Rage i of 21 ID Ameritrade Mail or Fax to: PO Box 2760 . Omaha. NE 68103-2760 Fax: 866-468-6268 1. ACCOUNT INFORMATION Account Number: Transfer Out - Depository Trust and Clearing (DTC) Transfer Form 2 Ft FCTRONIC TRANSFER INSTRUCTIONS Charitable Gift For tax purposes. please contact recipient of mming donation Consult with a tax professional on any tax issues. Please review the guidelines below to make sure your transfer can be processed. - For all gift transfers. the dale of gift is the dale the transfer is completed. If a charitable contribution, I certify that It Is bona fide. TD Ameritrade Clearing, Inc. may release my name to the receiving charitable organization unless I indicate otherwise by initialing here Partial Transfer Other than charitable contributions, it transfers are not between like-titled accounts, the third party Information below must be completed. Partial account transfers between brokerages via an alarlmnir. system Pursuant to the provisions of the USA Patriot Act of 2001, TD Ameritrade needs specific information from our clients regarding certain transactions, including Third Party Transfers. For this reason, we do ask for a specific purpose for Third Party Transfers. Please Note: Not all TnIra Party 'Ransfer requests can be facilitated as m0 request may be outside TD Ameritrade's scope of business. f-or use when requesting a Charitable Gift or Outbound partial transfer to another financial institution. bleri Contact Num Reason for Third Party Transfer Rate tie account Only whole shares can be requested, as fractional shares cannot be processed. I understand that any trading could delay the processing of this request. SymbolICUSIP a of Shares AAP Relalkeshlp OTC Number:5.3 Li Symbol/CUSIP a of Shares Symbol/CUStP 0 of Snares 1.. /8o,000 Pleas list additional Oen frem transfer an a separate piece or paper If you would like to select a specific lot to be transferred other than your current lot relief selection, please submit a signed and dated letter of instruction (L00 along with your Partial Transfer Form. I he WI wilt need to include: Asset Description or Symbol, Number of Whole Shares. Date Purchased and Current Cost per Share. if lots are not specified poor In the set faunal)? of the :raneer your transfer default tax lot identification method will be used. Picas* note, your default tax lot identification method for transfers may be different than what you selected for trades. To view available lots for the transfer, • please log into your account and access the Gain/Loss Report, which can be located under My Account"Gain Loss. . I (we) authonze fi.)Ameri wing, Inc. to transfer the above-fated security as indicated. I understand that not all securities are eligible for direct registration Ira X Account Co-Owner's Signature Date: Investment Products: Not FDIC Insured ' No Bank Guarantee • Ma Lose Value TD Amerittade, Inc.. and TO Ameritrade Clearing. Inc., members FINRNSIPC. 70 Ameritrade is a trademark jointly owned by TO Ameritrade IP Company, Inc. and The Toronto -Dominion Bank. C 2018 TD Ameritrade. 111111111 1111111111111111111111111111111 CONEgibENTIAL SDNIY_OM_OCTSthif 1618 EFFA_00122792 EFTA01268271

(Page 2 of 21 Page 1 From: "KOFAX PROD PROCESS" < Date; Mon, 22 Apr 2019 18:02:45 -0400 To: Subject Transfer from TD to Interactive Brokers //- messagelD=104705601 //- casell 58692735 Attachments: Attachment_20.582409.zip From Address: Message ID: 104705601 Case ID: 58692735 Form Message FULL NAME: Richard Kahn ACCOUNT_TITLE: SOUTHERN FINANCIAL LLC USERM: 867730320z ACCOUNT NUMBER: User-Agent: Mozilla/5.0 (Macintosh; Intel Mac OS X 10.13; rv:66.0) Oeckot20100101 Firetbx/66.0 ENVIRONMENT: investameritrade.com Attached is DTC Transfer out form for 180,000 shares of AAPL. Please call me with any questionsi Thank you [ Attachment 1 Type: application/pdf Name: TD_SFL_transfer_to_IB_SFL_LLC.pdf] CONFIDENTIAL SONY_GM_00012142 EFTA_00122793 EFTA01268272