From: Chris DiIon° <MI > To: EFTA00093864

Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Date: Thu, 09 Sep 2021 12:38:18 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcglq2015.pdf; IMDS2012shareincrease.pdf; IMDS2013authshareinc.pdf; IMDS2014offering.pdf; IMDSShareincrease2017.pdf; IMDSshareincJune282018.pdf; IMDSdecauthorizedJuly122018.pdf SDNY, NY Supreme Court Judges, Call it an extremely well reasoned HUNCH. But, I do NOT think it is a stretch to infer what is going on in your Courts given the overwhelming evidence I have provided to you Notice to Bar-Local Civil Rule 1.5 letterhead.pdf (uscourts.gov) United States District Court s for the Eastern & Southern Districts of New York Local Civil Rule 1.5(d) shall be amended to add a new paragraph (d) (5) as follows: (5) A duly constituted disciplinary authority of a New York State Court may www.nysd.uscourts.goy Apparently, certain corrupt attorneys under investigation by NY Courts are giving you "The Reisman" (stiff arm) when it comes to handing over certain pertinent documents. First, let me say: this can be my public comments on the proposed Rule to REQUIRE EXPEDITED DISCLOSURE of RECORDS or DOCUMENTS as I have a great deal of expertise on this very matter based on my experience with the SEC. As you are well aware, I have filed 3 complaints with the SEC IG Hoecker related to the gross mishandling, criminal corruption/obstruction related to my irrefutably accurate related TCR's filed with the SEC/OWB. Recall: 5 years I waited for a preliminary Award Denial in Oppenheimer only to be told: "Staff never saw my information". An egregious and blatant lie. ILLEGAL in fact. The SEC OWB "summary disposition Rule" aka the Christopher J Dilorio Rule more accurately is the obstruct/delay tactic used by the SEC under the guise of "EXPEDITING the Award process" to deny my rightful awards while criminally and corruptly obstructing investigations into the criminals who own them. See, if you're a whistleblower blowing the whistle on multiple, ongoing, massive, SEC facilitated frauds on the public the SEC is mandated to protect, this is the response from the grossly corrupt SEC. Yet, as I have detailed: If you are a WELL KNOWN criminal entity which has been bailed out multiple times by the grossly corrupt SEC so you can continue your criminal activity and even increase it astronomically: NITE et al: you are treated a bit differently than the NY judges who are also victims of these blatant SEC frauds. See, if you have a longstanding and corrupt relationship with the SEC you get same day turn around for exemptions to prosecution of Securities Laws:MEMX. So, while the NY Courts are unable to administer justice to grossly corrupt SEC and other attorneys, the criminals who own the SEC get SAME DAY TURN AROUND to not just continue their illegal activity. But, to take the illegal activity to levels not even imagined before. I refer to the core business at NITE/CDEL et al: Illegal naked shorting OTCM (and other) publicly traded shells to facilitate money laundering. EFTA00093865

So, the criminals detailed by me in several TCR's as well as extensive correspondence: the record: get EXPEDITED turn around by the SEC in ACTIVELY facilitating these multiple frauds on the public without even asking for it. Let me repeat: KNOWN criminals to the SEC et al received same day turn around on their request not to be prosecuted for KNOWINGLY violating Securities LAWS of the US while the NY Courts have to ammend Rules for investigating corrupt SEC (and other) attorneys. SDNY,NY Supreme Court, NJ Judges: welcome to my world. Mr Hoecker: I am STILL on the edge of my seat awaiting a phone call from your office. Ms Pasquinelli: You lying, corrupt piece of SHIT! You belong in jail along with Norberg and McKessy. ANYONE asking for/ ANYONE giving a sworn statement that SEC Staff "never saw Mr Dilorio's information" is guilty of committing a criminal act. So, stop stonewalling the NY Courts Mr Gensler/ other Commissioners et al. OR you can join them in jail. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio e > Sent: Wednesda Se tember 8 2021 6:37 AM EFTA00093866

Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SONY, NY Supreme Court, NJ Judges et al, As I have repeatedly told the corrupt SEC: The Obligation Warehouse is ILLEGAL according to the 1934 Securities ACT. Further evidence that Hester Peirce and other Commissioners are UNFIT to serve in their positions. The '34 Act MANDATES "prompt and accurate settlement of securities transactions". The SEC/DTCC created the OW so that CRIMINALS NITE/CDEL et al can circumvent close out REQUIREMENTS of Rule 204. Illegal naked shorting OTCM and other shells to facilitate money laundering is and always has been the core business at NITE. The OW is deemed Ex clearing. Please see my TCR related to DTCC Chills and Locks which somehow ALSO disappeared not long after I filed my NITE TCR. ALSO ex clearing. The SEC intentiionally misleads the public there is no naked shorting as their fails data are DTCC cleared ONLY. The DTCC makes the distinction that somehow the OW is "broker to broker" when in fact ALL trades are broker to broker. My pleading to the SEC NOT to allow NITE/CDEL/UBSS et al their own exchange: MEMX: "MEMX will be Obligation Warehouse 2.0". ON STEROIDS. Of course, I was IRREFUTABLY accurate AGAIN. I was also IRREFUTABLY accurate that the UBSS cross border business is very much up and running TODAY along with ALL of the information in my related TCR's. The UBS AML complaint IS MY INFORMATION. Once again, the SEC OWB criminally and corruptly denied my award Application. The MEMX criminals KNOWINGLY and BLATANTLY lied in their application to be exempt from 10b-10 confirmation requirements. NO OTHER like exchanges have applied for such exemptions from these SECURITIES LAW requirements. "We can't locate the entities executing on our anonymous exchange": LIE. I know for a fact that similar exchanges have absolutely NO PROBLEM getting confirms to executing brokers who then send confirms to the underlying customer. MEMX was created by criminals/for criminals to continue their illegal activity on a truly massive scale. If you STILL had ANY lingering doubt as to the veracity of my allegations: The SEC is a grossly corrupt, criminal organization actively facilitating MULTIPLE,MASSIVE, ONGOING frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME, please consider this latest irrefutable evidence detailed below: The MEMX criminals requested their exemption to lob-n REQUIREMENTS on September 18, 2020. The grossly corrupt SEC granted the exemption on THE VERY SAME DAY: September 18, 2020. Pre meditated FRAUD. HOW is MEMX still in business? HOW is NITE still in business? WHY do we have an OBLIGATION Warehouse and STILL no CAT? WHY did the SEC outsource the ENTIRE OTCM to the BD SRO FINRA? Including: short interest reporting, issuer corporate actions: reverse splits, and compliance with the BSA? To name a few. Mr Polite: DO YOUR FUCKING JOB and start arresting these criminals. Cheers! Christopher J Dilorio Whistleblower Extraordinaire EFTA00093867