AO 2458 (Rev. 07/19) Judgment in a Criminal Case (form modified within District on July 1, 2019) Shall UNITED STATES DISTRICT COURT UNITED STATES OF AMERICA v. Hector Emilio Fernandez-Rosa THE DEFENDANT: g pleaded guilty to count(s) One Southern District of New York ) ) JUDGMENT IN A CRIMINAL CASE Case Number: 12-cr-894-2 USM Number: 92339-054 Alvin Entin Dcfaident's Attorney 0 pleaded nob contendere to count(s) which was accepted by the court. 0 was found guilty on count(s) after a plea of not guilty. The defendant is adjudicated guilty of these offenses: Title & Section Nature of Offense Offense Ended 21 USC 846 Conspiracy to distribute and possess cocaine 10f7/2014 Count The defendant is sentenced as provided in pages 2 through 6 of this judgment. The sentence is imposed pursuant to the Sentencing Reform Act of 1984. 0 The defendant has been found not guilty on count(s) 0 Count(s) 0 is 0 are dismissed on the motion of the United States. It is ordered that the defendant must notify the United States attorney for this district within 30 days of any change of name, residence, or mailing address until all fines, restitution, costs, and special assessments imposed by this judgment are fully paid. If ordered to pay restitution, the defendant must notify the court and United States attorney of material changes in economic circumstances. USDS SDK? DOCUMENT EurraoNICALLY FILED DOC If: _ AMU FILED. NIP 41 8/2/2019 Date of Imposition of Judgment Signaturc of Judgc Hon. Richard J. Sullivan, U.S.C.J. Name and Title &Judge EFTA00036298

AO 2458 (Rev. 07119 too in Criminal Caw —IonprisonIcol Judgment — Pagc 2 of 6 DEFENDANT: Hector Emilio Fernandez-Rosa CASE NUMBER: 12-or-894-2 IMPRISONMENT The defendant is hereby committed to the custody of the Federal Bureau of Prisons to be imprisoned for a total term of: Life Imprisonment. K The court makes the following recommendations to the Bureau of Prisons: The defendant is remanded to the custody of the United States Marshal. K The defendant shall surrender to the United States Marshal for this district: K at K a.m. K p.m. on K as notified by the United States Marshal. K The defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons: K before 2 p.m. on K as notified by the United States Marshal. K as notified by the Probation or Pretrial Services Office. RETURN I have executed Misjudgment as follows: Defendant delivered on to at , with a certified copy of this judgment. UNITED STATES MARSHAL By DEPUTY UNITED STATES MARSHAL EFTA00036299

AO 24511 (Rev. 07/19) Judgment in a Criminal Case Sheet 3 — Supervised Release Judgment—Page 3 or 6 DEFENDANT: Hector Emilio Fernandez-Rosa CASE NUMBER: 12-cr-894-2 SUPERVISED RELEASE Upon release from imprisonment, you will be on supervised release for a term of : Five years. MANDATORY CONDITIONS I. You must not commit another federal, state or local crime. 2. You must not unlawfully possess a controlled substance. 3. You must refrain from any unlawful use of a controlled substance. You must submit to one drug test within 15 days of release front imprisonment and at least two periodic drug tests thereafter, as determined by the court. El The above drug testing condition is suspended, based on the court's determination that you pose a low risk of future substance abuse. (check if applicable) 4. 0 You must make restitution in accordance with IS U.S.C. §§ 3663 and 3663A or any other statute authorizing a sentence of restitution. (check el applicable) 5. g You must cooperate in the collection of DNA as directed by the probation officer. (check if applicable) 6. 0 You must comply with the requirements of the Sex Offender Registration and Notification Act (34 U.S.C. § 20901, et seq.) as directed by the probation officer, the Bureau of prisons, or any state sex offender registration agency in the location where you reside, work, are a student, or were convicted of a qualifying offense. (check if applicable) 7. 0 You must participate in an approved program for domestic violence. (check ff applicable) You must comply with the standard conditions that have been adopted by this court as well as with any other conditions on the attached page. EFTA00036300

AO 245B (Rev. 07/19) Judgment in a Criminal Caw Sheet 3A — Supervised Release Judgment—Page DEFENDANT: Hector Emilio Fernandez-Rosa CASE NUMBER: 12-cr-894-2 4 of 6 STANDARD CONDITIONS OF SUPERVISION As part of your supervised release, you must comply with the following standard conditions of supervision. These conditions arc imposed because they establish the basic expectations for your behavior while on supervision and identify the minimum tools needed by probation officers to keep informed, report to the court about, and bring about improvements in your conduct and condition. I. You must report to the probation office in the federal judicial district where you are authorized to reside within 72 hours of your release from imprisonment, unless the probation officer instructs you to report to a different probation office or within a different time frame. 2. After initially reporting to the probation office, you will receive instructions from the court or the probation officer about how and when you must report to the probation officer, and you must report to the probation officer as instructed. 3. You must not knowingly leave the federal judicial district where you are authorized to reside without first getting permission from the court or the probation officer. 4. You must answer truthfully the questions asked by your probation officer. 5. You must live at a place approved by the probation officer. If you plan to change where you live or anything about your living arrangements (such as the people you live with), you must notify the probation officer at least 10 days before the change. If notifying the probation officer in advance is not possible due to unanticipated circumstances, you must notify the probation officer within 72 hours of becoming aware of a change or expected change. 6. You must allow the probation officer to visit you at any time at your home or elsewhere, and you must permit the probation officer to take any items prohibited by the conditions of your supervision that he or she observes in plain view. 7. You must work full time (at least 30 hours per week) at a lawful type of employment, unless the probation officer excuses you from doing so. If you do not have full-time employment you must try to find MI-time employment, unless the probation officer excuses you from doing so. If you plan to change where you work or anything about your work (such as your position or your job responsibilities), you must notify the probation officer at least 10 days before the change. If notifying the probation officer at least 10 days in advance is not possible due to unanticipated circumstances, you must notify the probation officer within 72 hours of becoming aware of a change or expected change. 8. You must not communicate or interact with someone you know is engaged in criminal activity. If you know someone has been convicted of a felony, you must not knowingly communicate or interact with that person without first getting the permission of the probation officer. 9. If you are arrested or questioned by a law enforcement officer, you must notify the probation officer within 72 hours. 10. You must not own, possess, or have access to a firearm, ammunition, destructive device, or dangerous weapon (i.e., anything that was designed, or was modified for, the specific purpose of causing bodily injury or death to another person such as nunchakus or tasers). I I. You must not act or make any agreement with a law enforcement agency to act as a confidential human source or informant without first getting the permission of the court. 12. You must follow the instructions of the probation officer related to the conditions of supervision. U.S. Probation Office Use Only A US. probation officer has instructed me on the conditions specified by the court and has provided me with a written copy of this judgment containing these conditions. For further information regarding these conditions, see Overview of Probation and Supervised Release Conditions, available at: www.uscourts.zov. Defendant's Signature Date EFTA00036301

.AO 24513 (Rev. 07/19) Judgment in a Criminal Case Sheet 5 — Criminal Monetary Penalties DEFENDANT: Hector Emilio Fernandez-Rosa CASE NUMBER: 12-cr-894-2 Judgment —Page 5 of CRIMINAL MONETARY PENALTIES The defendant must pay the total criminal monetary penalties under the schedule of payments on Sheet 6. Assessment TOTALS $ 100.00 JVTA Assessment* Fine Restitution 6 O The determination of restitution is deferred until . An Amended Judgment in a Criminal Case (AO 245C) will be entered after such determination. O The defendant must make restitution (including community restitution) to the following payees in the amount listed below. If the defendant makes a partial payment, each payee shall receive an approximately proportioned payment, unless specified otherwise in the priority order or percentage payment column below. However, pursuant to 18 U.S.C. § 3664(i), all nonfederal victims must be paid before the United States is paid. Name of Payee Total Loss** TOTALS Restitution Ordered Priority or Percentage 0.00 0.00 O Restitution amount ordered pursuant to plea agreement O The defendant must pay interest on restitution and a fine of more than $2,500, unless the restitution or fine is paid in MI before the fifteenth day after the date of the judgment, pursuant to 18 U.S.C. § 3612(f). All of the payment options on Sheet 6 may be subject to penalties for delinquency and default, pursuant to 18 U.S.C. § 3612(g). O The court determined that the defendant does not have the ability to pay interest and it is ordered that: O the interest requirement is waived for the 0 fine 0 restitution. O the interest requirement for the 0 fine O restitution is modified as follows: • Justice for Victims of Trafficking Act of 2015, Pub. L. No. 114-22. ** Findings for the total amount of losses are required under Chapters 109A, 110, 110A, and 113A of Title 18 for offenses committed on or after September 13, 1994, but before April 23, 1996. EFTA00036302

AO 2458 (Rev. 07/19) Judgment in a Criminal Casc Shed 6 — Schedule or Payments Judgment —Page 6 of 6 DEFENDANT: Hector Emilio Fernandez-Rosa CASE NUMBER: 12-cr-894-2 SCHEDULE OF PAYMENTS Having assessed the defendant's ability to pay, payment of the total criminal monetary penalties is due as follows: A 0 Lump sum payment of $ 100.00 due immediately, balance due K not later than , or K in accordance with K C, K D, K E, or K F below; or B K Payment to begin immediately (may be combined with K C, K D, or K F below); or C K Payment in equal (e.g., weekly, monthly, quarterly) installments of $ over a period of (e.g., months or years), to commence (e.g., 30 or 60 days) after the date of this judgment; or D K Payment in equal (e.&, weekly, monthly, quarterly) installments of $ over a period of (e.g., months or years), to commence (e.g., 30 or 60 days) after release from imprisonment to a teen of supervision; or E K Payment during the term of supervised release will commence within (e.g., 30 or 60 days) after release from imprisonment. The court will set the payment plan based on an assessment of the defendant's ability to pay at that time; or F K Special instructions regarding the payment of criminal monetary penalties: Unless the court has expressly ordered otherwise, if this judgment imposes imprisonment, payment ofcriminal monetary penalties is due during the period of imprisonment All criminal monetary penalties, except those payments made through the Federal Bureau of Prisons' Inmate Financial Responsibility Program, are made to the clerk of the court. The defendant shall receive credit for all payments previously made toward any criminal monetary penalties imposed. K Joint and Several Defendant and Co-Defendant Names and Case Numbers (including defendant number), Total Amount, Joint and Several Amount, and corresponding payee, if appropriate. The defendant shall pay the cost of prosecution. The defendant shall pay the following court cost(s): The defendant shall forfeit the defendant's interest in the following property to the United States: Defendant shall forfeit $50,000,000 as memorialized in a separately docketed order. Payments shall be applied in the following order: (I) assessment, (2) restitution principal, (3) restitution interest, (4) fine principal, (5) fine interest, (6) community restitution, (7) JVTA assessment, (8) penalties, and (9) costs, including cost of prosecution and court costs. EFTA00036303