er rNEW YORK STATE Office of Victim Services Claim Application and Instructions How to Apply for Compensation Who can apply for compensation? Innocent victims of crime, certain relatives, dependents, legal guardians and eligible Good Samaritans can apply to the Office of Victim Services (OVS) for compensation of out-of-pocket expenses not covered by insurance or other resources. What kind of expenses can I get compensated for? OVS offers compensation related to personal injury, death and loss of essential personal property. The specific expenses OVS may cover include: • Medical, pharmacy and counseling expenses • Loss of Essential Personal Property (up to $500, including $100 for cash) • Burial or Funeral Expenses (up to $6.000) • Lost Wages or Lost Support (up to $30.000) (Parents or guardians of hospitalized minor children may be eligible for this benefit) • Transportation (court/medical) • Occupational/Vocational Rehabilitation • Security Devices and DV Shelter Costs • Crime scene clean-up (up to $2.500) • Good Samaritan property losses (up to $5,000) • Moving expenses (up to $2,500) How do I ask for compensation? Send us your completed OVS application along with copies of: • Police reports • Medical bills • Correspondence with insurance companies or benefits plan saying if they will cover your loss • Insurance cards • Receipts for essential personal property • Death certificate and funeral contract • Victim's birth certificate • Proof of age (driver's license, birth certificate etc.) • Legal guardianship papers What if I don't have some of the papers OVS needs? Send your application in right away. You can send the other documents later. What if my property was lost, damaged or destroyed because of the crime? If you are under 18, 60 or over, disabled or were injured, you may apply for benefits to replace your essential personal property or cash that was not covered by any other resource. Essential means necessary for your health and welfare, like eyeglasses and clothes. What if I move? Send OVS a signed letter right away. Tell us your new address and phone number. Also let us know if your email address changes. Who can sign the claim? Generally, the victim must sign the claim. However, if the victim is under 18, or is physically or mentally incapable of signing, then the legal guardian (the person receiving the benefits) must fill out section 2 of the claim and sign the claim. If the victim died, the person asking for benefits must fill out section 2 of the claim and sign the claim. Is there another way to apply? Yes. Visit ovs.ny.gov to access the secure Victim Service Portal (VSP) and file an application on line. Do I have to fill out the attached HIPPA form? Yes. Fill out one HIPAA form for each service provider. You can photocopy a blank form to make extra copies. 80 S. Swan Street Albany, NY 12210-8002 (518) 457-8727 ovs.ny.gov 55 Hanson Place Brooklyn, NY 11217-1523 (718) 923-4325 800-247-8035 Rev. September 2015 EFTA00018845

Court Ordered Restitution Information What is restitution? Restitution is compensation paid to a victim by the perpetrator of a criminal offense for the losses or injuries incurred as a result of the criminal offense. It must be ordered by the Court at the time of sentencing, and is considered part of the sentence. Restitution is NOT for payment of damages for future losses, mental anguish or "pain and suffering." When the District Attorney's (DA) office advises the Court that you have requested restitution or when the victim impact statement contained in the probation investigation report (pre-sentence, pre-plea or pre-disposition report) indicates that the victim seeks restitution, the Court must order restitution unless the interests of justice dictate otherwise. When the judge does not order restitution, the judge must clearly state his/her reasons on the record. What can I request as restitution? You can ask for any expense you incur as a result of the criminal offense — even for items the OVS may not be able to reimburse. Restitution may include, but is not limited to, reimbursement for medical bills, counseling expenses, loss of earnings, funeral expenses, insurance deductibles and the replacement of stolen or damaged property. Who is entitled to restitution? Anyone who has been the victim of a criminal offense and has suffered injuries, economic losses or damages can seek restitution. Many times, victims who deserve restitution do not request it. This can occur because victims are not aware that they are entitled to restitution, or do not know what steps to take to go about receiving the restitution they deserve. How do I ask for restitution? You should contact the DA's office and advise them of the extent of your injury, your out-of-pocket losses and the amount of damages you are requesting. It is your responsibility to give the police, DA and, upon request, the local probation department copies of the bills and other documents showing the extent of your injuries, your out-of-pocket losses and the amount of damages you want considered by the Court. Your claim for restitution will be included in any probation investigation report (pre-sentence, pre-plea or pre-disposition report). Be sure to: • Keep accurate records such as original receipts of any expenses you have as a direct result of the criminal offense. • Give copies of these receipts to the police. DA and local probation department. You need to clearly explain your need for restitution as soon as possible to the DA, the victim/witness advocate, and the probation department. Plea agreements can occur within days of the actual criminal offense. If this information is not provided before the plea agreement and sentencing, you may have to pursue the perpetrator in Civil Court. The DA is under an obligation to petition the Court to order restitution on your behalf. In all felony criminal cases, many misdemeanor criminal cases and all juvenile delinquency and persons in need of supervision (PINS) cases, a pre-sentence or predisposition investigation report is required. The local probation department will contact you about the issue of restitution as it pertains to your case. How is restitution determined? The amount of restitution is based on proof of your out-of-pocket losses incurred as a result of the criminal offense. The perpetrator has a right to object to the amount of restitution. The Court may hold a hearing on the issue of restitution where the Court may consider the perpetrator's ability to pay. The DA's office may contact you and ask you to testify at the restitution hearing. If you have a concern about appearing personally in Court, you should explore alternatives with the DA assigned to your case. If the OVS has paid your bills, the Court may order that restitution payments be made to the OVS for those paid items. It is important that you advise the DA's Office that you filed a claim with the OVS. If you filed a claim with the OVS, it is important that you advise the OVS if the Court orders the perpetrator to pay restitution. Rev. September 2015 EFTA00018846

Read How to Apply for Compensation before filling out this form. OVS VAP iDe Application for Compensation New York State Office of Victim Services Please print. Answer all questions. It is a crime to file a false claim! Victim Assistance Program Use Only Ragmen Name/Phone Advocate Name/Email the victim. 2 if you are not the victim, and you are signing this claim, you are the claimant Tell us about you. (See -Who can sign the daim7 on the instructions page.) Last Name First Name Mailing Address: Street Apt. it (or P.O. Box) City What is your relationship to the victim? (Check only one.) 0 Parent 0 Spouse 0 Child 0 Legal Guardian 0 Attorney 0 Other (Explain! 3 Tell us about the crime. (Check only one.) The victim died because of The victim was injured because of. 0 Assault The victim lost essential personal property Mob K Vehicle (DUVDWI) 0 swam 0 KerlaPP02 because of K Motor Vehicle (Other) 0 Sexual Assault 0 Child Physical Abuseleglect 0 Terror sal 0 BUrtilry 0 Arson Terrorism 0 Child Soul Abuse 0 Arson 0 Mob vehicle (DUI/DWI) 0 criminal 0 Pam 0 haw wade (outowi) K Robbery 0 Motor Vehicle (nor DUI/DWI) Mschief 0 Hunan Tracing 0 Mato( Vehicle (rat DUOS/ 0 Human Trafficking 0 RHumobt: (No FraudiFinancial 0 ChM PollblaPhY Crime 0 Oaten Hcenicide _ 0 Other (EsSibif0: 0 Other (Explain): Where did the crime happen? (Check only one.) 0 Work 0 Owned residence 0 Apt. Bldg. 0 Public Street °Subway/Bus 0Parlung Lot ORestauranVBar °School/School grounds °Shopping Mall 0 Other (Explain): MI Social Security a Date of Birth Dated( here if you do not have one. County Seto (orForel9n County) Zip Code Was this a crime related to domestic violence? 0 Yes 0 No Was this a crime related to bullying? 0 Yes 0 No Was this a crime related to elder abuse/neglect? 0 Yes 0 No Was this a hate crime? 0 Yes 0 No Was the victim driving a livery cab when the crime happened? 0 Yes 0 No Was the victim's property lost or damaged while trying to prevent or stop a crime against someone else or while helping the authorities stop the crime? 0 Yes 0 No Crime Report 0: Police or criminal justice agency reported to: County where crime happened: Date of crime: Date crime was reported: If more than 7 days between the date of crime and date the crime was reported, explain why: K Unknown 0 Unknown 0 Unknown El Unknown I:j Unknown If more than 1 year between the date of crime and the date you are filing this claim, explain why: Describe the crime in your own words: Rev, September 2015 EFTA00018847

4 T Has the suspect been arres Was the suspect been prosecuted for this crime? Does the suspect live in the same house as the victim OR is the suspect a member of the victim's family? Has the court issued an order of protection in this case? Has the DA asked the court to order restitution? Did the court order the suspect to pay restitution? O yes ❑No ❑Nc4 Yet ID yes O No CLI yes El NO Of Yes. attach a copy.) 0 yes 0 NO 0 Not Yet Yes (Amount S )ON° K Not Yet NOTE - If you are eligible for compensation, the OVS may be able to reimburse for the expenses listed below. These items should also be requested as pan of court ordered restitution. Applicants are encouraged to share this information with prosecutors if there is a criminal case. See the Court Ordered Restitution Information page for important information about restitution. 5 Tell us about your expenses related to this crime. (Check all that appty.) 0 MedicauArntiulance 0 Loss of Suppon 0 Lost Wages Personal Transportation 0 Carrie Scene Cleanup (Death Claim Only) 0 DV Shelter 0 Medical/Counseling 0 Security Device/System 0 VocabonaVRehabilitation 0 Moving/Storage 0 Court 0 Counseling 0 Funeral/Buns! 0 Essential Personal Property CI Other (Explain): . _ 6 List any essential personal property, like cash, eyeglasses, or clothing that needs to be replaced because of this crime. (If none. skip to 7.) Describe what was lost/damaged: Cost Describe what was lost/damaged. Cos; 1. $ 3. $ 2. $ 4. $ 3. $ 6. S HomeowneriRenter insurance Company Policy or ID it Auterither Insurance Company Policy or ID * Deductible Deductrbre $ — If there were no injuries and you are only asking for essential personal property benefits, skip to 15. — 7 Tell us about the victim's or the parent's employment and insurance for Lost Wages. If you do not want us to contact your employer, you cannot ask to be reimbursed for Lost Wages. (Skip to 8.) Was the victim/parent of hospitalized minor victim employed when the crime happened? 0 Yes O No (If No. skip to 8.) Did the victim/parent of hospitalized minor victim miss work because of the aim.? O Yes O No Was the victim/parent self-employed? O Yes O No (If Yes, attach copies of last year's federal tax return and all schedules.) Employees Name. Address, and Phone II: Employer Street City Other Employers Name. Address. and Phone*. t I Zip Colt Phone X Employer Street City State °Pc** Name, Address, and Phone/Sof doctor who certified victim could not go to work: Doctor _ street _ city Stare ( ) Phone 0 ( ) ZIP code Phone # Tell us about any insurance company that will cover the victim's lost time at wank. (If none, write *None- below and skip to 8.) Policy or ID/tor 'None Policy or ID I or 'None 5. Workers' Compensation 6. Other insurance I. Unemployment Insurance 2. Disability Insurance 3. Pension Plan 4. Other insurance 7. Social Security Benefits (ssn required) 8. SSI Benefits (ssn required) SSN SSN If the victim died, till out below it you have any burial expenses. (If not, skip to 9.) Also. attach a copy of the funeral home contract, other Digs fox burial expenses, and a photocopy of the Death Certificate, it you have them. Phone L ___1 -- Name Foetal Home: _ Address: Street Cs.rommihase Siab. Zp Code Page 2 ol I EFTA00018848

9 If the victim was injured or died because of this crime, fill out below. Describe the victim's injuries. briefly. Did the victim receive any medical treatment? K Yes K No (If No, skip to section10.) Tell us about the health professionals who treated the victim for injuries related to this crime: Full Name Complete Address Phone First Hospital Other Hospital First Doctor (not in hospital) Other Doctor First Dentist Victim's Counselor 10 Tell us about the victim's dependents or others who depended on the victim for support. (If none. skip to 1 1. Name Social Security 4 Date of Bob Relationship to Victim Dependent Other Dependent Other Dependent Address Name Address Name Address Social Security # Date of Birth Social Security a _ - _ • _ Date of Birth Are you the legal guardian? K Yes K No Relationship to Victim Are you the legal guardian? K Yes K No Relationship to Victim Are you the legal guardian? K Yes K No If more than 3 dependents. attach a separate sheet and check here: K 11 Did anyone besides the victim receive counseling because of this crime? (If no. skip to 12.) Who received counseling? Relationship to Victim Insurance company billed for counseling Policy or ID # Counselors name, address and phone*: Who else received counseling? Relationship to Victim Insurance company billed for counseling Policy or ID k Counselor's name. address and phone ft. If more than 2 people received counseling because of this crime. check here and attach a separate sheet to describe. K 12 List any insurance covering the victim or the victim's dependents. If no insurance, write "None" below. If you have applied but are not covered yet. write "Pending" under Policy or ID #. Policy or ID # Name of person(s) covered by Ibis insurance. Primary Insurance Company Major Medical Insurance Company Other Insurance (Union. Dental. Vision. etc.) Medicare Medicaid Workers' Compensation Auto Insurance Other insurance Rev September 2015 Page 3 ol EFTA00018849

13 If the victim died, tell us about any life Insurance and death benefits. (If the victim did not die. or does not have any life insurance or death benefits, skip to 14.) Company Name Address Phone a Policy or ID Life Insurance I ) Pension Plan ) Other Insurance/Plan I ) Medicaid I ) Workers Compensation I ) If any other insurance or death benefits, list here: Do any of these policies cover the victim's burial expenses? O Yes O No Has anyone applied for the Social Security Death Benefit? O Yes O No 14 Tell us about your financial situation. You MUST fill out ha sections below. if none. enter zero (01. How many dependents do you have? What is your total annual income (from ALL sources)? If you are not sure, estimate: List ALL your assets and ALL your debts below. If you are not sure, estimate. Mach additional pages, if needed. Your Assets — If nom enter zero (0). Your Debts - How much do you owe now? Savings . stodts. bonds $ If none, enter zero (0). Real Property (house, etc,) Mortgage $ i Proceeds from life insurance S Loans $ 15 is a private lawyer (not DA) representing you? O Yes If Yes: O OVS Claim O Civil Suit O Both °No Lawyers Name Address 16 Authorization to speak with representative: If you would like to give permission to a family member, friend or other person to speak to OVS regarding your claim, enter here. I_-1. Phone e Name of Person Address ) Phone N 17 Victim/Claimant's Authorization: !ACKNOWLEDGE that accepting an award from the Office of Vicbm Services (OVS) creates a lien in favor of the Stated New York on any recovery relating to the an upon which this dam is based. including any judgment. Settlement or order of restitution. I further authorize any funeral diredor, attorney. employer. Folios or other public aufhady, esuranas company or any person who rendered sernces to the above. Or having knoafedge of the same, to furnish the OVS or its representatives the following information. Waters Compensation records, information relabng to the crime or any injuneS a death suffered as the result of the on, and information relating to this dam If an award is made. I authorize the OVS to make perverts erectly to the provider of micas. I also auttonze the DVS to share my ofcaruzbon and records compiled hx this claim with the local Victim Assistance Program (VAP) in order for the VAP to assist the OVS in processing my claim and making its deteminabon If a private lawyer has been indicated above. I also authorize the OVS to share my information ard records compiled fOr this Clan wit the lawyer in order for himiliec to act as my representative. I understand a separate Notice of Appearance from my lawyer will be needed in Waco to this authonzabon If a family member. !nand a other parson is indicated above. 'authorize the OVS to share my information ard records aim with that person in order that they assist me with this dam To process your claim, mail us the following documents. eep a • All biils and receipts fa services listed on this form • Your completed. signed claim form • One completed HIPAA tom) for each service provider listed on this km (You can photocopy the HIPAA form ) • Letters from any insurers denying or authorizing payment for the services listed on this form. Remember You must bill your insurance company or benefits plan before the 0VS can pay. Mail your documents to: New York State Office of Victim Services AE Smith Buiking 80 S. Swan Street Abany, NY 12210-8002 r Sapwnber 2015 Page 4 of 4 EFTA00018850

4,11,111111 OCA Official Form No.: 960 AUTHORIZATION FOR RELEASE OF HEALTH INFORMATION PURSUANT TO HIPAA 'This form has been approved by the New York State Department of Health' Patient Name Date of Birth Social Security Number Patient Address I. or my authorized representative, request that health information regarding my care and treatment be released as set forth on this form. In accordance with New York State Law and the Privacy Rule of the Health Insurance Portability and Accountability Act of 1996 IIIPAA). I understand that I This authorization may include disclosure of information relating to ALCOHOL and DRUG ABUSE, MENTAL HEALTH TREATMENT, except psychotherapy notes. and CONFIDENTIAL HIV• RELATED INFORMATION only if I place my initials on the appropriate line in Item 9(a) In the event the health information described below includes any of these types of information, and I initial the line on the box in Item 9(a). I specifically authorize release of such information to the person(s) indicated in Item 8 2. It' I am authorizing the release of HIV-related, alcohol or drug treatment, or mental health treatment information, the recipient is prohibited from redisclosing such information without my authorization unless permitted to do so under federal or state law. I understand that I have the right to request a list of people who may receive or use my HIV-related information without authorization. If I experience discrimination because of the release or disclosure of HIV-related information, I may contact the New York State Division of Human Rights at (212) 480-2493 or the New York City Commission of Human Rights at (212) 306-7450. These agencies are responsible for protecting my rights 3 I have the right to revoke this authorization at any time by writing to the health care provider listed below I understand that I may revoke this authorization except to the extent that action has already been taken based on this authorization. 4 I understand that signing this authorization is voluntary. My treatment, payment, enrollment in a health plan. or eligibility for benefits will not be conditioned upon my authorization of this disclosure. 5. Information disclosed under this authorization might be redisclosed by the recipient (except as noted above in Item 2). and this redisclosurc may no longer be protected by federal or state law. 6. THIS AUTHORIZATION DOES NOT AUTHORIZE YOU TO DISCUSS MY HEALTH INFORMATION OR MEDICAL CARE WITH ANYONE OTHER THAN TILE ATTORNEY OR GOVERNMENTAL AGENCY SPECIFIED IN ITEM 9 (b). 7 Name and address of health provider or entity to release this information 8 Name and address of person(s) or category of person to whom this information will be sent. NYS OFFICE OF VICTIM SERVICES - AE SMITH BLDG., 80 S. SWAN ST., ALBANY, NY 12210-8002 9(a). Specific information to be released' O Medical Record from (insen date) to (insert date) O Entire Medical Record, including patient histories. office notes referrals, consults, billing records, insurance records, and records O Other (except psychotherapy notes), test results. radiology studies, films, sent to you by other health care providers. Include: (Indicate by Initialing) Alcohol/Drug Treatment Authorization to Discuss Health Information (b) O By initialing here I authorize Mental Health Information HIV-Related Information Initials Name of individual health care provider to discuss my health information with my attorney, or a governmental agency, listed here. NEW YORK STATE OFFICE OF VICTIM SERVICES (Attorney/Firm Name or Governmental Agency Name) 10 Reason for release of information. At request of the Mdividual for purposes of establishing eligibiliry for New York State Office of Victim Services benefits II Date or event on which this authorization will expire This authorization will expire upon the termination of the individual's eligibility for Office of Victim Services benefit 12 If not the patient, name of person signing form 13 Authority to sign on behalf of patient All of • Si a reasonably could identify someone as having symptoms or infection and information regarding a person's contacts. EFTA00018851