATING RAIEFIGH INCOME FUND CLASS I Symbol: SAMBX Trade date: /an 29, 13 Total reinvested EAI: 42,847 Current yield: 4.76% Security total 6,502.655 474.392 6,977.047 9.039 8.910 9.031 58,784.00 58,784.00 58,784.00 4226.99 63010.99 8.570 8.570 55,727.75 4,065.54 59,793.29 -3,05625 -161.45 -3217.70 1,00929 LT Account name: GHISLAINE MAXWELL friendly account name: Indiv.V49935006 Account number. Yt 23571 55 Your PI/sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 continued next page SDNY GM 00021552 Ctie703093C65.76535Nr70o030338o 00034 09i 030575004 vi2357i S50100000 Page • of 14 CONFIDENTIAL EMU/0I32172 EFTA01274379
*UBS U BS Strategic Advisor September 201 5 YOLK assets Fixed income . Mutual funds (continued) Hddng T ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS Symbol: PFFRX Trade date: Ian 29, 13 5,394.060 10.270 Total reinvested 349.071 10.161 EAI: 12.464 Current yield: 4 32% Sectoity total 5,743.131 10.263 Total Purchase pace Writer Average pxe of shares per share 9) Account name: GHISLAINE MAXWELL Friendly account name: lodo, V4993%06 Account number. Y1 23571 55 Client Tontine's' (I) Cost Price per duce basis el) on Sep 30 (1) Your K nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Value on unrealized0as) trnestrnent ricking Sep 30 (1) gain or loss (S) return (I) Period Total estimated annual income: $30,974 Non-traditional Mutual funds 55,397.00 55,397.00 9.940 53,616.96 -1,780.04 LT 3,546.97 9.940 3.469.77 •77.20 55,397.00 58,943.97 57,086.72 .1,857.24 1,689.73 $687,131.74 $735.500.40 $703.116.55 -$32,383.81 115.92421 Total fern...sled is the total Cl al reinveSteddsvdends 4 dots not include arty (W OWdendS. 4 is natal& UnrealgtOadiOgaon Or lOss r) the difference between the current value and the cost ball did would lot for the purposes of determining Wiring periods or cost basis. The shares you recent each time you generals/ be your late gain or loss if the sec tatty was sold on this date. The unrealged (tad gan or loss reinvest d %Wend; becomes separate tax be may need to be adjusted for return of captd payments In order to determine the realized gain or loss for tax Cost 04S4 is the totg purchase cost of the security. inducing renvesteddwlends The cost basis may need reporting purl:uses to be adjusted for return or caplIcl payments in order to deterinne the adjusted cost bans toe tar reporswg Investment sewn is the current value minus the amount yOulMtSted It cbes not include shares theta* not purposes reflected on your statement, includnbshares that nem been resizedas either a cam or a loss it also 03es not induce cash d 'Mends that were not lei wooed Hddng morber of shares Purchase pooh' Average pace per skate ($) Client investment (S) Cost basis (s) Pnce per share on Sep 30(3) value on Sep 30 IS) untenureddm/ gain Of 1011(1) inrestmem Hddng return (S) period GATEWAY FUNO CLASS Y Symbol. GTEYX Trade date: Jan 29, 13 1089.208 27.580 30,040.36 30,040.36 28.980 31,565.24 1,524.88 LT Total reinvested 36.951 29.535 1,091 37 28.980 1,070.84 -20.53 EAL 1713 Current yield 2.18% Security total 1,126.159 27.644 30,040.36 31,131 73 32636.08 1,504 35 2.595 72 CNP700C9305526536NP70C0303380 COON 0915 030575004 Y123571550101MyGht mullling 10 of 14 CONFIDENTIAL EFTA 00132173 EFTA01274380
(SUBS UBS Strategic Advisor September 2015 Your assets (contnuedi Your total assets Equities Mutual funds fixed income Mutual funds Non-traditional Mutual funds Total Account activity this month Account name: GHISLAINE MAXWELL Friendly account name:10(1,y v49935006 Account number. Y1 23571 55 Your II nandal Advisor: SCOTT STACKMANYLYLE CASNEL 212-821-7000/800-308-3140 vdue on Sep 30(0 PeKentaged your %count Cost basis Estimated annul infant (5) Unseat/NJ on or loss IS/ 251,297.86 2546% 252,613.47 5.502.00 -1,315.61 703,116.55 71.23% 73%500.90 30.974.00 -32,383.81 32,636.08 3.31% 31,131.73 713.00 1.504.35 $987,050.49 100.00% $1,019,245.60 $37,199.00 -S32,195.07 Date Actluty Descnotion Amount (I) Dividend and interest income Taxable dividends Sep I Dyrdend METROPOUTAN WEST TOTAL RETURN BOND FUND CLASS 1AS OF O&3 it 15 129.87 Sep I Dividend RiCGEWORTH SEIX FLOATING RATEHIGH INCOME FUND CLASS I AS OF 244.38 08131115 Sep I Dividend DOUBLE LINE TOTAL RETURN FUND INSTL AS OF 0931/ IS 485.20 Sep I Dvidend Sept Dvidend EATON VANCE FLOATING RATE ADVANTAGE CLI AS OF 08/31/15 373.07 Sep I Cividend r ROWE PRICE INSTITUTIONAL FLOATING RATE F CLASS AS OF 05/31/15 195.35 Sept Dvidend BLACK ROCK HIGH YIELD BOND I AS OF 08/31,15 288.55 Sep I Dvidend HS8C TOTAL RETURN FUND CLASS I 19.30 Sep ICI Dividend MATTHEWS ASIA DVIDEND FUND INSTL AS OF 09'17)15 98.81 Sep 23 Cividend COLUMBIA CONVERTIBLE SECURITIES FUND CLASS Z AS OF 09122/15 302.61 Sep 25 Cividend Sep 25 Cividend HARBOR CONVERTIBLE sEcteinEs FUND CLASS I AS OF 0924115 %.24 Sep 29 Cividend Sep30 Cividend Sep30 Cividend AVENUE CREDIT STRATEGIES FUND CLASS INSTL 363.13 Total taxable dividends Total dividend and interest income 13.4114.00 $3,484.00 COHEN & STEERS PREFERRED SEC & INC FUND 1AS OF 08131115 329.13 HARBOR 1IGH YIELD BD FDINSTITUTIONAL CL AS OF 09124115 375.30 .1PMORG AN UNCONSTRAINED CEBT FUND CLASS SELECT 51.16 GATEWAY FUND CLASSY 131.90 ly ti,;(rpton AMOLs11M Other funds debited Sep 3 Transfer JOURNAL TO Y1 23575 GHSLAINE MAXWELL 19.30 . Total other funds debited -$1930 SONY GM 00021554 C HP70307006526537 NV7003303380 00004 0915 030575004 Y123571550100000 Page 11 of 14 CONFIDENTIAL EFTA_00 I 32 I 74 EFTA01274381
*UBS UBS Strategic Advisor September 2015 Account activity this month (continued) Account name: GHISLAINE MAXWELL Friendly account namo:Indiv V49939X6 Account number: Y1 23571 55 Investment transactions roe more Information about the price/ value shOWII for reurIcted securities, see (mporreor information about your :tatement at the end of this &acumen% 03Ie ACtimly Description Quantity vdue (t) Emcee%) PIOCetdS from Funds ',west-rent vatheaven for Accrued transactions (5) rnvesvnents troop (5) ireerest (5) Sep Reinvestment METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS I DIVIDEND REINVESTED AT 10.81 NAV ON 08/31/15 AS OF CO 31/15 12.014 -129.87 Sep 1 Reinvestment RIDGEWORTH SEC( FLOATING RATEHIGH INCOME FUND CLASS I DIVIDEND REINVESTED AT 8.69 NAV ON 0831/15 AS OF 0831/15 28.122 -244 38 Sep I Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.89 NAV ON 09/31/15ASOF 013/31/15 44.555 -485.20 Sep 1 Reinvestment COHEN & STEERS PREFERRED SEC & INC FUND I DIVIDEND REINVESTED AT 13 53 NAV ON 08/31115 AS OF 0.931/15 24.326 -329.13 Sep 1 Reinvestment EATON VANCE FLOATING RATE ADVANTAGE CL I DIVIDEND REINVESTED AT 10.66 NAV ON 08/31/15 AS OF 013/31115 34.997 373.07 - Sep I Reinvestment T ROM PRICE INSTITUTIONAL FLOATING RATE F CLASS DIVIDEND RENVESTED AT 10 03 NAV ON 08/31/15 ASOFOS31/15 19.477 -195.35 Sep I Reinvestment BLACKROCK HIGH YIELD BOND I DIVIDEND REINVESTED AT 7.68 NAV ON 0831/15 AS OF 03/31/15 37.572 -288.55 Sep 18 Reinvestment MATTHEWS ASIA DIVIDEND FUND INSTL DIVIDEND REINVESTED AT 15.17 NAV ON 17115 AS OF O9' 17/15 6.514 -9881 Sop 23 Reinvestment COLUMBIA CONVERTIBLE SECURITIES FUND CLASS Z DIVIDEND REINVESTED AT 17.77 NAV ON 09 23 IS AS OF 0927115 17.029 302.61 . Sep 25 Reinvestment HARBOR HIGH YIELD BD ED INSTITUTIONAL CL DIVIDEND REINVESTED AT 9.86 NAV ON 09124/15 AS OF 0924/15 38.063 -375.30 Sep 25 Reinvestment HARBOR CONVERTIBLE SECURITIES FUNDCLASS I DIVIDEND REINVESTED AT 10.61 NAV ON 0924/15 ASOF 0924/15 9.071 9624 - continued' next page CNP7C003306526538NP70C0303380 00001 0915 030575004 Y123571S50 1006ffiyfilk0002Resis 12 of 14 Your Knancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821-7C00/800-308-3140 CONFIDENTIAL EFTA 00132175 EFTA01274382
UBS Strategic Advisor UBS September 2015 Account activity this month rcontrueco Investment transactions (continued) Date &nay Desaption Pnaeeds lam Inwstment ()amity v Sue CO PAO 0) transactions (s) Funds vatbdrami is Mulled invesenentsb0uget (S) ireereSI (1) Sep 29 Reinvestment JPMORGAN UNCONSTRASNED DEBT FUND CLASS SELECT DIVIDEND REINVESTED AT 9.70 NAV ON 09/28/15 5.274 -51.16 Sep 30 Reinvestment GATEWAY FUND CLASS Y DIVIDEND REINVESTED AT 28.67 NAV ON 09129/15 4.601 -131.93 Sep 30 Reinvestment AVENUE CREDIT STRATEGIES FUND CLASS 114511. DIVIDEND REINVESTED AT 10.08 NAV ON 091 29 IS 36.025 -363.13 Total .13.464.70 Account name: GHISLAINE MAXWELL Friendly account narne:Indiv V49935C06 Account number. Y I 23571 55 Your Mnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7C00/800-308-3140 Date Activity Descripticn Amount (S) Money balance activities Aug 31 Balance forward $0.00 Sep 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 19.30 Sep 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0,03115 Sep 30 Closing MIS Bank USA Deposit Account -19.30 10.00 Unsettled transaction activity The idiowng transaction(s) are Dendng settlement Trade Setlement die date ACtlety The UBS Bent USA Deposit Account Is your wintery sweep °pion Description Quantity MCI I war (3) amount (5) Sep 30, 15 Oct 01, 15 Sold HARBOR HIGH YIELD 8D FD INSTITUTIONAL CL FBOID 52738913881 -2,972.634 9.720 28,894.03 Sep 30, 15 Oct01, 15 Sold AVENUE CREDIT STRATEGIES FUND CLASS INSTL FBOID 52738921397 -2,971.582 10.070 29,923.83 Sep 30,15 Oct01, 15 Sold BLACK ROCK HIGH YIELD BONDI FBOID 52738913196 -8.087.689 7.420 60,010.65 Total pending investments sold $118,828.48 SONY GM 00021556 CHP700030065265.39NP700030330000004 C915 030575004 Y123571550100000 Page 13 of 14 CONFIDENTIAL EFTA 00132176 EFTA01274383
Your notes CNP70003006526540NP7003303340 00004 0915 030575004 YI 23 571 550 109gtlyyGEL0002rpin 14 of 14 End of statement for account number Y1 23571 55 CONFIDENTIAL EFTA_00132177 EFTA01274384
Important information about your statement UBS Friuli, Sorkin Inc (Me Fkm aUBSFiwscålSprvM.l. is a member of al pirkpalsecunty. ccemaddy aid cows ~sieges UBSF bong li vces and USSBards.ISA at Sired »bra:liana of uBS AG and Milian of tan Stoskirs LLC lheF ties (rancid swat it «Sable Loon *mien lM hin etaine of Ices at at LOS Poundal Selin lic 1200 tabor Bockvad ~Nuke« In 07086 The statenem repreorts te cnly *flat roc:4 of )our UBS Fmanaal Senses nuns Oder hum» crept 0(1031 ta< docunent. coring conflen3 data stub nos be eked upon rl you beano Mortar me« mum. pleat rum ri ~diary n Wittig to Meerrch fOrayer of the offer sling you amour Allscogh al try; Mom are «needed to be roman gaiesinf dos Mould rot be used for tar Nooses Pty solely on >nerd ta< UM Firn 1099. 5498. 10a2S. etc) et on peepong )our ta< atom ref res is r egund by Ire to rum to the IRS al takdi ndends. repent/le non track dvdends and tante meted caned on »comes Mb m your account nes proceeds on sat unmet:rd. and at has/soncatkin amend moon Comnamicallont WIIhUb Firm • nonerec«Irmanyorl ornmeskarons tiffany to furtser peeled ytor nits wad:» you* role under the karites hoer »Demon Act (SPA) • rf Punta 'mutton on the top ket of ihe Ircen of tits stlierrwril it not IBS Financial Swum IBS Fruanda Slytes canes yes accrue asduring trek« by avanyennenl nth the Mated nitton We banned >ou of this rettionthp then you opened tilt mount in Cut Cate Sr heft ans souk es re bated a VISS ~oaf Simon aid not tro «Murry doter, ad ya roust ~armor of sly ErrOr Or OlnaSbn to bett fln All aCCOure SUterereS Shallbe deelid tonolle aid acarse d nt objected to n ~Tea li ken 60 clad • Pleaseduo cusurner mutants« inarren to the Irrea Client Ransom Nordort at 201-3S21699 or roller a $00-354-9,03. 8 00 A M toe 03 Phl FT Urdu tebugs Indef. «h going to uBS ?manor Servoos ffc. (km Religions Cispatrunt PO Box 766 Unon (dir NI O7M37 • Si case of «Tors« CmellOgn *tut Si Meson< ant wand« (711 bid paimmt or UPS vita* desk cad traltadkoS, call 800762.1000 or tree to LBSFnanCol Sensors ht. 1050 Harbor std. (dri I bat ~Mu. N) O70136. Ann IMAUSSA Devon Cal rioter soon as «Arun d >outset pur stamens Cr recept 6 torg so d per need more donnan" rout attend« cn the statement el reap( The Fen «Card hoer (as atp I. mug her from pir rio methan 60 *6 alter the Fret sent you the fist saternim on UM the elm or problem4pr~ - Auk« >ow nine and ac opus meter (il all - Devaite te errOi Or the ormfe yu se route rote atlewlan as duly )Ou can thy you bamse t is al error a tesy you need mire nIcrmation - Fruvide te &ix mourn et the mowed en« The FM ocC rd Lauer MI mug» you ~plant and MIcoma are error pronlity Pleat met al checks payage lo tho Armor *se Marcia mar«, ndcared on to front of this 'lament h ad» ran to regtea atomrit feet axan may be absci to mammary..< feu charge: l« repayment la ~rut purchase; oldcharges I« ispad artrints h cols recants Accounts ta fl tranfe're3] tO Othir. nstartons may be lire to a easier lee. UBS Swop Optbns U8S oters °plan for steep*g cad' batmen bastes» bank doposts as Les BM LISA and uSS AO Stanford balm (Bark San> hosysli ~leymarket mural keels (Venn Find tie Menaced Depose Aaron (Castor CuStOrnen with as knemmonad Pearce Umagenent Amour through geese Sweep trovans. cat balance are swept so WS Bak USA up bal estabkhed LW and then 10 Ult5 IC Stamford Brands of a «Wu Ford Depots at tes salty:a ire WC enured n accordance with fis; rules For neat Mouton pate nut worn ate gow Deposit a UPS AG »milord Brant and tams et ~et Fonds attar nured by the FDC. through Or On »Saba to call Manors re seeps to deposit accounts a IBS AG Mt York Bunch and IBSIG Copan Brant. These deposers are rice listed by the FDIC Praxes held a The tes AG Comm Birds are «queerly eopOted to the so...on MA of Me Camas Nandi and Mere is ro ruiner other eh loaticri of 165 AG /o repay the Damn *Ilk On the PIS Cayman's Bras Docks Deposers at UBS Bat USA and each UR; AG Branch re nos prceened by WC Money Fund ties are promeed by WC See 'WS Enstol Severs Acccunt Frotedion• below Upon you roast halters en tie Ban Steep »coram r OA my Oe «them^ rid tom of a lliney Fund maybe Nutted, and the meted: returned b yes a yaw moires ream Furrier ritens ace about saihtle weep *pions. ndling omens sweet rice and yields. n arditibbt mows t45‘ out twtooyiAlt born yen restur Advilor or ter rainy SORBS-r,00 MS Fiume:al Sorriest «count protection The Frail a mmhor or Te Suites lied« Protection Co/onion (SPC). Mir prows secunies »roms of a li li es to to 1500.000 (ncienn; 5250.000 for dams for GYP) Me 5SC all vexes«, ones arch lo all 4cmoots Mayon Mid n apalictrUcanatin The Firm together welt tenon Ablates. hes also punhali supsounai mosiudn lherraotnuen anoint payable to all egble time, coacteekund«Mis proteeion o 5503 millon as of Duantie IO, 2013 94:ent to to pokya:editions and ~or cads ate Fals öklther protected fr up so 119Milkn n te a9yro9ale for al pur axans Ml n a solicits Panty A full mpy ol te polvywadngå Natl. upon ~ 2 The SIC pottoton rd the supplemental preface, both do not SPIlio • Cleanfnata, arses Controlled byvad Inbred nu« nuns true/bur held away fromLOISAustral Sovuns (.9. man (Ptah aUBS Bark («cash aft% AG Stamford brandk nuance runklt nclumg wants» arrudies and IV/ Owes of mutual knit three Sg..41 Haws 39 ng Leered army n dl nave of the atomst hob« on the backs and notes of he »plank cm« cr urger agent • («tan emanat contra" or rue:~ merest (eg. Mud ~mhos and rote plarments) that at nor regislied Old« the ~roes Act of 1933. and • COrnreadllet COntrXn b 9. troy «crony* aid prestos metal mnince). mad/1910a contras and COnTOC4Y cour contracts The WC proucticn aid the poplernmaon do not apsy to these assets men d trey otteruse ap pea car Aliment The WC protearn and res oppbamt potion do rot rota agent shovel n the market wain of yes li esenents (vheOw as a result of maim moraett. treraps batakolwYtt othoreow) Mote Wormilintraallisern egot nu may obon roue mordoron about SPC. hdudny the WC Brooker«. by comxtrg WC at 202.3718300r by uneasy tie SIC weskit at elirtesow oll Dividend Re Mermen Program OFIM) The rstleCed 4 an meat snot nu rnalitun the actualise from your romps' Abox Only Mole shoes are moctired talee ff. pallet Mats Ur be sold and tie of moil be depositchn pro acours tie dvaind reinsurers pree tippled by the issuer may dery ton tee malt mks a weir the parr tan in sold Cadle bike (My Whole unit Inn be held in pur moot I you re meted to 'petal set at arm°, of a dmidend ~ell or ~wire. Me Firm MI ether te' partial ions at mate peke or accept an mom deterred by a registered duty egexy. and credo us aorunt Investment *talus The «amens obscures and nt prof Aare specific to eau «cum and nay way between near «hoe the ion romps Ir en fining of any skritcant chze h yOur ..1 fnano Murals r iweStern/6 ctrctive; For Nat account held. you choose one of the fo loving nwestnxml rotas • Pm/um Current axort Inroletients wiring te rural it of timme only • *Muse COPUUPpromon kmontnisseikiny growth prexpal rah« than:Pt, grelX0n of name • Redvar Cornbminon el Income and ChtelibittPeodeon nestlints toothy both te yierwaion of ran ad prowei ire PrnCiPal Overall risk profiles • Consomme Seeks tomtman heir rinipal. li b low risk and totality to the accosts out even dta mer tne account does not genratt sanitary town.« Mumsaid my net keep pace with initeno • Arbottraar NYttng to rapt smart to 01149a end tolerate soli «Ix dry» verk KO« restos • Awns., Aftts-9 to mad hgh ryt tO rowel and hgh utility» seethe» reams ore nut Siatemenrheuseheldiar Vfe rnaymnsoklate el recited artmun statement wit the sane ameets n he solvent:9e Acosints rune retired fee Mrs Mite» Deane thy ha* urea mho a o maintain ont account relaionshli tan OW dents al the same address Ili puttee o knows as "hrtneroldny 'thou Orel. to realie inclkilual moments nand n sepute CONFIDENTIAL ervelie — sou may <Slink IscusehokIng by ding your Fnmeial Adwaor Friend/us mount name TM flinty «nuns nare ref ects eteranor that ro entered On the Hrn'S onine sours robs.. It as custorintilo Seer e chosen by you » azM you with your rucronsorg It ht no kyd effect ca pue mourn Yea CY1 dagg pro Rendy %Galt navies. troop OPIne Senors or by0X6dCling >4.VinancolAchba Arum wavier • Vabe of soar li Ourrapeurche tie‘ d 35Setl and tittres • Arms little aralthe can bermes imam lor m resented 'mob an Gkbal Terse Deposits unrealizod arks to li net ad anal aslis not held byte Fir Does not mchdeunented ~tedious a tetra ol the lice and <met tratentm Neut. a Pour hua tet. unused stor col ins and erectable eon Mons • teaketes tildes OAP balances. clistrintny ~go loans. am» Inc Usti accoum bastes • calmtvey alines Toes of inårbesied avadatde cat baron. ont, LBS Bat USA deposit balarom. LOS AG Start rd Branch depose balances and maser make mutual foxed sweep balances. a the dose of the staten int ptnad Non.corrniollty fret ciedn batman in yes ',Mount art not seregaed from °Ow baktrons adel Felimay use any ok rhese Ards n the ordinli course or «stunts lhese funds repayable tpon yotr demand Do wield inclakd h no anent plied doskg value Lending information T« desks] (damson on ref rn's »ling pun its and dGclOturet, Moe TO )0..rC NW RAM irrtro Aromas or Account tremens ad the Gened Terns and (annuli UBS »Menem of C,edt trances ratable n Ayeeettehet ere( Deacons a ålanakgs2Sty= Your asats Tear 23~1 itirrailtenriteS and offer assesheld n the amour at te end of te statement paled YCv may trb. foe Mire, c4 My paid mute , a ay trne You may recete seartia used a, han collard ate pasty S b an balance nn me on li en Any sentet the ding de stamen mead are lids a li ned tali» ol the end of She oatmeal period • Con bask ki detetking the cot basis of Me sedates Inroad n that stamen" Were nitsed wen the numb« 'I. • UBS hunks Soreceshas meted on Munition Maned from sources other thm U3S F Maud »Lords. noadng nforrnarön Iran Mother: In, or tat you may hoe plaihkd b your hrianCOI Mew firm does noe ksdependmit weedy or guarantee* marry r vdidly of any itormaon pronckd by sources ore Man LIS F model Antes en addrion "ughUPS Feandal Sankt: generally updates ins tronnami as 16 newel Me Fen does not Dredde any aziemors Mat she ordetta rider 'Cost bars' and noredired ganass• is armt a of te doe of the, Satstre As ext1 please do not («yen This informal:into wokemochas' cir sae drawn. kr tae purposes is ortsmor ~an &Maned to the Fern mayreflect stannoz unarms«, ore( for te peed of nine they re held a the Fnn Morehizonal reformation cal be added by yokeFinancial Adur • Unedited yaire/lozos Him data i aralablo menslid steal ec 2:tell.:155 2-2 csortto for SDNY_GM_00021558 EFTA 00132178 EFTA01274385
Important information about your statement (Continued) roirrithisearity No nee tantation data fa Nectar Ion mayor may not Mk., aninkdrain, thages ardor moray recestermaito owns Datiend teal other roe...enrol lots and systematic purchtsit lots ae oath conbrod !oda*, ore:ward la the • 'bade dae' colirm peesents the orspnal aria t traledate • Callable mantes Bonds aid palmed nod that the issue( (alb for ark redeaptanwIl beStinted rePaarrof by lot tan among Al %cumin of that 159.* held el out nane a an mellowflare for ors dents Cat lean 'f crooten is rosined nom temp prom and s xosay 6 rot gurrilted Othe Call lemon toryegg photo could affect yell compete enamor Ion was begoaded Lem (KUM • Cracow et deposit (CDs) CDs are MC nand opt $293.030 in pinup: ad squid wiriest pa depositor and per cksomo-y roimice re accord-yea wen FDr ruin • priewvalue 'octoroon's/ ke $40filies mots products maybe nigher ce bwer thr the pro that you IIMIU actually recewe in the make; PCPS ate Obtandd from vaii:us mid pity SCurtel. enidi webele/eh) It rent, but we do not pate eel' away - We nay use the doing prize new aealat4 cr the entre a the bid aid ask aces tor Inroad:sees and optsos OF Mk trd pats I or OTC saves - In annoy baled startles maybe peced tang a valattel enOcli4 a IMMO, Mara trig we obtared amino! nol reflect a antra matte Ma or Mtn - Cenanpoaians may £pea walnut apex aid well show fl iice was not wadable' if we are male to obtan a ace for a worry - Deposes or Searles dencronatei n anereges other tan US atlas are ref Woe a the e OP urge rat as of the naterront date - For Oertati 'earners troeng m mncnf0lmrig derometatuos. ace and quality (lace robe) may ha* been 33pseed to WIWI* prow vaurnn To obtain Guilin: qa:M.Tan. MOO 341.1*.COrcaa you Pranced :Moor • Meats Ineeserotros and endured products. Pruate ihosterre searges andelog dire poropation engem aid reap, estate n*strnem trUft Nantes) aid grUctited preduaS ale gieWaly ashy add d Conan muctaed proud s Kan not loom regdiaed with eta Wa ils and &Maros (amain a under any stare statutes Wm We von* estroaed robes fa senate meanies seances ad striated prodan for roams mauve*, coly AcciraCY a rot 9onnited - thee who mayddkr substantially non aces day a rho amnia retestrnere securey a structured proud maybe tarot a wed and do not neastaily wears the ear. you may rear& upri legoklaon - Ihrd pan tamales of tale are as ot a Goan (Jae ad ae impind to IRS banal Savors an arecultr baus by an nropendent valuation Inn truer. SennPaw( teCreAcCor ocrimzed Wise if am. ate applied to to rem by the our, general patter comenor and maybeUW.3W based Okra* idanation born that usedbytried mines to clothe thee estmsed Ya40S - You cal obtain addactial Marrows regaling the rreenielogy used to determine the enema of rota and the dace of the hfonn.von tha Is the base fir the ensue by ccedaghg your Fnrdi Athisor - Thad panyestinared vibesnos be reflected as 'Not paced' n sacra swarms ehen an 'nleptwifent valuatiCn Ice Anent funned of es unable to assign a via when we beam awn tut a maenS Nett hat craned tha may calla pornsusly reported robe coo dVeSIC*1. ce whin a vane earkl be highly tpeCartature duo to the tutu. of the uosay - Innen metre an issuer real meow a armor estroated eine' a (dewy ea roved ram is prowled the war or the acute was bedraerent ton in purchase pna - 'Crierbutions to ON' may hub* wan of taro:. wane a both • Oronaf urn seae' re:feigns the mbar oaring price per rain alb may not reflect you cat bath . arestrlasd securities Regoctedsecurnes genera/ ale not antutty tent* let pabk Salt- IRS filament Stenzel uses the marks price of the Ltinetikted sloth of the taro ornate mound rake lathe reneged stole tr purpose of a6 sane at amp To the titan the reStiKted se0ades a* ebgble la sale. the kale. leaked nay be manumit, Ins than the imputed whet torn • In. %Ringed) limnb cianntyialds and ray An estimate of aro: name es based on torten, clivoSheid aid finest rate aranirg the imaities sell be held foe me yea from staemen date or seal initunty Thrs estimate 6 on a portent accuracy and WILMS Mame se not gasceed - En Mated arnui ntOme and anent yi.41 lot cerian Vero, mantes mold hduie a return of aimPa or carve nos need, ark the tit riCCMe (3100.0T*01 meld) woull be wanted - Parroted anus naorne aid anent nil aid the actual Poem ad pad night be Iowa hghee tem the est-nand amuses - An eadnate ol nroalad ncerne (derided ander nceeest) dueled by the &nal maker validate' aft borate 6 based on the lag dredged or creel perm nude by the over and assumes the seam irodrposet evil be Maroc on, mar ban the statement dare or mid =wry Anasat, ad conlnued yet ae not guaamerst • Aetna hold by WS financial Unica Conan ass.; ae riot MUbyteNth ad not "Alm the Inns possession or envoi The: assets at deptamd m your stateown for iroonnatronal penmen one/ poplins ant ears proonied re panned byte Ounce film IRS nance$ beaus a not (trembletor this Oloanven and does rot gandere es aCCia, Thee assets Tenet prompted by WC a the Fein3 supplemental SeC coverage • Revenue dining and addklonelampensadon - h obtain to arronissom on sake ad 11b-1 lees nosed n connecter, with the detaroton of mutual finds to our demise(' aura our at ttiae re0Nee /Web* thing paptnufromdarbutorsaMor ainson of the annual funds that we sell Poe amounts arebared an two dirstrent cognomens ld anemone of saesby WS of a partcularrutual Nod lanai to or dens. ad Id tine ism rota of a prolamin: fund fangs sham hero a ten Inn - We cedar all eat also wade eatecekhg ad onntosprocesong Ins m rorreletaton for trailer agent $41Vie tut we probide to the ntrual quoit These lets genet" re pad horn amnia awn in the mita tuna sent to Mind doll: anours base! On the rumba of =culls at the trotter-dear hating mutual lads of that had laniV - In akit ion to 0)miniCoS reCOved m romegion wsh the Sat or darbuton of arnuryardraa ad wit *ohne too unit toot dents. we ado our affront recent wear thing areptoSatim from Mrryol the romance compile. indemnity the annety ccenrods Oiler/soil the ha...raneecowman te sponsors a retied IlunTMent DUOS iv? 06Ittute - Ott /rotates also receke trading Centreni5aN other COMplalation from multi/ figb, aid twine ton"“lies vtiOit pectins we (*.bete - We note as arm: fee tam U3S13ath uSA ad USS AC Stardoro Poch of up to 125 per account swtopero to the banks axle the Ungar* Sweep Program marl, Mronanan rogardng cormicacen rid ethic doers ironed ei amen:on wee the ersorion of Palm narong option transagoos has been ocialee co carton:tons atom* Itemised ier you. and veil be ennead to you pommy on Noma Shortsalang it you an engaged en tort Who a warily. ycu may nos a thane** to aeon barownd costs la OM patrols Panty Ow Orden Regaling Open or '9000IilariCelled • orders that wee not veiled by the lawman dela open buy ad sell stop odes re taxed by the amount of deredends (get on • eediranchor 'orgies date mats marled otherwise by you You ae reroonsble for orders that are executed dr to your Nitre to cancel eyeing open ceders Tax vritholditg on frairlititions town UK Pinola,' Seances IRAs Federal tat taw cegures IRS Foment Servos to withhold none tar from go: tackle den disilluticers, tut you may den oat lobe.. name 1st yenta or. instead you ray elect to ban la wetted a at ae or et a Iced anoint at you choose nos otocon wi re ain in effect unte reeled by you You may meek* your election a wry I Me by many anew elegem If you do Wham couch neome tau watteld from 'Our dartutiOnS. you maybe remota* for the payrnen of en/nod lax. You may nod peons rl the moans withers and ma estimated tar payments at not • tO yOu. tr obliptir Privacy To tali a copy ot omen (Ma Proxy Nitro pax* anted ythr Frearial Aden°, anima wrosne Y. mew on cement LES • inawral Suwon 6 not a bark The Rroa. Fuson Sences Account BSA ale AMA ae Manage =cite Mini provde access to banked serval ad products trough wryer/wits nit affiliatedbalks rid other thl.d• party balks. and provides aCcoSS so nsurno, ate rnuity prOdJCIS iszted by on:Mated thni party reran" cows Hough tivISICe agency lubSISS es of UK Fronde Services la ineestrron. nthiate. and &may products tot IDC inured • No bank gunners* May lose vain PPAA RetoVOePArionuni occult Business SONCI5 Ace ma BSA. teen and ntemaborlal R€Oute lAltirreit CONFIDENTIAL Account an regillered serene mats or UK Frearcial Benito bit VG Srooture is a misted Semite ma& ol visa kornocoal LEG Pea Sograbre aedt cads aul LEG Wm Men cads ae awed by IRS Barri USA Mb thymtspon from Yea USA roteporatcd intern:lel Serviette Inc Rev 201407 SDNY_GM_00021559 EFTA 00132179 EFTA01274386








