Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. Fax Mobile Email From: "Young, Janet E" ‹ > To: Vahe Stepanian/db/dbcom@DBAmericas, Cc: Amanda Kirby/db/dbcom@DBAMERICAS, Lisa D Hurd/db/dbcom@DBAmericas, PB- Service1318 Date: 12/02/2013 03:15 PM Subject: RE: Fw: Epstein - Assets to transfer [C] EFTA01351024
T: Vahe, We are setting up the global deliveries for each account as TD 12/02/13 and SD 12/03/13. Best Regards, Janet Young Janet E. Young' Vice President I Private Bank' J.P. Morgan 500 Stanton Christiana Road, Newark DE 19713 F: NMLS ID # Alternate contacts: Gina Magliocco and Jason Grosse' T: I F: To ensure a prompt response, please direct our repl to our team: T: I F: From: Vahe Stepanian [mailto: Sent: Monday, December 02, 2013 10:23 AM To: Young, Janet E Cc: Amanda Kirby; Lisa D Hurd; PB-Service1318; Subject: Re: Fw: Epstein - Assets to transfer [C] Classification: Confidential Janet, Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. JPM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C # — Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40432XFP1 — tx via DTC - Okay to free deliver: Pershing DTC # = 0443 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC - Okay to free deliver: Pershing DTC # = 0443 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: 78423EHS6 — tx via DTC- Okay to free deliver: Pershing DTC # = 0443 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: XS0473106283 - Pershing Euroclear # = 92146. Please confirm t/d, s/d EFTA01351025
and amount so that we can match free delivery. LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 EUROCLEAR ISIN: XS0717735822 - Pershing Euroclear # = 92146 and amount so that we can match free delivery. DTD 12/16/2011 HELD BY . Please confirm t/d, s/d 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. EUR 291,846.67 — EURO cash wire instructions instructions: Bank: Citibank, Frankfurt SWIFT: CITIDEFF Account name: Pershin LLC IBAN: For Further credit to: Southern Financial, LLC Account #: needed. Relevant 3PM Southern Trust Co. Inc. — Assets to be transferred to Pershing LLC A/C 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match. Thank you, Vahe Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. Fax Mobile Email EFTA01351026


