Forwarded by Amanda Kirby/db/dbcom on 11/27/2013 02:47 PM From: "Young, Janet E" ‹ > To: Amanda Kirby/db/dbcom@DBAMERICAS, Lisa D Hurd/db/dbcom@DBAmericas, Cc: PB-Ser r, Harry Bailer Date: 11/27/2013 02:40 PM Subject: Epstein - Assets to transfer Amanda and Lisa, Below is a summary of assets that we are in the process of transferring to Pershing LLC. They should be transferred in the next several business days. Please let me know what information you need to accept in the EUROCLEAR global securities. We are also going to need EURO wire instructions so that the currency can be transferred too. JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # — Southern Financial, LLC EFTA01351027

2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40432XFP1 — tx via DTC 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: 78423EHS6 — tx via DTC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: XS0473106283 LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: XS0717735822 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 EUR 291,846.67 — EURO cash wire instructions needed JPM Southern Trust Co. Inc. — Assets to be transferred to Pershing LLC A/C # 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 Thank You! Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan 500 Stanton Christiana Road, Newark DE 19713 I F: I NMLS ID # Alternate contacts: Gina Magliocco and Jason Grosse' T: I F: To ensure a prompt response, please direct your reply to our team: T: I F: This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://- www.jomorgan.com/pages/disclosures/email. EFTA01351028

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