From: Chris DiIon° ‹ > To: EFTA00039665

Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Fri, 21 May 2021 03:14:00 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_drafl.pdf; KCG TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcgl.pdf; kcg2.pdf; kcg3.pdf; kcg4.pdf Judge Swain: as you know: as simple as mismarking tickets. AND FREE. BTIG, LLC (Release No. LR-25092; May 20, 2021) (sec.gov) As I have made the SEC aware for quite some time: the KCG attachments 1-4 show KCG was naked shorting in the months leading up to the Clayton/Sull Crom/Fishman et al fraud Virtu acquisition of KCG in July 2017. IRREFUTABLE. KCG traded more volume than the overall market. It's right there. The SEC has had this information and my TCR's ALSO for quite some time. Nothing out of SEC NY: Best,Mehrban et al. Further: In June 2017, just weeks before the fraud Virtu/KCG transaction closed where Virtu CEO Cifu won't disclose KCG 2Q2017 financials, FINRA not the SEC brought a complaint against VIRT for "mis marking" 1.6 MILLION short sales as long. Each, a Reg Sho violation similar to the SEC/BTIG complaint filed just today. Public Document (finra.org) Yet, no mention of Reg Sho. HOW??? Because KCG was insolvent AGAIN. Rather than another "glitch", Clayton, Handler,Goldman,JPM et al orchestrated the Virtu/KCG transaction. Cifu wrote down more than $4 BILLION in open naked short fails that no longer traded: MY TCR. Not the first time the SEC criminally and corruptly obstructed an investigation into my allegations. My NITE/UBS TCR filed in March 2013. The SEC et al orchestrated "glitch" and reverse merger between Knight and Getco didn't close until July 2013. There wasn't going to be an investigation then like there was no investigation in 2017. Cifu, with the blessing of the SEC engaged in a massive accounting fraud in not "disclosing" KCG 2Q2017 financials. Material to ANY investor analyzing the transaction. Now, today: May 20 2021 the grossly corrupt SEC brings a Reg Sho complaint against BTIG for doing EXACTLY what Virtu did. Yet, still nothing from the SEC. SEC et al orchestrated "trading glitches" automatically put you on the "Do Not investigate list" Hey, is Trump PA campaign Mgr David Urban still on the NITE Bod? So, once again the SEC "Do not investigate list" on display in the SDNY Courts Cheers! Chris EFTA00039666