Subject: Re: J. Epstein KYC U dates: Additional signer (I) From: Janice Franklin > Date: Tue, 04 Mar 2014 11:25:46 -0500 To: Amanda Kirby Classification: For internal use only Ok. Just to clarify. The email below should read "we would not a rove a KYC where Mr. Epstein had given instructions to add Mr. Indyke to account on the basis that Mr. Epstein does not have authority over her account." Regards, Janice P. Franklin (Embedded image moved to file: pic20894.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic29487.gif) From: 1 'Amanda Kirby/dbillgill I To: Janice Franklin/db/ I Date: '03/04/2014 10:56 AM I Subject: 'Re: J. Epstein KYC Updates: Additional signer [I) Classification: For internal use only Janice, EFTA01401177
Ok. Thank you for your help with this. I'll get an updated signed letter or go the legal route. Kind regards, Amanda Kirby (Embedded image moved to file: pic10205.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas Deutsche Asset a Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic15837.gif) Securities offered through Deutsche Bank Securities Inc. From: 'Janice Franklin/ I To: 'Amanda Kirby/db I Cc: I Jacqueline Lightbody/d I Date: '03/04/2014 09:32 AM I Subject: IRe: J. Epstein KYC Updates: Additional signer [I] Classification: For internal use only Amanda: EFTA01401178
We would a rove a KYC where Mr. Epstein had given instructions to add Mr. Indyke to account on the basis that Mr. Epstein does not have authority over her account. I am sending the KYCs back to you. Please provide us with more specific instructions as outlined in my previous email or provide us with a email from Legal stating that they are okay with Mr. Epstein letter from a legal perspective. Regards, Janice P. Franklin (Embedded image moved to file: pic07987.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic04835.gif) From: 'Amanda Kirby/db T°: 'Janice Franklin/db I Date: '03/03/2014 02:19 PM I Subject: IRe: J. Epstein KYC Updates: Additional signer [I) Classification: For internal use only I understand the broadness of the letter but I don't see how darren could be added as jeffrey is not authorized on her accounts. It would be impossible to add him to that account without her signature. Is that not sufficient for the kyc purposes? EFTA01401179
