New York, NY 10154 From: Keith Buckholz Sent: Monday, November 20, 2017 2:01 PM To: Srikanta Gouda Collateral Admin-NY Collateral Admin-NY CUSTOMERBUILD BLO FX Middle Office Debra Jasper Halina Laczny Derivatives Collateral-Assets Newyork Subject: RE: New Derivatives account. [I] Srikanta, Roxanne Scott Hiren Mathur I was asking if you knew someone (an actual person) who has provided your team with these docs in previous requests. I'll reach to that person for the documents your team requires. Thanks. Keith Sent with BlackBerry Work From: Srikanta Gouda EFTA01398534

Date: Monday, Nov 20, 2017, 1:43 PM To: Surendra Sin h Keith Buckholz Collateral Admin-NY Cc: Nitin-X Singh Collateral Admin-NY CUSTOMERBUILD BLO FX Middle Office Debra Jasper alina Laczny CRM-PWM Derivatives Collateral sse s ewyor Subject: RE: New Derivatives account. [I] Classification: For internal use only As mentioned earlier... Roxanne Scott Hiren Mathur "Please note — CRM or the requester used to provide the below requested information to Customerbuild team whenever there is a necessity to onboard a new client" Yes.. but not sure, whom do Requester or CRM reach out to get these documents. Thanks Kind regards, Srikanta Gouda {cid:[email protected]} Srikanta Gouda Process Supervisor EFTA01398535

DBOI Global Services Private Limited Global Business Services Velankani Tech park, No 43, Electronic City, Hosur Road„ 560100 Bangalore, India Email From: Surendra Singh Sent: Tuesday, November 21 2017 12:06 AM To: Keith Buckholz Cc: Nitin-X Singh en i mar Office CRM-PWM Derivatives ject Srikanta Gouda Collateral A min-NY Collateral Admin- BLO FX Middle Office LD Debra Jasper Halina Laczny Collateral-Assets Newyork erivatives account. [I] Classification: For internal use only Srikanta, Please advise Keith on below mail. Kind regards, Surendra Singh NY Enid Ellis {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations Roxanne Scott FX Middle DBOI Global Services Private Limited EFTA01398536