From: '• (USANYS)" To: Kate Tuckley <[email protected]>, Mark Steward <[email protected]> Cc: (USANYS)" , Kelly Eldred <[email protected]>, "Harry Caldecott" <[email protected]> Subject: RE: Confidential & Urgent Date: Wed, 04 Dec 2019 23:58:17 +0000 Inline-Images: image001.png; image002.png; image003.png That should be fine. From: Kate Tuckley <[email protected]> Sent: Wednesday, December 4, 2019 1:15 PM To: (USANYS) Mark Steward <Mark [email protected]> Cca>; (USANYS) c > <[email protected]>; Harry Caldecott <[email protected]> Subject: RE: Confidential & Urgent ; Kelly Eldred Many thanks I have spoken to Mark's business support today and we will need to push back to next week if ok. Does 3pm on Tuesday (UK time) work? From: (USANYS) [mailto: Sent: 03 December 2019 18:33 To: Mark Steward <[email protected]>• Kate Tuckley <Kate.Tuckleyafca.org.uk> Cc: (USANYS)< >; Kelly Eldred <[email protected]>; Harry Caldecott <[email protected]>; Kelly Eldred <[email protected]>• Harry Caldecott <[email protected]>• Kelly Eldred <[email protected]>• Harry Caldecott <[email protected]> Subject: RE: Confidential & Urgent Thanks, Mark. And that's fine — no rush on our end — happy to push this to next week if you prefer. Otherwise, Friday at 3p/10a should work for us. Just let us know. Thanks From: Mark Steward <[email protected]> Sent: Tuesday, December 3, 2019 1:06 PM To: (USANYS) c ; Kate Tuckley <Kate.Tuckleyfffca.org.uk> Ca; (USANYS) >; Kelly Eldred <[email protected]; Harry Caldecott <[email protected]>; Kelly Eldred <[email protected]>; Harry Caldecott <[email protected]>; Kelly Eldred <[email protected]>• Harry Caldecott <[email protected]> Subject: RE: Confidential & Urgent We've only received the additional material today; it is voluminous which means we won't be in a position for any meaningful conversation tomorrow. I suspect not before Friday either. Can we pencil in 3-4 pm on Friday and will confirm on Thursday ? Cheers Mark Steward EFTA00018136

Executive Director Enforcement and Market Oversight A FINANCIAL CONDUCT AUTHORITY 12 Endeavour Square London E20 Tel: +44 (0)20 7066 1600 www.fca.org.uk Follow us: Private Secretary: Harry Caldecott (harry.caldecotteafca.orpM Personal Assistant: Kelly Eldred A(k ly.eldredPfca.org.uk) From: (USANYS) [mailto: Sent: 03 December 2019 17:18 To: Mark Steward <[email protected]>• Kate Tuckley <[email protected]> Cc: (USANYS) < >; Kelly Eldred <Kelly.Eldredefca.org.uk>; Harry Caldecott <[email protected]>. Kelly Eldred <[email protected]>; Harry Caldecott <[email protected]> Subject: RE: Confidential & Urgent Mark — Hope you had a good weekend and just wanted to circle back on this. Realizing it is starting to get a bit late in the day in London, would tomorrow morning (New York time) work for a follow up call on this? Perhaps around 10am our time/3pm in London? If so, we can circulate another dial in. Thanks, From: Mark Steward <[email protected]> Sent: Thursday, November 28, 2019 12:59 PM To: (USANYS) ct :1; Kate Tuckley <[email protected]> Cc:I (USANYS) ; Kelly Eldred <[email protected]>; Harry Caldecott <[email protected]>; Kelly Eldred <[email protected]>; Harry Caldecott <[email protected]> Subject: RE: Confidential & Urgent Thanks for taking the call today and look forward to speaking again early next week. And happy Thanksgiving ! Kind regards Mark Steward Executive Director Enforcement and Market Oversight A FINANCIAL CONDUCT AUTHORITY 12 Endeavour Square London EFTA00018137