KYC Print Page 1 of 43 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01977698 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL FtELATIONSHIP Booking Center: New York Relationship Manager: Stewart Oldfield K New PWM Relationship n Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: *** 2018 Periodic Review *** IZ Client Referral • RM Prospect K Intermediary/F1M 0 Other Source (C18, etc.) HOw Was the Olent(s) Introduced? How long has the RN personally known the client? Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship.. last Approved KYC # - - ; Butterfly Trust - ; Neptune, LLC - Does Deutsche Bank pay a retrocession or similar • Yes 2 No compensation to a third party for the introduction of this relationship? (If yes, describe) List all existing and new accounts involved In this relationship Legal Entity Account(s) Account Name I Number Opening Date (intended/actual) 1 • & Karyna Shuhak- 12/13/2013 2 rA Butterfly Trust - 1/24/2014 3 F Neptune LLC - 10/18/2013 Who is the primary contact person for the RM? (Note: ThiS person needs to have signatory rights and/or information right for the accounts.): Preferred method of contact (indicate phone no., fax no., e-mall address, etc.): Status : 6. Approved SDNY_GM_00037218 CONFIDENTIAL- PURSUANT TO FED. R. tONFIDENTIAL oB-SONY-0000042 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&eid=5000e00001N... 7/10/2019 EFTA_00147831 EFTA01281966

SON,M,a37219 CONFIDENTIAL EFTA,107832 EFTA01281967

SONV,M_000,7220 CONFIDENTIAL EFTA,107833 EFTA01281968

SON,M,037231 CONFIDENTIAL EFTA,107834 EFTA01281969

SONV_GN,a37212 CONFIDENTIAL EFTA,I47835 EFTA01281970

SONV_GN,a37233 CONFIDENTIAL EFTA,I47836 EFTA01281971

SONV_GN,a37231 CONFIDENTIAL EFTA,I07837 EFTA01281972

SON,M,037235 CONFIDENTIAL EFTA,I0783E EFTA01281973

SONV_G1,00697238 CONFIDENTIAL EFTA,147839 EFTA01281974

SONV_GN,a97221 CONFIDENTIAL EFTA,107340 EFTA01281975

SON,M,037228 CONFIDENTIAL EITA,1072.41 EFTA01281976

SONV_GN,a3R39 CONFIDENTIAL EFTA,107342 EFTA01281977

SON,M,a372,0 CONFIDENTIAL EFTA,1072.43 EFTA01281978

SON,M,0372I1 CONFIDENTIAL EFTA,1072,14 EFTA01281979

SON,G,A,MRI1 CONFIDENTIAL EFTA,1072.43 EFTA01281980

SONV_GN,a37213 CONFIDENTIAL EFTA,1072,16 EFTA01281981

SON,M_000,7211 CONFIDENTIAL EITA,107847 EFTA01281982

SONV_GN,a972. CONFIDENTIAL EFTA,107348 EFTA01281983

SON,M_000,72. CONFIDENTIAL EFTA,I 478. EFTA01281984

SONV_GIA,MRI) CONFIDENTIAL EFTA,I07850 EFTA01281985

SONV_GN,a972I8 CONFIDENTIAL EFTA,10785I EFTA01281986

SON,G,A,a972N CONFIDENTIAL EFTA,I07852 EFTA01281987

SON,,000,7.0 CONFIDENTIAL EFTA,I07853 EFTA01281988

SON,M,a3R11 CONFIDENTIAL EFTA,I07850 EFTA01281989

SON,G,A,MR. CONFIDENTIAL EFTA,I07853 EFTA01281990

SON,M,037.3 CONFIDENTIAL EITA,107856 EFTA01281991

SONV_GN,a3R11 CONFIDENTIAL EFTA,I07857 EFTA01281992

SONV_GIA,MR. CONFIDENTIAL EFTA,107858 EFTA01281993

SONV_GIA,MR. CONFIDENTIAL EFTA,I07859 EFTA01281994

SON,M,a37.17 CONFIDENTIAL EFTA,147860 EFTA01281995

SONV_GN,a37218 CONFIDENTIAL EFTA,I078fi I EFTA01281996

SON,M_000,72. CONFIDENTIAL EFTA,1471162 EFTA01281997

SONV_GN,a37230 CONFIDENTIAL EFTA,107863 EFTA01281998

SON,M,037251 CONFIDENTIAL EFTA,I078. EFTA01281999

SON,M,037251 CONFIDENTIAL EFTA,1078E5 EFTA01282000

SONV_GIA,MR. CONFIDENTIAL EFTA,107866 EFTA01282001

SON,M,037250 CONFIDENTIAL EFTA,10780 EFTA01282002

SON,I,A,antss CONFIDENTIAL EFTA,107868 EFTA01282003

SONV_GIA,MR. CONFIDENTIAL EFTA,107869 EFTA01282004

SONV_GN,a3723.1 CONFIDENTIAL EFTA,I07870 EFTA01282005

SONV_G1,0069n. CONFIDENTIAL EFTA,10787I EFTA01282006

SONV_GIA,MR. CONFIDENTIAL EFTA,107872 EFTA01282007

SON,M_000,72. CONFIDENTIAL EFTA,107873 EFTA01282008