J.P.Morgan GHISL \ INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Summary - U S Dollar Cost Adjustments Current Year-To-Date Period Value Value' Amortization (56.86) Total Cost Adjustments $0.00 ($56.86) . Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settlement Date Type Desaiption Quantity Per Unit PRINCIPAL INCOME Amount Amount Amount 105 107 Interest Income Misc. Disbursement Spot FX DEPOSIT SWEEP INTEREST FOR SEPT@ .07% RATE ON NET AVG COLLECTED BALANCE OF $15.982.10 AS OF 10/01/09 FUNDS TRANSFERRED FROM ASSET ACN MMIA A CASH MGMT 0.92 (112.956.48) SPOT CURRENCY TRANSACTION - BUY 39.849.700 (35.000.00) BUY AUD SELL USD EXCHANGE RATE .878300000 DEAL 10/05/09 VALUE 10/07/09 Page 17 of 37 SB1062192-F1 4396 EFTA01666268

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 INFLOWS & OUTFLOWS Settlement Date Type Per Unit PRINCIPAL INCOME Description Quantity Amount Amount Amount 11) 8 Misc. Receipt FUNDS TRANSFERRED FROM 35,000.00 MMIA NCI 0 PRN A/Ca AS REQUESTED 10. 16 Misc. Receipt FUNDS TRA 23,828.00 MMIA Areff 0 PRN NC* AS REQUESTED 1020 Free Delivery RESEARCH IN MOTION LIMITED (1.400.000) JPMORGAN CLEARING CORP TRADE DATE 10/20/09 AS OF 10/20/09 Total Inflows 8 Outflows ($89,127.56) TRADE ACTIVITY Trade Settlement Date Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 10/16 10/19 write Option GOGGLE INC (1.000) 8.60 853.97 CALL OPTION DEC 09 ei 590 COVERED CALL 10/14 10/19 Purchase PROSHARES ULTRSHORT 000 400.000 21.94 (8,796.00) (0 21.94 8,776.00 BROKERAGE 20.00 J.P. MORGAN SECURITIES INC. TRADE DATE 10/14/09 Page 18 of 37 SB1062192-F1 4397 EFTA01666269

J.P.Morgan li ISI. \ INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Trade Settlement Date Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 10/14 10/19 Purchase PROSHARES ULTRASHORT S&P 500 400.000 37.53 (15.032.00) @ 37.53 15,012.00 BROKERAGE 20.00 J.P. MORGAN SECURITIES INC. TRADE DATE 10,14,09 Total Settled Securities Purchased ($22,974.03) Page 19 of 37 SB1062192-F1 4398 EFTA01666270

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Local Value Transactions Curren: Period Value Year •To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 77,531.25 Income 167.84 1,418.27 182.69 1,55919 Foreign Exchange • Inflows 35,000.00 197,949.47 39,849.70 236,211.81 Total Inflows OUTFLOWS $35,167.84 $199,367.74 40,032.39 237,770.00 Withdrawals (167.84) (167.84) (182.69) (182.69) Tax Payments (242.04) (281.25) Total Outflows TRADE ACTIVITY ($167.84) (3409.86) (182.69) (463.94) Settled Sales/Maturities/Redemptions 64,545.00 75,000.00 Settled Securities Purchased (101.723.40) (263.502.86) (117,380.95) (312,306.06) Total Trade Activity ($101.723A0) ($198,95716) (117,380.95) (237,306.06) Ending Cash Balance 0.00 ' Year to date information is calculated on a calendar year basis. Page 20 of 37 SB1062192-F1 4399 EFTA01666271

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Summary - Australia Dollar INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value* Period Value Value' • Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS 0.00 0.00 Settlement Date Type Description Quantity Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Local Value Local Value Local Value Gain/Low USD 10/7 Spot FX SPOT CURRENCY TRANSACTION - BUY (35.000.000) 35.000.00 BUY AUD SELL USD 39,849.70 EXCHANGE RATE .878300000 DEAL 10/05/09 VALUE 10/07'09 10/16 Foreign Interest JP MORGAN CHASE BANK - AUD 117.380.950 56.63 LONDON TIME DEPOSITS 2.7000% 0.001 61.62 DATED 10/09/2009 MATURITY 10/16/2009 HELD BY LONDON TREASURY SERVICES 10/16 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (61.620) (56.63) AUSTRALIA DOLLAR (61.62) Page 21 of 37 SB1062192-F1 4400 EFTA01666272

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain,toss USD 10/16 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.7000% DATED 10/09/2009 MATURITY 10/16/2009 HEW BY LONDON TREASURY SERVICES CUENT REF FTD (117,360.950) 10/16 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.6500% DATED 10/16/2009 MATURITY 10/23/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 117.442.570 1023 Foreign Interest JP MORGAN CHASE BANK - AUD 117,442.570 55.85 LONDON TIME DEPOSITS 2.6500% 0.001 60.52 DATED 10/16/2009 MATURITY 10/23/2009 HELD BY LONDON TREASURY SERVICES 10/23 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (60.520) (55.85) AUSTRALIA DOLLAR (60.52) 10/23 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.6500% DATED 1B1B2009 MATURITY 10/23/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (117,442.570) 10/23 Receipt of Assets JP MORGAN CHASE BANK AUD LONDON TIME DEPOSITS 2.6500% DATED 10/23/2009 MATURITY 10/30/2009 HELD BY LONDON TREASURY SERVICES CUENT REF FTD 117,503.090 Page 22 of 37 SB1062192-F1 4401 EFTA01666273

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 10/30 Foreign Interest JP MORGAN CHASE BANK - AUD 117,503.090 55.36 LONDON TIME DEPOSITS 2.6500% 0.001 60.55 DATED 1023/2009 MATURITY 10/30/2009 HELD BY LONDON TREASURY SERVICES lona Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (60.550) (55.36) AUSTRALIA DOLLAR (60.55) 10/30 Free Delivery JP MORGAN CHASE BANK • AUD LONDON TIME DEPOSITS 2.6500% DATED 10/23/2009 MATURITY 10/30/2009 HELD BY LONDON TREASURY SERVICES CUENT REF FTD (117,503.090) 10/30 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.7000% DATED 10/30/2009 MATURITY 11/06/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 117,563.640 Total Inflows & Outflows 335,000.00 $0.00 Page 23 of 37 SB1062192-F1 4402 EFTA01666274

J.P.Morgan ISI. INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 TRADE ACTIVITY - Australia Dollar Trade Settlement Date Date Type Description Per Unit Market Amount USD Cost USD Currency Quantity Local Value Local Value Gain/Lou USD Settled Securities Purchased 10/9 10/9 Purchase JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.7000% DATED 10/09/2009 MATURITY 10/16/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 117,380.950 90.435 100.00 (101,723.40) (117,380.95) Page 24 of 37 SB1062192-F1 4403 EFTA01666275

J.P.Morgan ISL INF MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Summary - BRAZILIAN REAL PRINCIPAL US Dollar Value Local Value Current Transactions Period Value Year To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 223,434.71 Foreign Exchange - Inflows 122,117.24 Total Inflows TRADE ACTIVITY $0.00 $122,117.24 0.00 223,434.71 Settled Securities Purchased (122,117.24) (223.434.71 , Total Trade Activity $0.00 ($122,117.24) 0.00 (223,434.71) Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' ' Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 25 of 37 SB1062192-F1 4404 EFTA01666276

J.P.Morgan 6111S1.. ‘INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Detail - BRAZILIAN REAL flo Activity This Period Page 26 of 37 SB1062192-F1 4405 EFTA01666277

J.P.Morgan GUIS!. INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Summary - N ZEALAND DOLLAR PRINCIPAL US Dollar Value Local Value Curien: Transactions Period Value Year To-Date Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Income 654.00 1,013.89 Foreign Exchange - Inflows 98,216.82 151,354.25 Total Inflows OUTFLOWS 00.00 098,870.02 0.00 152,368.14 Withdrawals (343.67) (481.16) Tax Payments (316.28) (498.75) Total Outflows TRADE ACTIVITY 80.00 ($659.95) 0.00 (979.91) Settled Sales/Maturities/Redemptions 60,244.23 95,000.00 Settled Securities Purchased (158,455.10) (246,388.23) Total Trade Activity 00.00 ($98,210.87) 0.00 (151,388.23) Ending Cash Balance ' Year to date information is calculated on a calendar year basis. 0.00 Page 27 of 37 SB1062192-F1 4406 EFTA01666278

J.P.Morgan GUIS!. ‘INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Summary - N ZEALAND DOLLAR INCOME US Dollar Value Local Value Transactions Current Year-To•Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance ' Year to date information is calculated on a calendar year basis. 0.00 Portfolio Activity Detail - N ZEALAND DOLLAR No Activity This Period Page 28 of 37 SB1062192-F1 4407 EFTA01666279

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Summary - NORWEGIAN KRONE PRINCIPAL US Dollar Value Local Value Current Transactions Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 100,000.00 0.00 Foreign Exchange - Inflows 611,000.00 Total Inflows TRADE ACTIVITY $0.00 $100,000.00 0.00 611,000.00 Sallied Securities Purchased (100.000.00) (611.000.00) Total Trade Activity $0.00 ($100,000.00) 0.00 (611,000.00) Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' ' Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 29 of 37 SB1062192-F1 4408 EFTA01666280

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Detail - NORWEGIAN KRONE No Activity This Period Page 30 of 37 SB1062192-F1 4409 EFTA01666281

J.P.Morgan INF MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Local Value Current Transactions Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 7.71 6.25 Income 9.62 0.16 Total Inflows OUTFLOWS 50 .25 (0.03, $9.62 0.16 6.25 Tax Payments (0.98) (0.02) (0.64) Total Outflows ($0.03) ($0.98) (0.02) (0.64 Ending Cash Balance ' Year to date information is calculated on a calendar year basis. 7.85 INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' ' Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 31 of 37 SB1062192-F1 4410 EFTA01666282

J.P.Morgan li ISI. 1NE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date Type Description Quantity Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Gain/Loss USD Local Value Local Value Local Value 10x8 Foreign Dividend GLAXOSMITHKLINE PLC 0.25 0.25 1.000 HELD BY JPMORGAN CHASE BK LON 0.16 0.16 ISIN GB000925288VSEDOL 0925288 CO 0.155555 PER SHARE 106 Foreign Tax Withheld GLAXOSMITHKLINE PLC (0.020) (0.03) HELD BY JPMORGAN CHASE BK LON (0.02) ISIN G60009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 13.00% Total Inflows & Outflows $0.22 $0.00 Page 32 of 37 SB1062192-F1 4411 EFTA01666283

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Settled Foreign Exchange Contracts Trade Date Currency Amount Contracted Base Revalued Settle Date Counter Currency Counter Amount Contract Rate Revaluation Rate Amount USD Amount USD Currency Gel. Trade Related AUSTRALIA DOLLAR U S DOLLAR Oct. 509 AUD 39,849.70 0.878300 0.878300 (35,000.00) 35,000.00 Oct. 709 USD (35,000.00) Page 33 of 37 SB1062192-F1 4412 EFTA01666284

J.P.Morgan CB 1St. \ INF. MAXWELL ACCT. For the Period 10/1109 to 10/31/09 In Case of Errors or Questions About Your Electronic Transfers. Contact your J.P. Morgan Team at one of the telephone numbers on the front of this statement or write us at 500 Stanton Christiana Road. P0PS. Newark. DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about. and explain as clearly as you can why you believe it is in error or why you need more information. (3) tell us the dollar amount of the suspected error. If you contact us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 days for purchases using your debit card or for international transactions). we will credit your account for the amount you think is in error, so that you will have the use of money during the time it takes us to complete our investigation. In case of errors or questions about your statement, including your line of credit. If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send it to: J.P. Morgan's Private Bank. 500 Stanton Christiana Road. 1/OPS3. Newark. DE 19713-2107. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can contact your client service specialist but doing so will not preserve your rights. Please review your account statement and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments. and unaccounted cash positions in writing to both the introducing broker, JPMSI and the clearing firm, JPMCC at the addresses shown on your statement. Any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your JPMSI Account Representative or JPMSI Compliance Department at (212) 483-2323. In your letter, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can. why you believe there is an error. If you need more information. you must describe the item you are unsure about. Page 34 of 37 SB1062192-F1 4413 EFTA01666285

J.P.Morgan (;111SL %INF MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Important Information about Pricing and Valuations Certain assets including but not limited to. pooled private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid. the value of which may have been provided to us by third parties who may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein has been obtained from sources that J.P. Morgan believes to be reliable and is furnished for the exclusive use of the client. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. The current price is the value of the financial asset share. unit or contract as priced al the dose of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example. JPMorgan London Time Deposits) reflect the original deposit amount only. The current value for Real Estate. Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are indicative values as of the close of business of the date of this statement and, except as otherwise agreed in writing. these valuations do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated as of the date of this statement. We do not warrant their completeness or accuracy. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (t) the accuracy of the models or estimates used in deriving the valuations. (2) any errors or omissions in computing or disseminating the valuations. and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction, Please review your statement promptly and report any discrepancies immediately to an account officer whose name appears on the contact page of this statement. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank deposits and are not guaranteed by any bank. government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of the Bank. The Bank and its affiliates receive compensation from JPMorgan Funds for providing services. American Century Investment Services. Inc. is the distributor of the American Century Funds. American Century Investment Management Inc. serves as investment advisor to its respective fund family and receives compensation from that fund family for providing investment advisory and other services. Page 35 of 37 SB1062192-F1 4414 EFTA01666286

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Important Information Regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements. Accordingly, investors should not rely on pricing information appearing in their statements with respect to ARS. Additional Information About Your Accounts Securities purchased or sold through JPMSI (I) other than mutual funds, are cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of JPMSI, and (2) other than exchange-listed options, are held in your Asset Account at JPMorgan Chase Bank, N.A. Positions in exchange-listed options are held by J.P.Morgan Clearing Corp. and are not delivered to or from your Asset Account. For your convenience, however, positions in exchange-listed options are presented in this Asset Account statement together with other assets held in that account. All pertinent information about your settled and pending purchases and sales effected through your JPMSI account during the period covered by this statement. is summarized in the "Trade Activity" portion of this statement. You should have received separate confirmations for each securities transaction, All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished to you. Upon written request, JPMSI will promptly supply you with the latest such information. Shareholders of certain JPMorgan Funds are charged a redemption fee equal to 2% of the proceeds if they exchange or redeem shares of such funds within 60 days of purchase. subject to certain exceptions set forth in the prospectus of the applicable Fund. Please consult your J.P. Morgan representative for a list of the JPMorgan Funds that impose redemption fees. JPMCC and JPMSI are members of the Securities Investor Protection Corp ("SIPC"). a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMSI and JPMCC are protected by SIPC up to $500,000 per customer. which includes up to $100,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value 01 the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the 'Bank") are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371.6300. To the extent applicable, please read the following disclosures regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a retum of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. JPMSI, JPMCB or their affiliates (the ',LP. Morgan Companies') may provide administrative, custodial, sales, distribution or shareholder services to JPMorgan Funds. American Century Funds, or funds established, sponsored, advised, or managed by third parties, and the J.P. Morgan Companies may be compensated for such services. A financial statement ol this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. Bank products and services are offered through JPMCB and its affiliates. Securities are offered by JPMSI and, to the extent noted above, cleared through JPMCC. If a partial call is made with respect to an issue of securities included in your Account we will allocate the call by a method we deem fair and equitable. You must promptly advise JPMSI of material changes in your investment objectives or financial situation. Unless you inform JPMSI otherwise, JPMSI will consider the information currently in its files to be complete and accurate. Page 36 of 37 SB1062192-F1 4415 EFTA01666287

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 10/1109 to 10/31/09 JPMSI is not a bank and is a separate legal entity from its bank or thrift affiliates, including JPMCB. The securities sold, offered, or recommended by JPMSI: (1) Are not insured by the Federal Deposit Insurance Corporation, or any other governmental agency; (2) Are not deposits or other obligations of JPMSI's bank or thrift affiliates (unless otherwise indicated), and are not guaranteed by or the responsibility of any such affiliates (unless explicitly stated otherwise); and (3) Involve investment risks, including possible loss of the principal invested. JPMSI's banking affiliates may be lenders to issuers of securities that JPMSI underwrites, in which case proceeds of offerings underwritten by JPMSI may be used for the repayment of such loans, and you should refer to the disclosure documents relating to particular securities for discussion of any such lending relationships. The Federal Reserve requires that JPMSI obtain your consent before it can obtain certain information from its bank or thrift affiliates, including their credit evaluation of you. We will assume that your continuing to transact business with JPMSI will constitute your consent to the sharing of such information by JPMSI and its bank or thrift affiliates. to the extent permitted by law. DEPOSITS IN FOREIGN BRANCHES ARE NOT INSURED BY THE FDIC, THE FEDERAL RESERVE BOARD OR ANY OTHER GOVERNMENTAL AGENCY; AMOUNTS IN THE TIME DEPOSITS DO NOT HAVE THE BENEFIT OF ANY DOMESTIC PREFERENCE APPLICABLE TO U.S. BANKS. Page 37 of 37 SB1062192-F1 4416 EFTA01666288

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J.P.Morgan JPNIorgan Chase Bank, Y.A. GIIIMAINE MAXWELL ACCT. 345 Park Avenue, New York, NY 10154-1002 For the Period 11/1/09 to 11/30/09 0000020,94 000 20 00003 MAXVIE00 2009 x202 GHISLAINE MAXWELL Asset Account J.P. Morgan Private Bank 'learn Online access www.MorganOnllne.com Table of Contents Page Account Summary 2 Holdings Equity 4 Cash and Short Term 7 Fixed Income 11 Options 14 Other Assets 16 Portfolio Activity 17 SB1062192-F1 Page 1 of 39 4418 EFTA01666290

J.PMorgan GHISI.AINE MAXWELL ACCT. For the Period II/I/09 to 1I/30/09 Account Summary Asset .'location Beginning Market Value Ending Market Value Change In Value Estimated Current Annual Income Allocation Equity 561.36716 665.82793 104.45997 2.60000 39% Cash 8 Short Term 503,062.33 604,157.69 101,095.36 15,555.06 Fixed Income 403,399.04 403,470.38 71.34 10,445.87 24% Options (370.00) (1,360.00) (990.00) Other Assets 24,160.00 21,220.00 (2.940.00) 1% Market Value Accruals $1,491,619.33 8.605.96 $1,693,316.00 9,339.29 5201,696.67 733.33 100% Market Value with Accruals 51,500,225.29 $1,702,655.29 5202,430.00 Portfolio Activity Current Period Value Year-to-Date Value Beginning Market Value 1,491,619.33 6,377,327.40 Contributions 168.148.09 1276.695.61 Withdrawals & Fees (577.78) (5,803.602.56) Securities Transferred In 324276.82 646,422.63 Securities Transferred Out (540.482.61) (1.425,839.97) Net Contributions/Withdrawals (546,636.46) ($5,306,324.29) Income & Distributions 578.74 23,519.95 Change In Investment Value 249,753.41 598 792.94 Ending Market Value $1,693,316.00 $1,693,316.00 Accruals 9,339.29 9,339.29 Market Value with Accruals $1,702,655.29 $1,702,655.29 Asset Allocation —y Cash Short Man SB1062192-F1 Page 2 of 39 4419 EFTA01666291

J.PMorgan GHISLAINE MAXWELL ACCT. For the Period II/1/09 to 11/30/09 Account Summary CONTINUED Tax Summary Current Period Value Year-to-Date Value Current Year-to-Date Period Value Value Domestic Dividends/Distributions 1,919.85 ST Realized Gain/Loss (12.793.03) Foreign Dividends 9.62 LT Realized Gain/Loss 10,232.00 Currency GaiM.css 1,826.12 Realized GaIn/Loss ($2,561.03) Interest Income 578.74 3,518.48 Taxable Income $578.74 $7,274.07 Tax-Exempt Income 16,302.74 To-Date Value Unrealized Clabutes. $66,255.49 Bond Premium Amortization (56.86) Tax-Exempt Income $16,245.88 SB1062192-F1 Page 3 of 39 4420 EFTA01666292

J.PMorgan GHISI.AINE MAXWELL ACCT. For the Period II/I/09 to 11/30/09 Equity Summary Asset Categories Beginning Market Value Ending Market Vakie Change In Value Current Allocation US Large Cap 363,082.00 440,545.00 77,463 90 25% US Mid Cap/Small Cap 10,063.56 12,681.56 2,618.00 1% Non US Equity 188,222.40 196,366.37 8,143.97 12% Emerging Markets 0.00 16.235 00 16,235.00 1% Total Value S561,367.96 $665,827.93 $104,459.97 Market Value/Cost Market Value 665,827.93 Tax Cost 629,436.26 Unrealized Gain/Loss 36,391.67 Estimated Annual Income 2,600.00 Yield 039% Current Period Value Asset Categories &wiping WEIS US la CEO'S,* I Cap ID Us tar Cop Non USE** Page 4 of 39 SB1062192-F1 4421 EFTA01666293

J.PMorgan GHISI.AINE MAXWELL ACCT. For the Period II/I/09 to 1(/30/09 Equity Detail Market Quantity Price Value Tax Cost Estimated Annual Income Unrealized Accrued Gain/Loss Dividends Yield US Large Cap AT&T INC 1,000.000 26.94 26.94.00 26,290.00 650.00 1.640.00 6.09'i 00206R-10-2 T GOOGLE INC 600.000 583.00 349,800.00 327,732.70 22,067.30 CL A 38259P-50.8 GOOD PFIZER INC 1,500.000 18.17 27,255.00 26,460.00 795.00 960.00 3.52% 717081.103 PFE PROSNARES ULTRASNORT S&P 500 1,000.000 36.55 36,550.00 44,809.50 (8,259.50) 74347R-88-3 SDS Total US Large Cap $440,545.00 $425.292.20 $15,252.80 *600.00 0.59% US Mid Cap/Small Cap UVEPERSON INC 2,000.000 6.34 12.680.00 11,899.80 780.20 538146-10-1 LPSN VISTEON CORP 26.000 0.06 1 56 429.00 (427.44) DEFAULT 92839U-10-7 VSTN 0 Total US Mid Cap/Small Cap $12 681 56 $12,328.80 $352.76 $0.00 0.00% SB1062192-F1 Page 5 of 39 4422 EFTA01666294

J.PMorgan GHISI.AINE MAXWELL ACCT. For the Period I1/1/09 to I I/30/09 Market Quantity Price Value Tax Cost Estimated Annual Income Unrealized Accrued Gain/Loss Dividends Yield Non US Equity BP PLC 18.000 9.43 169.74 164.25 5.49 HELD BY JPMORGAN CHASE BK LON ISIN GB0007980591 SEDOL 0798059 G12793-91-8 GBP CURRENCY SHARES EURO TRUST 1,000.000 149.92 149,920.00 141,404.41 8,515.59 23130C-10-8 FXE GLAXOSMITHKUNE PLC 1.000 20.63 20.63 26.60 (5.97) HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882JSEDOL 0925288 G3910.1-90-6 = GBP SPDR GOLD TRUST 115.64 46.256.00 33.482.00 12,774.00 400.000 78463V-10-7 GLD Total Non US Equity $196,366.37 $175,077.26 $21,289.11 $0.00 0.00% Emerging \larkets CHANGYOU.COM LTD 500.000 32.47 16.235.00 16.738 00 (503.00) &aft 15911M-10-7 CYOU SB1062192-F1 Page 6 of 39 4423 EFTA01666295

J.P.Morgan GHISI.AINE MAXWELL ACCT. For the Period II/I/09 to 11/30/09 Cash & Short Term Summary Asset Categories Cash 866.91 100,178.81 99,311.90 6% Short Term 502.195.42 503.978.88 1783.46 30% Total Value $503,062.33 $604,157.69 $101,095.36 36% Beginning Ending Change Current Asset Categories Market Value Market Value In Value Allocation Market Value/Cost Current Period Value Market Value 604,157.69 Tax Cost 571,872.96 Unrealized Gain/Loss 32,284.73 Estimated Annual Income 15.555.06 Accrued Interest 6,486.81 Yield 17.68% Shod Tenn Pah& Psh Short Tom SB1062192-F1 Page 7 of 39 4424 EFTA01666296

J.PMorgan GHISLAINE MAXWELL ACCT. For the Period III/1/09 to 11/30/09 Cash & Short Term Summary SUMMARY BY MATURITY CONTINUED Short Term Market Value Less than 3 months 503,978.88 SUMMARY BY TYPE Short Term Market %of Bond Value Portfolio International Bonds 503,977.88 99% Mutual Funds 1.00 1% Total Value $503,978.88 100% SB1062192-F1 Page 8 of 39 4425 EFTA01666297

J.P.Morgan GIIISLAINE MAXWE1,1. ACCT. For the Period 11/1/09 to 11/30/09 Note: This is the Annual Percentage Yield (APY) which is the rate earned it balances remain on deposit for a lull year with compounding. there is no change in the interest rate and all interest is left in the account. Cash & Short Term Detail Quantity Price Market Value Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Original Accrued Interest Cash CANADIAN DOLLAR POUND STERLING US DOLLAR 105.600 00 7.85 0.95 100.165.93 100800.00 165.93 0.07% 1 1.64 12.88 12.27 0.61 1.00 NIA 0.17 Total Cash $100,178.81 $100,012.27 $166.54 $0.00 0.00% $0.17 Short Term JPMORGAN NEW YORK MUNICIPAL MONEY 1.00 1.00 1.00 1.00 MARKET FUND MORGAN SHARE CLASS FUND 3 4812A0.81.3 JP MORGAN CHASE BANK - AUD 117,825.60 90.89 107,085.80 102,132.17 4,953.63 3.266.11 88.86% LONDON TIME DEPOSITS 3.0500% 11/27/09 36.19 DATED 11/27/2009 MATURITY 12/04/2009 HELD BY LONDON TREASURY SERVICES Bearer 60705N-9D-5 AUD SB1062192-F1 Page 9 of 39 4426 EFTA01666298

J.PMorgan GHISI.AINE MAXWELL ACCT. For the Period I I/1/09 to 11/30/09 Quantity Price Market Value Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Original Accrued Interest Short Term JP MORGAN CHASE BANK - IUD LONDON TIME DEPOSITS 2.0000% DATED 11/30/2009 MATURITY 01/29/2010 HELD BY LONDON TREASURY SERVICES Bearer 60705P-9R-9 NZD 151.973.80 71.53 108,699.26 97,717.02 10,982.24 2,173.98 5.97 2.00% ICFW BRL MEDIUM TERM NOTE 9 1/8% FEB 5 2010 DTD 10/05/2007 HELD BY EUROCLEAR ISIN:XS0323929546 SEDOL:B284W67 BIGCZP-9B-7 AAA /AAA BRL 125,000.00 57.30 71,629.46 72,010.50 (381.04) 6,529.98 5,349.22 8.26% JP MORGAN CHASE BANK - MID LONDON TIME DEPOSITS 2.5000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R4F-3 AUD 119,047.61 91.53 108,970.21 100,000.00 8.970.21 2.724.25 832.31 2.48% JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R-9T-3 NOK 611,000.00 17.61 107,593.15 100,000.00 7,593.15 860.74 262.95 0.80% Total Short Term S503.978.88 5471.860.69 S32.118.19 515.555.06 $6.486.64 21.19% SB1062192-F1 Page 10 of 39 4427 EFTA01666299

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period II/1/09 to 11/30/09 Fixed Income Summary Asset Categories Beginning Ending Change Current Asset Categories Market Value Market Value In Value Allocation US Fixed Income • Taxable 403,399.04 403,470.38 71.34 24% / Find N, income Market Value/Cost Current Period Value Market Value 403,470.38 Tax Cost 400.888.74 Unrealized GaIrVLoss 2,583.64 Estimated Annual Income 10.445.87 Accrued Interest 2,852.48 Yield 2.28% Page 11 of 39 SB1062192-F1 4428 EFTA01666300

J.P.Morgan GIIISLAINE NiAXVVEI.I. ACCT. For the Period 11/1/09 to 11/30/09 Fixed Income Summary SUMMARY BY MATURITY CONTINUED Fixed Income Market % of Bond Value Portfolio Less than 5 years' SUMMARY BY TYPE 403.470.38 100% Fixed Income Market % of Bond Value Portfolio Corporate Bonds Government and Agency Bonds 201283.38 50% 200.187.00 50% Total Value $403,470.38 100% 'The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. SB1062192-F1 Page 12 of 39 4429 EFTA01666301

J.PMorgan GHISI.AINE MAXWELL ACCT. For the Period I I/1/09 to 11/30/09 Fixed Income Detail Quantity Nee Market Value Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Original Accrued Interest US Fixed Income - Taxable GOLDMAN SACHS GROUP INC 1 5/8% JUL 15 2011 DTD 01/21/2009 38146F•AF•8 AM /AM 150800.800 101.46 152,194.50 150,780.00 1,414.50 2,437.50 920.70 0.72% INTL BK RECON 8 DEVELOP - BRL 8 3/4%JUN 15 2012 DID 08/20.2009 HELD BY EUROCLEAR ISIN:XS0446421157 SEDOL:8435Z93 459058-9B-1 AAA /AAA SRL 90,000.000 58.77 51,088.88 50,106.74 982.14 4,508.37 1,272.18 9.09% FEDERAL HOME LOAN BANK 1 1/2% DEC 14 2012 DTD 09/14/2009 STEP CPN 3133XU•NX•7 AM /AAA 100,000.000 100.03 100,031.00 100,000.00 31.00 1,500.00 320.80 1.49% FEDERAL HOME LOAN BANK 2% SEP 30 2013 DID 0940/2009 STEP CPN 3133XU-TS-2 AAA /AAA 100,000.000 100.16 100,156.00 100,000.00 156.00 2,000.00 338.80 1.96% Total US Fixed Income - Taxable $403,470.38 8400,886.74 $2,583.64 510,445.87 $2,852.48 2.28% SB1062192-F1 Page 13 of 39 4430 EFTA01666302

J.PMorgan GHISI.AINE MAXWELL ACCT. For the Period II/1/09 to II/30/09 Options Summary Asset Categories Beginning Ending Change Current Market Value Market Value In Value Allocation Equity (370.00) (1,360.00) (990.00) Market Value/Cost Current Period Value Market Value (1.360.00) Premium (1.338.95) Unrealized GaIrVLoss (21.05) Options Detail Market Quantity Pries Value Premium Unrealized Gaind-oss Equity AT&T INC CALL OPTION APR 10 @ 29 Underlying Asset Price . $26.94 00206R-9D-O T DOAA / (10.000) 0 (540.001 (484.98) (55.02) SB1062192-F1 Page 14 of 39 4431 EFTA01666303

J.PMorgan GHISI.AINE MAXWELL ACCT. For the Period 11/1/09 to I It30/09 Market Quantity Price Value Premium Unrealized Gain/Loss Equity GOOGLE INC CALL OPTION DEC 09 @ 590 Underlying Asset Price = 5583.00 3R599W-9L-S GOP LSAA (1.000) 8.20 (820.00) (853.97) 33.97 Total Equity ($1,360.00) (51,338.95) ($21.05) SB1062192-F1 Page 15 of 39 4432 EFTA01666304

J.PMorgan GHISI.AINE MAXWELL ACCT. For the Period II/I/09 to 11/30/09 Other Assets Summary Asset Categories Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value A/location Other 24,160.00 21,220.00 (2,940.00) 1% Other Assets Detail I MINI Estimated Ouantfty Pike Value Cost Estimated Gain/Loss Other PROSHARES ULTRSHORT GOO 74347R•87•5 OID 1,000.000 2122 21220.00 26,203.50 (4.983.50) SB1062192-F1 Page 16 of 39 4433 EFTA01666305

J.P.Morgan GHISI.AINE MAXWELL ACCT. For the Period II/I/09 to 11/30/09 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME Transactions Current Period Value Year-To Dale Value' Curren! Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 853.97 0.00 Income 0.96 19.273.83 Contributions 168.148.09 1.276.695.61 Total Inflows OUTFLOWS $168,149.05 $1.295,081L44 $0.00 $0.00 Withdrawals (5,802,512.29) Interest Purchased (182.81) Foreign Exchange - Outflows (100,000.00) (618,283.53) Total Outflows TRADE ACTIVITY ($100,000.00) ($6.420.978.63) $0.00 $0.00 Settled Sales/Maturities/Redemptions 6.571.763.37 Settled Securities Purchased (69.003.02) (1540.885.45) Total Trade Activity ($89,003.02) $5,030,877.92 $0.00 $0.00 Ending Cash Balance $0.00 $0.00 • Year to date information is calculated on a calendar year basis. SB1062192-F1 Page 17 of 39 4434 EFTA01666306

J.PMorgan GHISI.AINE MAXWELL ACCT. For the Period II/1/09 to I If30/09 Portfolio Activity Summary - U S Dollar Cost Adjustments Current Year-To-Date Period Value Value' Amortization (56.86) Total Cost Adjustments $0.00 ($56.86) ' Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settlement Date Type Description Quantity Per Unit PRINCIPAL INCOME Amount Amount Amount 11/2 Interest Income DEPOSIT SWEEP INTEREST FOR OCT. @ .07% RATE ON NET AVG COLLECTED BALANCE OF $16.110.04 AS OF 11/01/09 0.96 11/10 Spot FX SPOT CURRENCY TRANSACTION -BUY BUY CAD SELL USD EXCHANGE RATE 1.056000000 DEAL 11/09/09 VALUE 11/10/09 105,600.000 (100,000.00) 11/12 Misc. Receipt TRANSFER FROM MMIA NC TO ASSET NC. 168,148.09 Total Inflows a Outflows 668,148.06 SB1062192-F1 Page 18 of 39 4435 EFTA01666307

J.P. Morgan GHISLAINE MAXWELL ACCT. For the Period I1/1/09 to 11/30/09 TRADE ACTIVITY Trade Settlement Date Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 11/10 11/16 Purchase AT&T INC 1,000.000 26.24 (26,290.00) 26.24 26,240.00 BROKERAGE 50.00 J.P. MORGAN SECURITIES INC. TRADE DATE 11/10/09 11/10 11/16 Purchase PFIZER INC 1,500.000 17.59 (26,460.00) @ 17.59 26,385.00 BROKERAGE 75.00 J.P. MORGAN SECURITIES INC. TRADE DATE 11/10/09 11/10 11/16 Purchase CHANGYOU.COM LTD 500.000 33.426 (16,738.00) AID/R @ 33.426 16,713.00 BROKERAGE 25.00 J.P. MORGAN SECURITIES INC. TRADE DATE 11/10/09 11/10 11/17 Write Option AT&T INC (10.000) 0.50 484.98 CALL OPTION APR 10 @ 29 COVERED CALL AS OF 11/12/09 Total Settled Securities Purchased ($69,003.02) SB1062192-F1 Page 19 of 39 4436 EFTA01666308

J.P.Morgan GIIISLAINE N1AXWE1.1. ACCT. For the Period 11/1/09 to 11/30/09 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS Income — — 0.00 240.93 1.659.20 261.96 1.820.15 Foreign Exchange - Inflows 197.949.47 236.211.81 Total Inflows OUTFLOWS $240.93 099,608.67 261.96 238,031.96 Withdrawals (240.93) (408.77) (281.96) (444.65) Tax Payments (242.04) (281.25) Total Outflows TRADE ACTIVITY ($240.63) ($650.81) (281.96) (725.90) Settled Sales/Maturities/Redemptions 64,545.00 75,000.00 Settled Securities Purchased (263.502.86) (312,306.06) Total Trade Activity $0.00 ($196,957.86) 0.00 (237,306.06) EndIng Cash Balance 0.00 Mi• • Year to date information is calculated on a calendar year basis. SB1062192-F1 Page 20 of 39 4437 EFTA01666309

J.PMorgan GHISLAINE MAXWELL ACCT. For the Period II/1/09 to 11/30/09 Portfolio Activity Summary - Australia Dollar INCOME US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance • Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS 0.00 Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value GainLoss USD 11/6 Foreign Interest JP MORGAN CHASE BANK - AUD 117,563.640 56.21 LONDON TIME DEPOSITS 2.7000% 0.001 61.72 DATED 10/30/2009 MATURITY 11/06/2009 HELD BY LONDON TREASURY SERVICES 11/6 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (61.720) (56.21) AUSTRALIA DOLLAR (61.72) 11/6 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.7000% DATED 10/30/2009 MATURITY 11/06/2009 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (117,563.640) SB1062192-F1 Page 21 of 39 EFTA01666310

J.PMorgan GHISLAINE MAXWELL ACCT. For the Period I I/I/09 to 11/30/09 INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value GairVLoss USD 11/6 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.85% DATED 11/06/2009 MATURITY 11/13/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 117.625.360 11/13 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.85% DATED 11/06/2009 MATURITY 11/13/2009 HELD BY LONDON TREASURY SERVICES 117,625.360 0.001 60.49 65.18 11/13 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (65.180) (60.49) AUSTRALIA DOLLAR (65.18) 11/13 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.85% DATED 11/06/2009 MATURITY 11/13/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (117.625.360) 11/13 Receipt of Assets JP IMDROAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.9500% DATED 11/13/2009 MATURITY 11/20/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 117.690.540 11/20 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.9500% DATED 11/13/2009 MATURITY 11/20/2009 HEW BY LONDON TREASURY SERVICES 117,690.540 0.001 61.70 67.51 11/20 Miss. Disbursement REP: ROLLOVER TO TIME DEPOSIT (67.510) (61.70) AUSTRALIA DOLLAR (67.51) SB1062192-F1 Page 22 of 39 4439 EFTA01666311

J.PMorgan GHISLAINE MAXWELL ACCT. For the Period I1/1/09 to 11/30/09 INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value GOVLoss USD 11/20 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.9500% DATED 11/13/2009 MATURITY 11/20/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (117.690.540) 11/20 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.9500% DATED 11/20/2009 MATURITY 1127/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 117.758.050 11/27 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.9500% DATED 11/20/2009 MATURITY 11/27/2009 HELD BY LONDON TREASURY SERVICES 117,758.050 0.001 62.53 67.55 11/27 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (67.550) (62.53) AUSTRALIA DOLLAR (67.55) 11/27 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.9500% DATED 11/20/2009 MATURITY 11/27/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (117.758.050) 11/27 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.0500% DATED 11/27/2009 MATURITY 12/04/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 117.825.600 Total Inflows & Outflows 30.00 SB1062192-F1 Page 23 of 39 4440 EFTA01666312

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 11/1/09 to 1U30/09 Portfolio Activity Summary - BRAZILIAN REAL PRINCIPAL US Dollar Value Local Value Current Transactions Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Foreign Exchange • Inflows 122,11724 223,434.71 Total Inflows TRADE ACTIVITY $0.00 $122,117.24 0.00 223,434.71 (223,434.71) Settled Securities Purchased (122.117.24) Total Trade Activity $0.00 ($122,117.24) 0.00 (223,434.71) Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 INCOME US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 SB1062192-F1 Page 24 of 39 4441 EFTA01666313

J.P.Morgan GIIISLAINE MAXWELL ACCT. For the Period 11/1/09 to 11/30/09 Portfolio Activity Detail - BRAZILIAN REAL No Activity This Period SB1062192-F1 Page 25 of 39 4442 EFTA01666314

J.P.Morgan GIIISLAINE MAXWELL. ACCT. For the Period 11/1/09 to 11/30/09 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Foreign Exchange • Inflows 100,000.00 100,000.00 105,600.00 105,600.00 Total Inflows 5100,000.00 $100,000.00 105,600.00 105,600.00 Ending Cash Balance 105,600.00 • Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 SB1062192-F1 Page 26 of 39 4443 EFTA01666315

J.P.Morgan GIIISI.AINE MAXWELL ACCT. For the Period I I/1/09 to 11/30/09 Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gaintoss USD 11/10 Spot FX SPOT CURRENCY TRANSACTION - BUY (100.000.000) 100.000.00 BUY CAD SELL USD 105.600.00 EXCHANGE RATE 1.056000000 DEAL 11/09/09 VALUE 11/10/09 SB1062192-F1 Page 27 of 39 4444 EFTA01666316

J.P.Morgan (;IIISLAINE NIAXWE1.1. ACCT. For the Period 11/1/09 to 11/30/09 Portfolio Activity Summary - N Zealand Dollar PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS Income — — 0.00 336.85 990.85 474.91 1.488.80 Foreign Exchange - Inflows 98.216.82 151.354.25 Total Inflows OUTFLOWS $336.85 599207.67 474.91 152,843.05 Withdrawals (336.85) (680.52) (474.91) (956.07) Tax Payments (31828) (498.75) Total Outflows TRADE ACTIVITY ($33635) ($996.80) (474.91) (1,454.82) Settled Sales/Maturities/Redemptions 60244.23 95,000.00 Settled Securities Purchased (158.455.10) (246,388.23) Total Trade Activity 50.00 ($98,210.87) 0.00 (151,388.23) Ending Cash Balance 0.00 MN! • Year to date information is calculated on a calendar year basis. SB1062192-F1 Page 28 of 39 4445 EFTA01666317

J.P.Morgan GIIISIAINE MAXWELL ACCT. For the Period 11/1/09 to 1I/30/09 Portfolio Activity Summary - N Zealand Dollar INCOME US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance ' Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - N Zealand Dollar INFLOWS & OUTFLOWS 0.00 Settlement Date Type Description Quantity Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Local Value Local Value Local Value Gainless USD 11/30 Foreign Interest JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 1.8500% DATED 09/30/2009 MATURITY 11/30/2009 HELD BY LONDON TREASURY SERVICES 151,498.890 0.002 0.003 336.85 474.91 11/30 Misc. Disbursement ROLLOVER TO TIME DEPOSIT N ZEALAND DOLLAR (474.910) (336.85) (474.91) 11/30 Receipt of Assets JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 2.0000% DATED 11/30/2009 MATURITY 01/29/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 151,973.800 SB1062192-F1 Page 29 of 39 EFTA01666318

J.P.Morgan NIAXWELL. ACCT. For the Period 11/1/09 to 11/31/09 INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 11/30 Free Delivery JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 1.8500% DATED 09/30/2009 MATURITY 11/30/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (151.498.890) Total Inflows & Outflows $0.00 SB1062192-F1 Page 30 of 39 4447 EFTA01666319

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 11/1/09 to II/30/09 Portfolio Activity Summary - NORWEGIAN KRONE PRINCIPAL US Dollar Value Local Value Current Transactions Period Value Year-To-Dale Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Foreign Exchange • Inflows 100,000.00 611,000.00 Total Inflows TRADE ACTIVITY $0.00 $100,000.00 0.00 611,000.00 Settled Securities Purchased (100,000.00) (611,000.00) Total Trade Activity $0.00 ($100,000.00) 0.00 (611,000.00) Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 ••••• INCOME US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance Year to date information is calculated on a calendar year basis. 0.00 SB1062192-F1 Page 31 of 39 4448 EFTA01666320

J.P.Morgan GIIISLAINE MAXWELL ACCT. For the Period II/1/09 to 11/30/09 Portfolio Activity Detail - NORWEGIAN KRONE No Activity This Period SB1062192-F1 Page 32 of 39 4449 EFTA01666321

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 11/1/09 to 1I/30/09 Portfolio Activity Summary - POUND STERLING PRINCIPAL US Dollar Value Local Value Current Transactions Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 7.85 Income 9.62 6.25 Total Inflows OUTFLOWS WOO 89.62 0.00 6.25 Tax Payments (0.98) (0.64) Total Outflows $0.00 (60.98) 0.00 (OM) Ending Cash Balance • Year to date information is calculated on a calendar year basis. 7.85 INCOME US Dollar Value Local Value Transactions Current Year-To-Dale Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 SB1062192-F1 Page 33 of 39 4450 EFTA01666322

J.P.Morgan GIIISLAINE MAXWELL ACCT. For the Period II/1/09 to 11/30/09 Portfolio Activity Detail - POUND STERLING No Activity This Period SB1062192-F1 Page 34 of 39 4451 EFTA01666323

J.P.Morgan GIIISLAINE MAXWEI.I. ACCT. For the Period 11/1/09 to 11/30/09 Settled Foreign Exchange Contracts Trade Date Currency Amount Contracted Base Revalued Settle Date Counter Currency Counter Amount Contract Rate Revaluation Rate Amount USD Amount USD Currency G/L Trade Related CANADIAN DOLLAR U S DOLLAR Nov. 909 CAD 105.600.00 1.056000 1.056000 (100.000.00) 100.000.00 Nov. 1009 USD (100.000.00) SB1062192-F1 Page 35 of 39 4452 EFTA01666324

J.P.Morgan GIIISLAINE MAXWELL ACCT. For the Period 11/1/09 to 11/30/09 In Case of Errors or Questions About Your Electronic Transfers. Contact your J.P. Morgan Team at one of the telephone numbers on the front of this statement or write us at 500 Stanton Christiana Road, 11OPS. Newark. DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is in error or why you need more information. (3) tell us the dollar amount of the suspected error. II you contact us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 days for purchases using your debit card or for international transactions), we will credit your account for the amount you think is in error, so that you will have the use of money during the time it takes us to complete our investigation. In case of errors or questions about your statement, including your line of credit. If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send i1 to: J.P. Morgan's Private Bank, 500 Stanton Christiana Road, POPS& Newark, DE 19713.2107. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can contact your client service specialist but doing so will not preserve your rights. Please review your account statement and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, and unaccounted cash positions in writing to both the introducing broker. JPMSI and the clearing firm. JPMCC at the addresses shown on your statement. Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). It you have any questions please contact your JPMSI Account Representative or JPMSI Compliance Department at (212) 483-2323. In your letter, please provide the following information: (1) your name and account number: (2) the dollar amount of the suspected error: and (3) a description of the error and explanation. if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. SB1062192-F1 Page 36 of 39 4453 EFTA01666325

J.P. Morgan GHISLAINE MAXWELL ACCT. For the Period II/1/09 to 11/30/09 Important Information about Pricing and Valuations Certain assets including but not limited to. pooled private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of which may have been provided to us by third parties who may not be independent of the issuer or manager. Such information is reflected as of the last dale provided to us. and is not independently verified. Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein has been obtained from sources that J.P. Morgan believes to be reliable and is furnished for the exclusive use of the client. J.P. Morgan makes no representation. warranty or guarantee, express or implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (tor example, JPMorgan London Time Deposits) reflect the original deposit amount only. The current value for Real Estate. Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are indicative values as of the close of business of the date of this statement and, except as otherwise agreed in writing, these valuations do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated as of the date of this statement. We do not warrant their completeness or accuracy. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations. (2) any errors or omissions in computing or disseminating the valuations. and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Please review your statement promptly and report any discrepancies immediately to an account officer whose name appears on the contact page of this statement. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. The distributor of the JPMorgan Funds is JPMorgan Distribution Services. Inc.. which is an affiliate of the Bank. The Bank and its affiliates receive compensation from JPMorgan Funds for providing services. American Century Investment Services. Inc. is the distributor of the American Century Funds. American Century Investment Management Inc. serves as investment advisor to its respective fund family and receives compensation from that fund family for providing investment advisory and other services. SB1062192-F1 Page 37 of 39 4454 EFTA01666326

J.P. Morgan GHISLAINE MAXWELL ACCT. For the Period II/1/09 to 11/30/09 Important Information Regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily. weekly and monthly resets, there is no guarantee that there will be liquidity. II there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In a failed auction. there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements. Accordingly, investors should not rely on pricing information appearing in their statements with respect to ARS. Additional Information About Your Accounts Securities purchased or sold through JPMSI (1) other than mutual funds, are cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of JPMSI. and (2) other than exchange-listed options. are held in your Asset Account at JPMorgan Chase Bank. N.A. Positions in exchange-listed options are held by J.P.Morgan Clearing Corp. and are not delivered to or from your Asset Account. For your convenience, however, positions in exchange-listed options are presented in this Asset Account statement together with other assets held in that account. AN pertinent information about your settled and pending purchases and sates effected through your JPMSI account during the period covered by this statement, is summarized in the 'Trade Activity portion of this statement. You should have received separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished to you. Upon written request. JPMSI will promptly supply you with the latest such information. Shareholders of certain JPMorgan Funds are charged a redemption fee equal to 2% of the proceeds if they exchange or redeem shares of such funds within 60 days of purchase, subject to certain exceptions set forth in the prospectus of the applicable Fund. Please consult your J.P. Morgan representative for a list of the JPMorgan Funds that impose redemption fees. JPMCC and JPMSI are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMSI and JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $100,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMorgan Chase Bank. N.A. (the 'Bank") are not subject to SIPC. You may obtain information about SIPC. including the SIPC Brochure, on their website. at "vintsipcorg" or by contacting them at (202) 371-8300. To the extent applicable. please read the following disclosures regarding estimated annual income (GAD and estimated yield (EY): Al C and EY for certain types of securities could include a return of principal or capital gains in which case the EAl and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price. which may fluctuate. JPMSI. JPMCB or their affiliates (the "J.P. Morgan Companies") may provide administrative. custodial. sales. distribution or shareholder services to JPMorgan Funds. American Century Funds. or funds established, sponsored. advised, or managed by third parties, and the J.P. Morgan Companies may be compensated for such services. A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. Bank products and services are offered through JPMCB and its affiliates. Securities are offered by JPMSI and, to the extent noted above, cleared through JPMCC. If a partial call is made with respect to an issue of securities included in your Account we will allocate the call by a method we deem fair and equitable. You must promptly advise JPMSI of material changes in your investment objectives or financial situation. Unless you inform JPMSI otherwise. JPMSI will consider the information currently in its files to be complete and accurate. SB1062192-F1 Page 38 of 39 4455 EFTA01666327

J.P.Morgan GIIISLAINE MAXWELL ACCT. For the Period 11/1/09 to 11/30/09 JPMSI is not a bank and is a separate legal entity from its bank or thrift affiliates. including JPMCB. The securities sold. offered. or recommended by JPMSI: (1) Are not insured by the Federal Deposit Insurance Corporation, or any other governmental agency; (2) Are not deposits or other obligations of JPMSI's bank or thrift affiliates (unless otherwise indicated), and are not guaranteed by or the responsibility of any such affiliates (unless explicitly stated otherwise); and (3) Involve investment risks, including possible loss of the principal invested. JPMSI's banking affiliates may be lenders to issuers of securities that JPMSI underwrites, in which case proceeds of offerings underwritten by JPMSI may be used for the repayment of such bans. and you should refer to the disclosure documents relating to particular securities for discussion of any such lending relationships. The Federal Reserve requires that JPMSI obtain your consent before it can obtain certain information from its bank or thrift affiliates, including their credit evaluation of you. We will assume that your continuing to transact business with JPMSI will constitute your consent to the sharing of such information by JPMSI and its bank or thrift affiliates, to the extent permitted by law. This statement is not an official document for income tax reporting purposes. DEPOSITS IN FOREIGN BRANCHES ARE NOT INSURED BY THE FDIC, THE FEDERAL RESERVE BOARD OR ANY OTHER GOVERNMENTAL AGENCY; AMOUNTS IN THE TIME DEPOSITS DO NOT HAVE THE BENEFIT OF ANY DOMESTIC PREFERENCE APPLICABLE TO U.S. BANKS. SB1062192-F1 Page 39 of 39 4456 EFTA01666328

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J.P.Morgan JPNtorgan Chase Bank, N.A. GHISLAINE MAXWELL ACCT. 270 Park Avenue, New York, NY 10017-2014 (Reviewed) For the Period 12/1109 to 12/31/09 00000000'9 00 0 X 00003 MAXWE00 2000,28 GHISLAINE MAXWELL Asset Account .1.1'. Morgan Private Bank Team Online access www.MorganOnline.com Table of Contents Page Client News Account Summary 2 Holdings Equity 4 Cash and Short Term 7 Fixed Income 12 Options 15 Other Assets 17 Portfolio Activity 18 2009 Year End Tax 1099's You will be able to view your 2009 tax form 1099 on Morgan Online beginning Feb 24. 2010. You should expect to receive it via mail shortly thereafter. Please contact your client services team with any questions. Page 1 of 47 SB1062192-F1 4458 EFTA01666330

J.P.Morgan INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Account Summary .ksset . \lineation Beginning Ending Change Estimated Current Asset Allocation Market Value Market Value In Value Annual Income Allocation Equity 665,827.93 478,994.39 (186,833.54) 2,760.00 25% Cash & Short Term 604,157.69 904,341.85 300,184.16 19,664.29 48% Fixed Inoome 403,470.38 502,574.13 99,103.75 21,041.30 26% Options (1,360.00) (1,110.00) 250.00 Other Assets 21,220.00 19,040.00 (2,180.00) 1% Market Value Accruals $1,693,316.00 9,339.29 $1,903,840.37 12,841.91 $210,524.37 3,502.62 100% Market Value with Accruals $1,702,655.29 $1,916,682.28 $214,026.99 I )t) t• I i o :tuti1 it Current Period Value Year-to-Date Value Beginning Market Value 1,693,318.00 6,377,327A0 Contributions 230,978.68 1,507,674.29 Withdrawals & Fees (100,472.34) (5,904,074.90) Securities Transferred In 715,603.23 1,362,025.86 Securities Transferred Out 122 745.69 (2,548,585.66) Net Contributions/Withdrawals ($276,636.12) ($5,582,960.41) Income & Distributions (1,081.46) 22,438.49 Change In Investment Value 488 241.95 1 087 034.89 Ending Market Value $1,903,840.37 $1,903,840.37 Accruals 12.84191 12,841.91 Market Value with Accruals $1,916,682.28 $1,916,682.28 Cosh Short Tw Pact Income Page 2 of 47 SB1062192-F1 4459 EFTA01666331

J.P.Morgan li ISI. INF MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Account Summary CONTINUED Tax Current Period Value Year-to-Date Value Current Period Value Year-to-Date Value Domestic Dividends/Distributions 1,919.85 ST Realized Gain&oss (12,793.03) Foreign Dividends 2.79 12.41 LT Realized Gai&Loss (18,768.12) (6,538.12) Currency Gain/Loss 1,826.12 Realized GalneLoss ($18,768.12) (419,329.15) Interest Income (1,08425) 2,434.23 Taxable Income (41,051.46) $6,192.61 Tax-Exempt Income 16,302.74 To•Date Value Unrealized Gain/Lou $40,987.90 Bond Premium Amortization (56.86) Tax-Exempt Income 06,245.88 Page 3 o147 SB1062192-F1 4460 EFTA01666332

J.P.Morgan GlillSIAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Equity Summary Asset Categories Beginning Market Value Ending Market Value Change in Value Current Allocation US Large Cap 440.545.00 276,359.00 (164,186.00) 13% US Mid Cap/Small Cap 12,681.56 0.68 (12,680.88) 1% Non US Equity 196,366.37 186,029.71 (10,336.66) 10% Emerging Markets 16,235.00 16,605.00 370.00 1% Total Value S665,827.93 $478,994.39 ($186,833.54) 25% Market Value/Cost Current Period Value Market Value 478,994.39 Tax Cost 437,748.66 Unrealized Gain/Loss 41,245.73 Estimated Annual Income 2,760.00 Yield 0.58% Asset Categories Emerging Abates US Mid Cap Small Cap Hon US Equlry _US Laws Cop Page 4 of 47 SB1062192-F1 4461 EFTA01666333

J.P.Morgan li ISLA INF MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Equity Detail Market Quantity Price Value Tax Cost Estimated Annual Income Unrealized Accrued GWntoss Dividends Yield US Large Cap AT&T INC 00206R-10-2 T 1.000.000 28.03 28,030.00 26,290.00 1.740.00 1,680.00 5.99% GOGGLE INC 300.000 619.98 185,994.00 147,944.90 38,049.10 CL A 38259P-504 GOOG PFIZER INC 1,500.000 18.19 27,285.00 26,460.00 825.00 1,080.00 3.96% 717081-10-3 PFE PROSHARES ULTRASHORT S&P 500 1,000.000 35.05 35,050.00 44.809,50 (9,759.50) 74347R-88-3 SDS Total US Large Cap 9276,359.00 5245.504.40 $30,854.60 $2,760.00 1.00% US Mid Cap/Small Cap VISTEON CORP 26.000 0.03 0.68 429.C3 428 32 DEFAULT 92839U-10-7 VSTN Non US Equity BP PLC 18.000 9.69 174.40 164.25 10 15 HELD BY JPMORGAN CHASE BK LON !SIN GB0007980591 SEDOL 0798059 G12793.91.8 GBP Page 5 of 47 SB1062192-F1 4462 EFTA01666334

J.P.Morgan li ISI. INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Maiket Quantity Price Value Tax Cost Estimated Annual Income Unrealized Accrued Gain/Loss Dividends Yield Non US Equity CURRENCY SHARES EURO TRUST 1,000.000 142.91 142,910.00 141,404.41 1,505.59 23130C-10-8 FXE GLAXOSMITHKLINE PLC 21.31 21.31 26.60 (5.29) 1.000 HELD BY JPMORGAN CHASE BK LON GIN G60009252882/SEDOL 0925288 G3910.1-90-6 ZZZZ GBP SPDR GOLD TRUST 400.000 107.31 42,924.00 33,482.00 9,442.00 78463V-10.7 GLD Total Non US Equity $186,029.71 5175.077.26 $10,952.45 50.00 0.00% Emerging Markets CHANGYOU.COM LTD 500.000 33.21 16,605.00 16 738 00 (133.00) AIDA 15911M-10-7 CYOU Page 6 of 47 SB1062192-F1 4463 EFTA01666335

J.P.Morgan 6111SLAINE MAXWELL ACCT. For the Period 1211109 to 12/31/09 Cash & Short Term Summary Asset Categories Cash 100,178.81 104,002.47 3,823.66 5% Shod Term 503,978.88 800,339.38 296,360.50 43% Total Value 8604,157.89 $904,341.85 $300,184.16 48% Beginning Ending Market Value Market Value Change Current Asset Categories In Value Allocation Market Value/Cost Current Period Value Market Value 904,341.85 Tax Cost 876,334.85 Unrealized Gain/Loss 28,007.00 Estimated Annual Income 19,664.29 Accrued Interest 7513.93 Yield 2.14% „V T°m ShOrf Term Page 7 of 47 SB1062192-F1 4464 EFTA01666336

J.P.Morgan li ISI. \ INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Cash & Short Term Summary SUMMARY BY MATURITY CONTINUED Short Term Market Value Less than 3 months 800.339.38 SUMMARY BY TYPE Short Term Market % of Bond Value Portfolio International Bonds 800,338.38 99% Mutual Funds 1.00 1% Total Value 5800,339.38 100% Page 8 of 47 SB1062192-F1 4465 EFTA01666337

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is lett in the account. Cash & Short Term Detail Quantity Price Market Value Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Original Accrued Interest Cash POUND STERLING 9.38 1.61 15.15 14.78 0.37 72.79 1.93 0.07%' US DOLLAR 103,987.32 1.00 103,987.32 103.987.32 Total Cash Short Term JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND MORGAN SHARE CLASS FUND 3 4812A0-81-3 1.00 1.00 $104,002.47 1.00 $104,002.10 1.00 $0.37 $72.79 $1.93 0.07% JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.0100% DATED 12/30/2009 MATURITY 01106/2010 HELD BY LONDON TREASURY SERVICES Bearer 607068•9Y4 CAD 105,600.42 95.39 100,730.12 100,000.40 729.72 10.07 0.02% Page 9 of 47 SB1062192-F1 4466 EFTA01666338

J.P.Morgan CHISLA INF MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Quantity Price Market Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Value Original Accrued Interest Short Term JP MORGAN CHASE BANK - NOK 575,239.60 17.31 99,577.55 100.041.05 (463.50) 746.83 0.76% LONDON TIME DEPOSITS 0.7500% 1.99 DATED 12/31/2009 MATURITY 01/07/2010 HELD BY LONDON TREASURY SERVICES Bearer 60706D•9F•1 NOK JP MORGAN CHASE BANK - AUD 227,834.31 89.94 204,902.81 202,562.78 2,340.03 6,556.88 3.20% LONDON TIME DEPOSITS 3.2000% 18.03 DATED 12/31/2009 MATURITY 01/08/2010 HELD BY LONDON TREASURY SERVICES Bearer 60706C-9K-2 AUD JP MORGAN CHASE BANK - NZD 151,973.80 72.77 110,583.74 97,717.02 12,866.72 2,211.67 2.00% LONDON TIME DEPOSITS 2.0000% 196.50 DATED 11/30/2009 MATURITY 01)29/2010 HELD BY LONDON TREASURY SERVICES Bearer 60705P-9R-9 NZD KM - BRL 125,000.00 57.37 71,710.79 72,010 50 (299.71) 6,543.28 8.71% MEDIUM TERM NOTE 91/8% FEB 5 2010 5,915.84 DTD 10/05/2007 HELD BY EUROCLEAR ISIN:XS0323929546 SEDOL:B284W67 BI1X2P-9B-7 AM /AAA BRL JP MORGAN CHASE BANK-AUD 119,047.61 89.94 107,065.48 100,000.00 7,065.48 2,676.63 2.48% LONDON TIME DEPOSITS 2.5000% 1,048.27 DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R•9F•3 AUD Page 10 of 47 SB1062192-F1 4467 EFTA01666339

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Tax Cost Estimated Market Adjusted Unrealized Annual Income Quantity Price Value Original GairVLoss Accrued Interest Yield Short Term JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R-9T-3 NOK 611.000.00 17.31 105.767.89 100.000.00 5,767.89 846.14 331.37 0.80% Total Short Term $800,339.38 $772,332.75 $28,006.63 919,591.50 $7,512.00 2.41% Page 11 of 47 SB1062192-F1 4468 EFTA01666340

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 1211109 to 12/31/09 Fixed Income Summary Asset Categories Beginning Ending Market Value Market Value Change Current Asset Categories In Value Allocation US Fixed Income - Taxable 403,470.38 502,574.13 99,103.75 26% Market Value/Cost Curren! Period Value Market Value 502,574.13 Tax Cost 504,190.41 Unrealized Gain/Loss (1,616.28) Estimated Annual Income 21,041.30 Accrued Interest 5.327.98 Yield 4.20% Page 12 of 47 SB1062192-F1 4469 EFTA01666341

J.P.Morgan GH1SLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Fixed Income Summary SUMMARY BY MATURITY CONTINUED Fixed Income Market %of Bond Value Portfolio Less than 5 years' 302,314.13 60% 5-10 years' 45,541.00 9% 10. years' 154,719.00 31% Total Value SUMMARY BY TYPE $502,574.13 100% Fixed Income Market %of Bond Value Portfolio Corporate Bonds 402,230.13 80% Government and Agency Bonds 100,344.00 20% Total Value $502,574.13 100% 'The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Page 13 of 47 SB1062192-F1 4470 EFTA01666342

J.P.Morgan C II ISL \ INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Fixed Income Detail Quantity Price Market Value Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Original Accrued Interest US Fixed Income - Taxable GOLDMAN SACHS GROUP INC 1 5/8% JUL 15 2011 DTD 01/21/2009 38146F-AF-8 AAA /AM 150,000.000 100.89 151341 00 150,780 00 561.00 2,437.50 1,123.95 1.04% INTL BK RECON & DEVELOP - BRL 8 3/4% JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN:XS0446421157 SED0L:13435Z93 459058-9B-1 MA /MA BRL 90,000.000 56.25 50,629.13 50,106.74 522.39 4,517.55 1,658.48 9.62% FEDERAL HOME LOAN BANK 2% SEP 30 2013 DTD 09/30/2009 STEP CPN 3133XU-TS-2 MA /MA 100,000.000 100.34 100.344.00 100.000.00 344.00 2,000.00 505.50 1.90% GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /M2 50.000.000 91.08 45,541.00 45,394.50 146.50 236.25 32.15 1.97% JPMORGAN CHASES CO NOTES 7.9% APR 29 2049 DTD 04/23/2008 46625H-HA-1 BBB /BAA 150.000.000 103.15 154,719.00 157,909.17 (3,190.17) 11,850.00 2,007.90 7.65% Total US Fixed Income • Taxable $502.574.13 $504,190.41 ($1,616.28) $21,041.30 $5,327.91) 4.20% Page 14 of 47 SB1062192-F1 4471 EFTA01666343

J.P.Morgan GH ISLA INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Options Summary Asset Categories Equity (1260.00) (1,110.00) 250.00 Beginning Ending Change Current Market Value Market Value In Value Allocation Market Value/Cost Current Period Value Market Value (1,110.00) Premium (1,524.95) Unrealized Gain/Loss 414.95 Options Detail Market Quantity Price Value Premium Unrealized Gain/Loss Equity AT&T INC (10.000) (610.00) (484.98) (125.02) CALL OPTION APR 10 @ 29 Underlying Asset Price = $28.03 00206R•9D-0 T DOAA / Page 15 of 47 SB1062192-F1 4472 EFTA01666344

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Market Quantity Price Value Premium Unrealized Gain) Loss Equity. CURRENCYSHARES EURO TR CALL OPTION MAR 10 0 153 Underlying Asset Price = $142.91 23130C-9C-W FXE CWAA (10.000) 0.50 (500.00) (1.039.97) 539.97 Total Equity ($1,110.00) ($1,524.95) $414.95 Page 16 of 47 SB1062192-F1 4473 EFTA01666345

J.P.Morgan li \ INF MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Other Assets Summary Asset Categories Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value Allocation Other 21,220.00 19,040.00 (2,180.00) 1% Other Assets Detail Estimated Quantity Price Value Cost Estimated Gain/Loss Other PROSHARES ULTRSHORT COO 74347R-87-5 OID 1,000.000 19.04 19,040.00 26203.50 (7,163.50) Page 17 of 47 SB1062192-F1 4474 EFTA01666346

J.P.Morgan ISI. \INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME Transactions Current Period Value Year-To•Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 0.00 Income Contributions 375.17 19,649.00 230,978.88 1,507,674.29 Total Inflows OUTFLOWS $231,353.85 $1,527,32329 $0.00 $0.00 Withdrawals (5,802512.29) Interest Purchased (1,931.48) (2,114.29) Foreign Exchange - Outflows (200.000.00) (818,283.53) Total Outflows TRADE ACTIVITY ($201,931.48) ($8,822,910.11) $0.00 $0.00 Settled Sales/Maturities/Redemptions 274,919.48 8,848,882.85 Settled Securities Purchased (200.354.53) (1,741.239.98) Total Trade Activity $74,564.95 $5,105,442.87 $0.00 $0.00 Ending Cash Balance $103,987.32 $0.00 • Year to date information is calculated on a calendar year basis. Page 18 of 47 SB1062192-F1 4475 EFTA01666347

J.P.Morgan 6111SLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - U S Dollar Cost Adjustments Current Period Value Year-To-Date Value' Amortization Cost Adjustments (56.86) 1,909.17 1.909.17 Total Cost Adjustments $1,909.17 $1,852.31 ' Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settlement Date Type Description Quantity Per Unit Amount PRINCIPAL Amount INCOME Amount 12/1 Interest Income DEPOSIT SWEEP INTEREST FOR NOV (2.) .07% RATE ON NET AVG COLLECTED BALANCE OF $2.911.87 AS OF 12/01/09 0.17 12114 US Govemment Interest FEDERAL HOME LOAN BANK 1 1/2% DEC 14 2012 DTD 09/14/2009 STEP CPN EARNED DISCOUNT 100.000.000 0.004 375.00 12/15 Spot FX SPOT CURRENCY TRANSACTION • BUY BUY AUD SELL USD EXCHANGE RATE .913000000 DEAL 12/11/09 VALUE 12/15/09 109,529.020 (100,000.00) Page 19 of 47 SB1062192-F1 4476 EFTA01666348

J.P.Morgan INFLOWS & OUTFLOWS li \ INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Settlement Date Type Description Quantity Per Unit Amount PRINCIPAL Amount INCOME Amount 12/15 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY NOK SELL USD EXCHANGE RATE 5.750000000 DEAL 12/11/09 VALUE 12/1509 575000.000 (100,000.00) 12/16 Accrued Interest Paid GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 50.000.000 (22.31) 12/16 Misc. Receipt FUNDS TRANSFERRED FROM MMIA NCI TO PRN CR AS REQUESTED 132,061.99 12/23 Option Assignment GOGGLE INC CALL OPTION DEC 09 @ 590 COVERED CALL ASSIGNED TRADE DATE 12/18/09 1.000 590.00 12/24 Misc. Receipt TO FUND ASSET ACCOUNT PURCHASE 98,916.69 12/28 Accrued Interest Paid JPMORGAN CHASE 8 CO NOTES 7.9% DEC 29 2049 DTD 04/23/2008 150,000.000 0.013 (1,909.17) Total Inflows & Outflows 62%42237 Page 20 of 47 SB1062192-F1 4477 EFTA01666349

J.P.Morgan li ISI.. INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss Trade Settlement Date Date Type Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Settled Seles/litaturttles/RedemptIons 12/14 12/14 Redemption FEDERAL HOME LOAN BANK (100,000.000) 100.00 100,000.00 (100,000.00) 1 1/2% DEC 14 2012 DTD 09/14/2009 STEP CPN ENTIRE ISSUE CALLED 12/14/2009 0 100.00 12/11 12/16 Sale LIVEPERSON INC (2.000.000) 5.97 11,939.68 (11,899.80) 39.88 L @ 6.07 12,140.00 BROKERAGE 200.00 TAX 8/OR SEC .32 J.P. MORGAN SECURITIES INC. TRADE DATE 12/11/09 12/18 12/23 Assigned Cal GOGGLE INC (100.000) 589.925 58,992.48 (60,616.40) (1,623.92) L CL A 590.00 59,000.00 BROKERAGE 6.00 TAX 8JOR SEC 1.52 J.P. MORGAN SECURITIES INC. TRADE DATE 12/18/09 12/18 12/30 Sale ENTRY REVERSED ON 12/31/2009 (200.000) 519.927 103,985.32 (119,171.40) (15,186.08) L GOOGLE INC CL A 520.00 104,000.00 BROKERAGE 12.00 TAX &/OR SEC 2.68 J.P. MORGAN SECURITIES INC. TRADE DATE 12)18/09 Page 21 of 47 SB1062192-F1 4478 EFTA01666350

J.P.Morgan INE MAXWELL ACCT. For the Period 1211109 to 12/31/09 Trade Settlement Date Date Type Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 12/18 12/31 Sale TO REVERSE ENTRY OF 12/30/2009 200.000 519.927 (103,985.32) 119,171.40 15,186.08 L GOOGLE INC CL A 520.00 104,000.00 BROKERAGE 12.00 TAX 2./OR SEC 2.68 J.P. MORGAN SECURITIES INC. TRADE DATE 12/18/09 AS OF 12/30/09 12/18 12/31 Sale GOOGLE INC (200.000) 519.937 103,987.32 (119,171.40) (15,184.08) 1 CL A GOOGLE INC CL A @ 520.00 104,000.00 @ 520.00 104,000.00 BROKERAGE 10.00 TAX 8/OR SEC 2.68 J.P. MORGAN SECURITIES INC. TRADE DATE 12/ cos Total Settled Sales:Maturities Redemptions $274,919.48 Trade Settlement Per Unit Date Date Type Description Quantity Amount Market Cost Settled Securities Purchased 12/11 12/14 Write Option CURRENCYSHARES EURO TR CALL OPTION MAR 10 @ 153 COVERED CALL (10.000) 103.997 1 D39 9 ($291.687.60) ($16.768.12) L Page 22 of 47 SB1062192-F1 4479 EFTA01666351

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Trade Settlement Date Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 12/11 12/16 Purchase GENERAL ELEC CAP CORP 50,000.000 90.80 (45,394.50) MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 @ 90.789 JP MORGAN SECURITIES INC (BIDL) TRADE DATE 12/11/09 12/22 12/28 Purchase JPMORGAN CHASE & CO 150,000.000 104.00 (156.000.00) NOTES 7.9% DEC 29 2049 DTD 04/23/2008 I@ 1(14.00 JP MORGAN SECURITIES INC (BIDL) TRADE DATE 12/22/09 Total Settled Securities Purchased ($200,354.53) COST ADJUSTMENTS Settlement Date Type Description Quantity Tax Cost Adjustments 1231 Cost Basis Adjustment JPMORGAN CHASE & CO 150.000.000 1.909.17 NOTES 7.9% DEC 29 2049 DTD 04/23/2008 ON-LINE TAX COST ADJUSTMENT Page 23 of 47 SB1062192-F1 4480 EFTA01666352

J.P.Morgan ISI. INF MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Local Value Transactions Curren: Period Value Year To-Date Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Income 430.61 2.089.81 479.69 2,299.84 Foreign Exchange • Inflows 100,000.00 297,949.47 109,529.02 345,740.83 Total Inflows OUTFLOWS $100,430.61 9300,039.28 110,008.71 348,040.67 Withdrawals (100,430.61) (100,839.38) (110,008.71) (110.453.36) Tax Payments (242.04) (281.25) Total Outflows TRADE ACTIVITY (8100,430.61) (9101,061.42) (110,008.71) (110,734.61) Settled Sales/Maturities/Redemptions 64,545.00 75,000.00 Settled Securities Purchased (263,502.86) (312,306.06) Total Trade Activity 90.00 (9198,957.86) 0.00 (237,306.06) Ending Cash Balance IMP 0.00 ••• ' Year to date information is calculated on a calendar year basis. Page 24 of 47 SB1062192-F1 4481 EFTA01666353

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - Australia Dollar INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' • Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS 0.00 0.00 Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 12/4 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.0500% DATED 11/27/2009 MATURITY 12/04/2009 HELD BY LONDON TREASURY SERVICES 117,825.600 0.001 64.73 69.88 12/4 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (69.880) (64.73) AUSTRALIA DOLLAR (69.88) 12/4 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.0500% DATED 11/27/2009 MATURITY 12/04/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (117,825.600) Page 25 of 47 SB1062192-F1 4482 EFTA01666354

J.P.Morgan 6111SL INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 INFLOWS & OUTFLOWS Settlement Date Type Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Descr st or Quantity Local Value Local Value Local Value Gain/Loss USD 12/4 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/04/2009 MATURITY 12/11/2009 HEW BY LONDON TREASURY SERVICES CUENT REF FTD 117,895.480 12/11 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/04/2009 MATURITY 12/11/2009 HELD BY LONDON TREASURY SERVICES 117,895.480 0.001 67.23 73.36 12/11 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (73.360) (67.23) AUSTRALIAN DOLLAR (732% 12/11 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/04/2009 MATURITY 12/11/2009 HELD BY LONDON TREASURY SERVICES CUENT REF FTD (117,895.480) 12/11 Receipt c4 Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/11/2009 MATURITY 12/16/2009 HELD BY LONDON TREASURY SERVICES CUENT REF FTD 117,968.840 12/15 Spot FX SPOT CURRENCY TRANSACTION - BUY (100.000.000) 100,000.00 BUY AUD SELL USD 109,529.02 EXCHANGE RATE .913000000 DEAL 12/11/09 VALUE 12/15/09 12/18 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/11/2009 MATURITY 12/18/2009 HELD BY LONDON TREASURY SERVICES 117,968.840 0.001 65.14 73.40 Page 26 of 47 SB1062192-F1 4483 EFTA01666355

J.P.Morgan li ISI. INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 12/18 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (73.400) (65.14) (1.87) AUSTRALIAN DOLLAR (73.40) 12/18 Misc. Disbursement INCREASE IN TIME DEPOSIT (109,529.020) (100.000.00) AUSTRALIAN DOLLAR (109,529.02) 12/18 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/11/2009 MATURITY 12/18/2009 HELD BY LONDON TREASURY SERVICES CUENT REF FTD (117,968.840) 12/18 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 1V18/2009 MATURITY 12(24/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 227,571 260 12/24 Foreign Interest JP MORGAN CHASE BANK - AUD 227.571.260 106.93 LONDON TIME DEPOSITS 3.2000% 0.001 121.37 DATED 12/18/2009 MATURITY 12/24/2009 HELD BY LONDON TREASURY SERVICES 12/24 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (121.370) (106.93) AUSTRALIAN DOLLAR (121.37) 1.87 12/24 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/18/2009 MATURITY 12/24/2009 HELD BY LONDON TREASURY SERVICES CUENT REF FTD (227,571.260) Page 27 of 47 SB1062192-F1 4484 EFTA01666356

J.P.Morgan GHISLA1NE MAXWELL ACCT. For the Period 1211/09 to 12/31/09 INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 12/24 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/24/2009 MATURITY 12/31/2009 HEW BY LONDON TREASURY SERVICES CUENT REF FTD 227.692.630 12/31 Foreign Interest JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/24/2009 MATURITY 12/31/2009 HEW BY LONDON TREASURY SERVICES 227,692.630 0.001 126.58 141.68 12/31 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT (141.680) (126.58) AUSTRALIAN DOLLAR (141.68) 12/31 Free Delivery JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/24/2009 MATURITY 12/31/2009 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (227,692.630) 12/1 Receipt of Assets JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 3.2000% DATED 12/31i2009 MATURITY 01/08/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 227,834.310 Total Inflows 8 Outflows 50.00 Page 28 of 47 SB1062192-F1 4485 EFTA01666357

J.P.Morgan GHISL.\ INF MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - BRAZILIAN REAL PRINCIPAL US Dollar Value Local Value Current Transactions Period Value Year To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 223,434.71 Foreign Exchange - Inflows 122,117.24 Total Inflows TRADE ACTIVITY 30.00 $122,117.24 0.00 223,434.71 Salted Securities Purchased (122,117.24) (223.434.71 . Total Trade Activity $0.00 ($122,117.24) 0.00 (223,434.71) Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' ' Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 29 of 47 SB1062192-F1 4486 EFTA01666358

J.P.Morgan GEISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Detail - BRAZILIAN REAL No Activity This Period Page 30 of 47 SB1062192-F1 4487 EFTA01666359

J.P.Morgan INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - Canadian Dollar• PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 105,600.00 Income 0.40 0.42 0.42 Foreign Exchange - Inflows 100,000.00 105600.00 Total Inflows OUTFLOWS $0 .40 $100,000.40 0.42 105,600.42 Withdrawals (0.40) (0.40) (0.42) (0.42) Total Outflows TRADE ACTIVITY ($0.40) ($0.40) (0.42) (0.42) Settled Securities Purchased (100.000 00) (100.000 00) (105,600.00) (105.600.00) Total Trade Activity ($100,000.00) ($100,000.00) (105,600.00) (105,600.00) Ending Cash Balance 0.00 ' Year to date information is calculated on a calendar year basis. Page 31 of 47 SB1062192-F1 4488 EFTA01666360

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - Canadian Dollar INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value* Period Value Value' • Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS 0.00 0.00 Settlement Date Type Description Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 12/23 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.0100% DATED 12/16/2009 MATURITY 12/23/2009 HELD BY LONDON TREASURY SERVICES 105.600.000 0.20 0.21 12/23 Misc. Disbursement ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (0.210) (0.20) (0.21) 12/23 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.0100% DATED 12/16/2009 MATURITY 12/23/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (105,600.000) Page 32 of 47 SB1062192-F1 4489 EFTA01666361

J.P.Morgan INFLOWS & OUTFLOWS GHISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Settlement Date Type Description Quantity Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Local Value Local Value Local Value Gain Loss USD 12/23 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.0100% DATED 12/23/2009 MATURITY 12/30/2009 HEW BY LONDON TREASURY SERVICES 105.600.210 CUENT REF FTD 12/30 Foreign Interest JP MORGAN CHASE BANK -CAD LONDON TIME DEPOSITS 0.0100% DATED 12i23/2009 MATURITY 12/30/2009 HELD BY LONDON TREASURY SERVICES 105,600.210 0.20 0.21 12/30 Misc. Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (0.210) (0.20) (0.21) 12/30 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.0100% DATED 12/23/2009 MATURITY 12/30/2009 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (105.600.210) 12/30 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.0100% DATED 12/30'2009 MATURITY 01/06/2010 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 105,800.420 Total Inflows & Outflows 50.00 Page 33 of 47 SB1062192-F1 4490 EFTA01666362

J.P.Morgan ISI. INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 TRADE ACTIVITY - Canadian Dollar Trade Settlement Date Date Type Description Per Unit Market Amount USD Cost USD Currency Quantity Local Value Local Value Gain/Lou USD Settled Securities Purchased 12/16 12/16 Purchase JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.0100% DATED 12/16/2009 MATURITY 12/23/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 105.600.000 94.70 100.00 (100.000.00) (105.600.00) Page 34 of 47 SB1062192-F1 4491 EFTA01666363

J.P.Morgan ISI. \ INE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - N ZEALAND DOLLAR PRINCIPAL US Dollar Value Local Value Curren: Transactions Period Value Year To-Date Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS — — 0.00 — Income 990.85 1,488.80 Foreign Exchange - Inflows 98,216.82 151,354.25 Total Inflows OUTFLOWS $0.00 $99,207.67 0.00 152,843.05 Withdrawals (680.52) (956.07) Tax Payments (316.28) (498.75) Total Outflows TRADE ACTIVITY $0.00 ($996.80) 0.00 (1,454.82) Settled Sales/Maturities/Redemptions 60,244.23 95,000.00 Settled Securities Purchased (158,455.10) (246,388.23) Total Trade Activity $0.00 ($98,210.87) 0.00 (151,388.23) Ending Cash Balance ' Year to date information is calculated on a calendar year basis. 0.00 Page 35 of 47 SB1062192-F1 4492 EFTA01666364

J.P.Morgan tilitSLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - N ZEALAND DOLLAR INCOME US Dollar Value Local Value Transactions Current Year-To•Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance ' Year to date information is calculated on a calendar year basis. 0.00 Portfolio Activity Detail - N ZEALAND DOLLAR No Activity This Period Page 36 of 47 SB1062192-F1 4493 EFTA01666365

J.P.Morgan GliISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year•To•Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Income 41.05 41.05 239.60 239.60 Foreign Exchange - Inflows 100,000.00 200,000.00 575,000.00 1,186,000.00 Total Inflows OUTFLOWS $100,041.05 $200,041.05 575,239.60 1,186,239.60 Withdrawals (41.05) (41.05) (239.60) (239.60) Total Outflows TRADE ACTIVITY ($41.05) ($41.05) (239.60) (23940) Settled Securities Purchased (100.000.00) (200,000 00) (575.000.00) (1,186.000.00) Total Trade Activity (5100,000.00) (5200,000.00) (575,000.00) (1,186,000.00) Ending Cash Balance 0.00 al• Year to date information is calculated on a calendar year basis. Page 37 of 47 SB1062192-F1 4494 EFTA01666366

J.P.Morgan (THISLAINE MAXWELL ACCT. For the Period 12/1/09 to 12/31/09 Portfolio Activity Summary - Norwegian Krone INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value* Period Value Value' • Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS 0.00 0.00 Settlement Date Type Description Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 12/15 Spot FX SPOT CURRENCY TRANSACTION - BUY (100.000.000) 180000.00 BUY NOK SELL USD 575,000.00 EXCHANGE RATE 5.750000000 DEAL 12/11/09 VALUE 12/15/09 12/23 Foreign Interest JP MORGAN CHASE BANK - NOK 575.000.000 13.56 LONDON TIME DEPOSITS 1.0000% 79.86 DATED 12/18/2009 MATURITY 12/23/2009 HELD BY LONDON TREASURY SERVICES 12/23 Misc. Disbursement ROLLOVER TO TIME DEPOSIT (75.560) (13.56) NORWEGIAN KRONE (79.86) Page 38 of 47 SB1062192-F1 4495 EFTA01666367