Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York. NY 10154-0004 Original Message From: Joshua Shoshan Sent: 11/05/2013 09:48 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential Hi. Butenhoff is an active client; not new. He trades a decent amount -- so we have about $55k of revs with him ytd -- which means he is real -- and, separately, RV has business with him, including loans. She is also very old friends. If he gets 500 shares, that might be nice. The other guy is Bollag, a billionaire that RV made this big deal about since yesterday. He has $100mm + in the firm. Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 From: Caroline Kitidis/db/- EFTA01351648
dbcom@DBAMERICAS To: "Joshua Shoshan" Date: AM Subject: [C] 11/05/2013 09:43 Fw: allocation Classification: Confidential Can I get color here on these accounts ? They are new for syndicate and or other real business or we are doing this as a favor for PB w no business opp? Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor Original Message From: Rosemary Vrablic Sent: 11/05/2013 09:39 AM EST To: Chip Packard; Haig Ariyan Cc: Caroline Kitidis; Donald Summer; Joshua Shoshan; Zbynek Kozelsky Subject: allocation [C] EFTA01351649
Classification: Confidential Chip and Haig In addition to Bollag, the only other name that needs allocation consideration is Kurt Butenhoff. Thanks for the attention in both these names. Kind regards, Rosemary Vrablic (Embedded image moved to file: pic03297.gif) Rosemary Vrablic Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue 27th Floor New York, NY, 10154-0004 (Embedded image moved to file: pic13316.gif) Securities offered through Deutsche Bank Securities Inc. From: dbcom Rosemary Vrablic/db/- To: Sean Magee/db/dbcom@DBAmericas, Donald Summer/db/- dbcom@DBAmericas, Cc: Caroline Kitidis/db/dbcom@DBAmericas, Chip Packard/db/- dbcom@DBAmericas, Haig Ariyan/db/dbcom@DBAmericas, Joshua Shoshan/db/dbcom@DBAmericas, Zbynek Kozelsky/db/- dbcom@DBAmericas EFTA01351650
Date: AM Subject: [C] 11/05/2013 09:33 Bollag brokerage account Classification: Confidential Chip and Haig As requested, we just received the executed brokerage account docs for Michael Bollag. Thanks. Kind regards, Rosemary Vrablic (Embedded image moved to file: pic24834.gif) Rosemary Vrablic Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue 27th Floor New York, NY, 10154-0004 NMLS# 1046752 (Embedded image moved to file: pic09476.gif) Securities offered through Deutsche Bank Securities Inc. EFTA01351651
