Hi James, For ii, this is a permanent extension. Martin — can you advise on the questions from James in i. below? Thanks, Zack From: James Gladwin On Behalf Of AMLUK Reviews Sent: Tuesday, May 08, 2018 10:18 AM To: Jesse-J Cruz Cc: Kareen Johnson Reviews Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I] ; Zack Bunimovich ; James Gladwin ‹ > ; Daniel-A Kl ashtorny <daniel- ; AMLUK Classification: For internal use only Hi both, I am happy to help. Just a couple of immediate questions to help expedite this: i. a. ii. a. What is the business purpose for the extension? Elaborate on key details including; booked trades, expected volumes Is the extension request permanent or temporary? Please provide activation/closure dates if temporary EFTA01400084

FYI, Helen has been removed from the chain as she has left the bank. AMLUK.COMPLIANCE has been removed, AMLUK.REVIEWS primarily work extensions/reactivations now alongside our PRs/EDRs and not the aforementioned team. Many thanks! <image001.gif> James Gladwin AFC Business Advisory Anti-Financial Crime DBOI Global Services (UK) Limited 5 Brindley Place, Birmingham, B1 2JB, United Kingdom Email: P Please consider the environment before printing this email From: Jesse-J Cruz Sent: 08 May 2018 15:06 To: AMLUK Reviews ; amluk compliance ; James Gladwin <a; Helen Ncube Cc: Kareen Johnson < ; Daniel-A Klyashtorny <daniel- ; Zack Bunimovich Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I] EFTA01400085