From: Chris Dilorio To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00066454

Date: Sun, 28 Feb 2021 00:57:33 +0000 Attachments: KCG_Appendix 3-20_13_penultimate.doex; KCG_TCR_3-20-13-penultimate_drafl.pdf; KCG_TCR 3-20-13-penultimate draft.doex; KCG Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg Well well well In case you missed this Melissa Hodgman/Strzok earth shattering announcement that the grossly corrupt SEC is now monitoring social media chat stocks SEC Suspends Trading in 15 Stocks That Got Hyped on Social Media - Bloomberg -J SEC Suspends Trading in 15 Stocks That Got Hyped on Social Media - Bloomberg U.S. regulators are engaging in the stock market's version of whack-a-mole -- racing to suspend shares of companies with dubious prospects that have been hyped to the moon on social media. www.bloomberg.com This isn't as remarkable as the disclosure of OTCM Pink sheet volumes hitting 1.7 TRILLION shares in February 2021. That's ONE TRILLON SEVEN UNDRED BILLION shares of OTCM shares in 1 month: February 2021. The FINRA otcbb.com website has been taken down as a result of this Bloomberg disclosure . I have multiple copies. But, please see the screenshot added above. It is a screenshot of the otcbb.com website before it was taken down. It shows TOTAL OTCM share volumes going from 87.683 BILLION T shares traded in February 2020 to 1.7 TRILLION shares 1 year later in February 2021. HOW does that happen? It isn't legal. That is for DAMN sure. So, how's that "thorough investigation" into my Knight/KCG/VIRT: NITE extremely serious allegations coming along? As you can see: not only are ALL of my allegations irrefutably accurate, They are on a scale not even imaginable. Yes, this explains the exploding NITE/VIRT exploding balance sheet and the fraud contained therein. It also implicates CDEL. Because, as I read @dougielarge interview with another Bloomberg Journalist: @Ltabb, CDEL and VIRT traded more than 22% of the market volume. That is a complete fabrication. CDEL and NITE traded MULTIPLES of the total market volume. HOW? ILLEGAL NAKED SHORTING. OTCM Pink sheet money laundering shells specifically: MY CLAIMS Looks like FINRA actually started reporting the REAL OTCM share volumes in 2020 by mistake of course. FINRA otcbb.com website error 503 Cheers! Chris From: Chris Dilorio Sent: Friday, February 19, 2021 7:47 AM EFTA00066455

Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Happy Friday! Everyone catch Chair Waters virtual hearing yesterday w/Ken Griffin/CDEL? If you follow me on twitter: you'll see a nice summary/explanation of the true issues: NITE/VIRT: public company. per my TCR: Joyce joined from Broadcort/Merrill. Knight was clearing through Broadcort/Merrill. Joyce saw the massive fraud from naked shorting. He was perfect fit to run Knight. First thing he did: take Knight self clear. "lower costs". The effect: KNOWINGLY mis classified liabilities as assets: massive ,ongoing accounting fraud. Insolvency. Glitch. Who is on the hook? shareholders. SEC facilitated fraud. CDEL: self clears for internal funds but NOT CDEL Securities: RH,OTCM etc WHY the inconsistency? Because CDEL Securities is a private entity. LLc with Ken Griffin's name on it. Who would be on the hook for Self Clear accounting fraud/liabilities/insolvency? Ken F'n Griffin. So, the inconsistency: WHY self clear for internal funds but NOT CDEL Securities? Griffin not about to be on the hook. CDEL Securities clears Pershing/BoNY Mellon. The largest US correspondent clearing Broker and a HUGE BoNY/Mellon balance sheet that can hide the fraud. Third party. Ironically, Pershing was sister company of DU and Autranet where I worked. First Equitable. Then Autranet/Pershing sold to BoNY Mellon. DU to CS First Boston. Want to get a template?? start with NITE/VIRT. Griffin yesterday: the SEC eliminated illegal naked shorting with Reg Sho:KNOWINGLY LIED SEC fails data is DTCC/NSCC ONLY Obligation Warehouse: Ex CLEARING Created by the grossly corrupt SEC so criminals like NITE/CDEL can circumvent close out REQUIREMENTS of 204. EFTA00066456

SEC knows EXACTLY level of naked short fails in OW/Ex Clear. They don't disclose. Intentionally misleading the public there is no illegal naked shorting. Janey et al at the grossly corrupt SEC: I think I've read that somewhere before. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio <la Sent: Wednesday, February 17, 2021 3:53 PM •Ject• w: orma appea or pre iminary Ion I mg t apita • : open. oc Judge Preska et al: This is NOTHING and I mean NOTHING compared to the naked shorting going on in the OTCM and clearly evident on the NITE/VIRT balance sheet TODAY EFTA00066457

As a DIRECT result of SEC corruption and criminal obstruction, the investing public has been placed at risk for the last almost 8 years. AND: Knight/KCG/VIRT: NITE is again/always/continuously INSOLVENT SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg On Jan. 28, the day after GameStop Corp. mania hit its crescendo on the back of a short squeeze for the record books, about $359 million worth of shares were caught in limbo. www.bloomberg.com Here Glitchy Glitchy Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Friday, February 12, 2021 2:31 PM EFTA00066458

Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Well, The Sell side got close to asking a few questions regarding the exploding balance sheet at NITE/VIRT. When asking about capital, HOW is it possible that tangible book isn't a topic???? How about TANGIBLE working capital if the per share tangible book value is too complex a calculation? AND WHY would VIRT hold as "assets" ANYTHING related to settlement on its balance sheet?? Can VIRT convert these "assets" to cash for its own use? WHY are failed trades booked as "assets":receivable? Just because VIRT is self clearing does NOT mean they are legitimate "assets". More accurately: LIABILITIES But a GREAT admission came on the earnings call by Cifu himself: Tip toeing around the payment for orderflow issue. In response to question by perma pumper Reppetto: Dougie "we're not gonna publish KCG 2Q2017 financials" Cifu said: "Like really who is NOT benefitting from that system. AND we're putting risk capital up to provide that service." "Service"???? what happens BEFORE and AFTER the retail customer gets his/her "price improvement" is the REAL question. because as ALL the Sell Siders Know: NITE/VIRT is a non profit. To f'n funny I have hard copies as usual Virtu Financial Inc (VIRT) O4 2020 Earnings Call Transcript ! The Motley Fool ;2J Cheers! Christopher J Dilorio Whistleblower Extraordinaire Virtu Financial Inc (VIRT) Q4 2020 Earnings Call Transcript I The Motley Fool Virtu Financial Inc (NASDAQ:VIRT) Q4 2020 Earnings Call Feb 11, 2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and Answers; Call Participants; Prepared Remarks: Operator. Good day, and ... www.tool.com From: Chris Dilorio Sent: Thursday, February 11, 2021 6:14 AM EFTA00066459

Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Nathan et al, There is NO REAL INVESTIGATION OF MY ALLEGATIONS. The information I have provided resulted in a VERY nice plea deal for Mr Kamensky. Yet, the very same information has amounted to no real investigation by the SEC whatsoever. Today, VIRT/NITE reported Q4 2020 and full year 2020 results. The balance sheet fraud is abundantly evident STILL. https://www.sec.gov/Archives/edgar/data/1592386/000110465921020227/tm216148d1 ex99-1.htm What is tangible book? WHY does receivable not fluctuate? WHY all the trading inventory for an HFT with no DMM? WHY won't the Sell side analysts ask any questions on the balance sheet? So, while Mr Kamensky is virtually a free man as the direct result of my contacting the SONY Courts, the criminal enterprise NITE/VIRT continues to operate UNINTERRUPTED. No Doubt the third NITE/VIRT CFO in just over a year Sean Galvin is keeping the fraud up and running. There is NO SEC investigation. Chris EFTA00066460