I will set up a call with all to discuss how we can support these requests. Thanks, Teresa Metallo Vice President WM OPS Regulatory - Risk & Control 60 Wall Street New York, NY 10005 Tel # (- From: Paolo De-Leon Sent: Thursday, Januar 18, 2018 11:07 AM To: Surendra Singh < Laczny Cc: Keith Buckholz < ; Abhijit Mukherjee ; Debra Jasper <EIMM .>; Halina >; Teresa Metallo Subject: RE: New Derivatives account. [I] Adding Teresa to the thread. ; Srikanta Gouda ' <fx- Teresa- it seems that Gideon Pinedo who I believe was previously on your direct team used to help out with retrieving the below information. Would you happen to have someone on your team that can help provide Surenda with the below information so that he can build the dummy bond in LS2 and so that ultimate we can add collateral into the daily derivative report, which is an important report that risk relies upon. Debbie and Halina- please let us know who the direct owners of the below information is (note that these are Wealth Management clients). EFTA01398321

SIC Code NACE Code KYC Document PCR Document RDC Document Thank you, Paolo fcid:[email protected] Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New York, NY, USA 10154-0004 Tel. Email From: Surendra Singh Sent: Thursday, January 18, 2018 10:56 AM EFTA01398322

To: Paolo De-Leon ; Abhijit Mukherjee ; Debra Jasper <===>; Halina Laczny Cc: Keith Buckholz ; Srikanta Gouda <fx- Subject: RE: New Derivatives account. [I] Classification: For internal use only Hi Paolo, I am not sure who should be the right contact to provide relevant information. I would assume that Gedeon Pinedo used to provided such information in past however he left the bank. @ Debbie/Halina, Would you please assist on below mail if you know the right contact to get in touch with? Kind regards, Surendra Singh {Description: Description: cid:[email protected]} Surendra Singh Associate I COO Wealth Management Operations DBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Fax Mobile +91 EFTA01398323