From: Nina Tona Sent: Monday, December 18, 2017 8:57 AM To: Amber Davis < Cc: Kareen Johnson < ; Alastair Mackinlay <[email protected]>; Nick Watkins <[email protected]> Subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] Classification: For internal use only Good Morning Amber, Please advise on the below. Thank you Nina Tona From: Nina Tona Sent: Friday, December 15, 2017 5:34 PM To: Amber Davis Cc: Kareen Johnson ; Alastair Mackinlay <[email protected]> Subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] Classification: For internal use only Amber and Kareen, I have a few questions. EFTA01400027

The client has a Brokerage Acct in WM and wants to use those instructions for SSI, are we able to do that? Also, kindly clarify what you mean by Tax Document. Do you have an example or explanation? DBSI Account: Southern Financial LLC DBSI Account #: N4G023804 Pershing LLC DTC: Euroclear: 98730 Incoming USD instructions: Bank: ABA: Beneficiary: Beneficiary #: FFC (ref): DBSI Account: DBSI Account #: Thank you Nina Tona 443 Bank of New York 021 0000 18 Pershing LLC 890-051238-5 Southern Financial LLC N4G023804 From: Amber Davis Sent: Friday, December 15, 2017 2:20 PM To: Nina Tona e > EFTA01400028

Cc: Kareen Johnson ‹ > Subject: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] Classification: For internal use only Good afternoon, Could you please provide a tax document , the system was flagging that one was needed for this fund. Thank you kindly, {cid:[email protected]} Amber Davis Client On-Boarding I Client Data Services I COO DBUSA Core Corp. Deutsche Bank Securities Inc. 5201 Gate Parkway Jacksonville FL 32256 Email: EFTA01400029