J.P.Morgan li ISLA INE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 Portfolio Activity Summary - U S Dollar Cost Adjustments Current Year-To-Date Period Value Value' Amortization (56.86) Total Cost Adjustments $0.00 ($56.86) . Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settlement Date Type Per Unit PRINCIPAL INCOME Description Quantity Amount Amount Amount Interest Income DEPOSIT SWEEP INTEREST FOR JUNE @ .09% RATE ON NET AVG COLLECTED BALANCE OF $21,839.36 AS OF 07/01/09 1.53 717 Free Delivery PFIZER INC J.P. MORGAN SECURITIES INC. TRADE DATE 07/07/09 AS OF 07/07/09 (1,500.000) 7/9 Domestic Dividend/Distribution CURRENCY SHARES EURO TRUST @ 0.00217 PER SHARE 1.000.000 0.002 2.17 7/29 Spot FX SPOT CURRENCY TRANSACTION - BUY 53,191.480 (35,000.00) BUY NZD SELL USD EXCHANGE RATE .658000000 DEAL 07/27/09 VALUE 07/29/09 Total Inflows & Outflows ($34,998.30) Page 17 of 29 SB1062192-F1 4296 EFTA01666168

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 TRADE ACTIVITY Trade Settlement Date Date Type Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/MaturitlexRedemptions 7/30 7/30 Sue JPMORGAN NEW YORK MUNICIPAL MONEY (31,268.660) 1.00 31,268.66 (31.268.66) MARKET FUND RESERVE SHARE CLASS FUND 24 @ 1.00 TRADE DATE 07/30/09 Trade Settlement Date Date Type Description Quantity Per Unit Amount Market Cost Settled Securities Purchased 7/1 7/7 Purchase PROSHARES ULTRSHORT 000 @ 31.71 7,927.50 BROKERAGE 12.50 J.P. MORGAN SECURITIES INC. TRADE DATE 07/01/09 250.000 31.71 (7,940.00) 7/I 7/7 Purchase PROSHARES ULTRASHORT SEP 500 @ 54.52 13,630.00 BROKERAGE 12.50 J.P. MORGAN SECURITIES INC. TRADE DATE 07/01/09 250.000 54.52 (13,642.501 Total Settled Securities Purchased ($21.582.50) Page 18 of 29 SB1062192-F1 4297 EFTA01666169

J.P.Morgan GHISLA1NE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 Portfolio Activity Summary - AUSTRALIA DOLLAR PRINCIPAL US Dollar Value Local Value Current Transactions Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS — — 0.00 — Income (1,170.01) (1,437.00) Foreign Exchange • Inflows 62,949.47 77,314.50 Total Inflows TRADE ACTIVITY $0.00 $61,779.48 0.00 75,877.50 Settled Securities Purchased (61,779.46) (75.877.50) Total Trade Activity $0.00 ($61,779.46) 0.00 (75,877.50) Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 INCOME US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance 0.00 • Year to date information is calculated on a calendar year basis. Page 19 of 29 SB1062192-F1 4298 EFTA01666170

J.P.Morgan G ti ISLAINE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 Portfolio Activity Detail - AUSTRALIA DOLLAR No Activity This Period Page 20 of 29 SB1062192-F1 4299 EFTA01666171

J.P.Morgan Gfi ISLA INE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 Portfolio Activity Summary - N Zealand Dollar PRINCIPAL US Dollar Value Local Value Transactions Curren: Period Value Year •To-Date Value* Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Income 2,108.55 310.33 3,325.00 532.73 Foreign Exchange - Inflows 35,000.00 98216.82 53,191.48 151,354.25 Total Inflows OUTFLOWS 837,108.55 556,527.15 56,516.48 151,886.98 Tax Payments (316.28) (316.28) (498.75) (498.75) Total Outflows TRADE ACTIVITY ($316.28) (8316.28) (498.75) (498.75) Settled Saler/Maturities/Redemptions 60244.23 60,244.23 95.000.00 95,000.00 Settled Securities Purchased (97,036.50) (158.455.10) (151,017.73) (246.388.23) Total Trade Acflvity (536,792.27) (898,210.87) (56,017.73) (151,388.23) Ending Cash Balance 0.00 • Year to date information is calculated on a calendar year basis. Page 21 of 29 SB1062192-F1 4300 EFTA01666172

J.P.Morgan CHISI,AINE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 Portfolio Activity Summary - N Zealand Dollar INCOME US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance • Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - N Zealand Dollar INFLOWS & OUTFLOWS 0.00 Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD Foreign Interest NEW ZEALAND GOVERNMENT - NZD 95.000.000 0.022 2.108.55 7% JUL 15 2009 0.035 3,325.00 DTD 07/15/1997 HEW BY EUROCLEAR ISIN:NZGOVD0709R1 SEDOL:6016948 7/15 Foreign Tax Withheld NEW ZEALAND GOVERNMENT - pap (498.750) (316.28) 7% JUL 15 2009 (498.75) DTD 07/15/1997 HELD BY EUROCLEAR ISIN:NZGOV00709R1 SEDOL:60 16948 TAX WITHHELD NEW ZEALAND 15.00% Page 22 of 29 SB1062192-F1 4301 EFTA01666173

J.P.Morgan GHISLA1NE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain Loss USD 7x29 Spot FX SPOT CURRENCY TRANSACTION - BUY (35.000.000) 35,000.00 BUY NZD SELL USD 53,191.48 EXCHANGE RATE .658000000 DEAL 07 27 09 VALUE 07 29,09 Total Inflows 8 Outflows TRADE ACTIVITY - N Zealand Dollar Note: S indicates Shat Term Realized GaiNLoss C indicates Currency GaiNLoss 036,79227 50.00 Trade Settlement Date Date Type Description Per Unit Amount USD Proceeds USD Tax Cost USD Realized Quantity Local Value Local Value Local Value Gain/Loss USD Settled Sales/Maturities/Redemptions 7/15 7/15 Redemption NEW ZEALAND GOVERNMENT - NZD 7% JUL 15 2009 DTD 07/15/1997 HELD BY EUROCLEAR ISIN:NZGOVD0709R1 SEDOL:6016943 TO REDEMPTION (95,000.000) 64.77 100.00 60,244.23 95,000.00 (61,418.60) (95,370.50) (234.95) S (939.42) C Page 23 of 29 SB1062192-F1 4302 EFTA01666174

J.P.Morgan GIIISLAINE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 Trade Settlement Date Date Type Description Per Unit Market Amount USD Cost USD Currency Quantity Local Value Local Value Gain/Loss USD Settled Securities Purchased 7/30 7/30 Purchase JP WOMAN CHASE BANK - NZD 151,017.730 65.275 (97,036.50) LONDON TIME DEPOSITS 1.8500% 100.00 (151,017.73) DATED 07/30/2009 MATURITY 09/30/2009 HELD BY LONDON TREASURY SERVICES Page 24 of 29 SB1062192-F1 4303 EFTA01666175

J.P.Morgan GHISLA1NE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Local Value Current Transactions Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS — 0.26 — 6.55 6.04 0.16 — 4.39 Income Total Inflows OUTFLOWS $0.26 (0.03) $6.55 0.16 4.39 Tax Payments (0.67) (0.02) (0.45) Total Outflows ($0.03) (90.62) (0.02) (0.45) Ending Cash Balance ' Year to date information is calculated on a calendar year basis. 6.18 INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' • Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 25 of 29 SB1062192-F1 4304 EFTA01666176

J.P.Morgan 6111S1..\ INE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date Type Description Quantity Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Gain/Loss USD Local Value Local Value Local Value 7i9 Foreign Dividend GLAXOSMITHKLINE PLC 0.26 0.26 1.000 HELD BY JPMORGAN CHASE BK LON 0.16 0.16 ISIN GB000925288VSEDOL 0925288 @ 0.155555 PER SHARE 7,9 Foreign Tax Withheld GLAXOSMITHKLINE PLC (0.020) (0.03) HELD BY JPMORGAN CHASE BK LON (0.02) ISIN G60009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 13.00% Total Inflows & Outflows $0.23 $0.00 Page 26 of 29 SB1062192-F1 4305 EFTA01666177

J.P.Morgan GH1SLAINE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 Settled Foreign Exchange Contracts Trade Date Currency Amount Contracted Base Revalued Settle Date Counter Currency Counter Amount Contract Rate Revaluation Rate Amount USD Amount USD Currency OR. Trade Related N ZEALAND DOLLAR U S DOLLAR Jul. 27 09 NZD 53,191.48 0.658000 0.658000 (35,000.00) 35,000.00 Jul. 29 09 USD (35,000.00) Page 27 of 29 SB1062192-F1 4306 EFTA01666178

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 tn Case of Errors or Questions About Your Electronic Trsnsfen. Contact you' J P Morgan Team al one 01 the teCepeone minters on the front oh this statement or memoirs it 1500 Stanton Christiana Reed. POPS. Newark OE 197132107 as soon as you Can. dyou think your statement is wrong ore you need more intormanOn SOPA a transfix on The smremene We most neat from you no OW th.vi 60 days alter we sent you the FlieSTstalement on witch the coin exobiem appeared(I)Tee us your name and account nuntor. alDescribe the error of the transfer you ate unsure about and captain as cleflas you can why you 0e0esed is in wog of any you need more information (3)fe0 us the debar amount of the suspected error le you contact us WON. you must send us row conWant of Question in *nen° wenn 10 businessdays in order to pieserveyoue righib. We initistgato your conseant and /eV correct any error pond* It we lake mote man 10 business days IP do this (20days toe purchases using your debt card lot Wernaronal transactions). we me credf you* aCCOure tor the aroma you Owlet is in so that you wW namMe use of money Owing tne tenet? takes us to conpte our investigation. In case of errors or questions about yaw statement, Including your We of credit. II you Minh that yob, sbrement is incorrect or d you need more inlonnatiOn abaft a transaction on your statement including a tie of credit transaction. give mug owe ei Wed on a spade sheet describing the error alt send r 1 to. JP. Morgans Private Bank. 500 Stanton Chostana Road TOPS,, Newark DE 19713.2t07 Warnersl hear front you no Me e Man 60 daysafford* statement on *Nen the ' ,rotor problem appewedrs sent You can contact your chew senocespoceaesl exit doing so me not preserve your oohed Rease reoe*your account slawrienr andpromporeFOrt any orkektuniCy0e diSCrOpanCyintluding Ansi?'" unSuthOnted (MON aCtmly.unreCtirdedgvidendpaymenft. and unaCCOvntedCaSh Ogee/orb m won't). Any Oral COmmuwcabon should the reicondimed in writing to know protect your includng your Vas 'indent,* Securities MeesiorProfecbon AP (S/PA) if you have any questions deb-atecontact your JAWS/ Account Representivercor JPIASt CompeanceDepartment al (2;21483.2321 In your tear. please prowde the foXonwo inlormanon (I) your name and account number: lathe &War amount of the suspected error. and al a descnption of the error and o‘danation it you Can any you behave Were s an error. 11 you need more Wooly:ion. you must describe the item you are unsure about Important Information about Pricing and Valuations Conan assets moldng but not Wooed t deeded privateinvestments. nomputady traded and infrequently traded secunbes. derivatives. partnership interests arid tangible assets we generally Azad Iht, valued which mayhave been prow/00010 us by Ifin/d fl aws who may not be independent of MO Sfuer or manager Such information rs reflected as of the test date emplace° us. and Is not rodependendy vented Prices. some of which are provided fey (Wong senses Or Other sources *nth we deem rekable. are not guaranteed fOr aCarraCyOr as realrabievakies Market vabein/OM/abon (inCludog vnin0L4 WitrallOn. kakZea wethY". rag". accrued ° Come and Wed ratings) &maw herein has been obtained horn sources that the Bank belevesto be *eked. and is furnished toe the exclusive use oh the Mem. The Bank nukes no moresereanonearrantym own-anew express or orrpfed. that any quoted value represents the actual terms at which transaanns or secunties could be bough( or sold or new transactions could be noted into. or the actual terms on which existing transactions or securers could be item: Wed. The cudentprkre is the ethic of the Ananoialasse shire, unit or contract as priced at Me dose of the nveheten Me last day ol the stiewnere period or the last avadabiepnce An values prowled for structured rakeSpades (kW Ranvier JPMorµan London Time OePasesPekectlho original dePoSI arrows any. The current valve for Peat Estate. Mineral Interests and bliscolianeous Assets may not reelect the most anent veto. ol the asset. Valuations of overillheanintercleoranyetransacnons. inobdog cenan denvarvesiteiredleposit wallas. have been prepared on a mtd "market basis These yakiaeons are incicabve values as of the dose of busiryss et the dale of this Perceive, any mceof as oMerwise agreed on writing. Mose yak/Nees On not ropresera the actual forms at when transactions or soconnos coot/ Co baton( or hoe/ or now fransacnons wild be ameePairo or the actual forms or, when existing:rails:batons or socunnes could Co Aphid.; Was of The dale ce th,5 statement We do not warrant their compkideness or actubscy. These valuations are derived rom proonemymodes based upon itsV,recognvedlniroa ipnncpes and we ha,t• when micessaryto utici.V.We the pvlent vaunt of future cash Thor(, male reasonable °staples about 'Permit forum maeiet 00nd, Ore VaibaDOrts based on other MOOS Or depentassurrptamS may yield daterentreparS JP MOrgan eip,e$Slyaccaln75 any reSpons,Oilly10, (11rhe aCCuraCy0( file models or esiimares used" cren,ng Me vatoron$ 2/anyerrors or omissions n computing or old:whose the vatkvoihs and Of any uses to sewn the valuations are put Valuations areprowdodbr inicernabonpueposes only and arc intendedseen}, for your own use levies. merino the trade ocinerniation 'or deeds of each transaction. At your request. assets maybe rengcledhrmnorentrpugh they are heed by a third party unaff Aged with J P Mogan. In such cast unless J P Morgan otewrese agrees, J P Morgan has no responsibery for the ma/canon. yak/at/on &Skoog:wow rnanageMent 01 Mose assets. Pleaserenew your statement promptly and tepee! any disempanoesimmediatelylo an account atter whine name *Petersen Me COntaCt page of itus Statement. The JPidorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank derio.kiis and an not okidwittreilby any bank. government entity wine F0IC. Rearm and share pincend buctuaret and redemperon vat* may be more or less than ongnal cost MAW the money market funds seek to mainfam/i stable net asset reeve WS? 00 per sheet. there is no assurance that may writ continue to do se The esimated annual income and dividend weld figures Icy mutual funds reptesennne funds' most recent income yidend annual:ed. The as:norm+ of the JPMorgan Funds is JPMorgan Distribution Starlets, Inc.. Much is an great° of JPMorgan Chase Bank. NA. JPMorgan Chase Sank. NA and As aMlates wove compansanon from. tAargan Punt for providing senores American Ceoluty I/vestmentSem/cos Inc is the oisribtror of The ArnenrainCentwe Funds. American Cenney lorestmew litinagemen1 Inc saves as investment advisee to As tee:banekind lankly and receivescompensabon from That fund /dimly for peorkAnginvastineol adrisoiyand olive SON,COS Page 28 of 29 SB1062192-F1 4307 EFTA01666179

J.P.Morgan GH1SLAINE MAXWELL ACCT. For the Period 7/1/09 to 7/31/09 frawortani InforrnabonRegarcangAucton Rafe Sem:Fr...ea(ARS). ARS are deb! or prefenedsecunbes AIM an (Merest or Orden(' rale reset penockanym an Axton Although there may be [May, weekly and monthly resets. there a no guarantee Mat there ma be Scanolty If Mutate not enough loos at an auction to redeem the secvnbes avaiabletor sale. Me result maybe a lea od auaon Ma (mixt auction. Meted no assuranceMat a s000ndary market ma (Mambo°, Ma the sebum), ma Pau, par or anyone( once fettectedon statements ACCOMOO- maeMom ahmAl not mho° Pbc.09 moomuhonsppeanng althea statements with respect to ARS JAWS! d the cusiothan of acted options purchasedWaugh JAWS) You must promptly adnwiPMSO of innfialcilaggesen your ovestmenrobierants or linancials"a"on Urea's you axiom, JPAISI °menus,. 014.9 boar consoler the olormanonartendym Ms Nes lobo complete and accurate. You should hare recervedseperate JAMS, conlrmatons for each SeCuneeS Uansacoon Alt transactor* are subpect Jo Me tams and concltons stilted on the reverses* of such combinations and are supect 10 the COnSONtOn. 0404. CUSIOnIS and .rkWPfelaffrOn501 the marketplace where Wearteci and governed by and construed an accordance min the tan of the SLIM of Now York and aY appIcablelederaf laws and lagulabOnS. Further agormabon with rasped to convmsssons and other charges related lo the CACCARIOn of transactons. rACAIMINI options transactors& has been nKWdedn conannarsons Mal were prevrovshauentshecho you. Upon wntlen request. JPAISIsul promptly supply you me" the Imes( such rnfonnsfeyr Shareholdersof caftan !Morgan Funds are charged a rederNahon fee bauble 2% of the proceeds if they exchengeor redeem shares of such funds WIN, 60 days of purthase. sublet( to curtsy, mayhem set forth m the prospectus of the naps, atieFund Please consult Morgan rePreSentametOr a Mt of the JPIAorgan Funds Met anpuse rederncryon teed JPMSI a a member of the Seambes InvessorProlecton CoaxwafionMSIPC"ra noNotartrobt mentors's,' corporator, tode1by be cAehdeaters registered wan the Secunnes and ExchangeCommumon. Secunbes and cash head for a customer at JPMSI are protected by SIPC up Po S500.000 per customer. wrath reciales op to 5100.00001 protection for cash SIPC does not protect agarlsr losses from fMciumems n the vatueof the 'gametes Assets held rn custody by A:Woven Chase Bank N A (me 'SanAlare not sulatect to SIPC You may obtain imbrmabonaboul SIPC. troduang the SIPC &Whet on Mew attsge. at 1sverrsax.orp- or by oanfachng Mem al (202i 371,8300. To the extent appAcable.pleaseread Me forlomag &salaam= regsdngestanaled annualincome (EAhand anmated yield (EYIEAland Selo( certain types of secunnescoual mcNcle a return ofpmopafor captai gains in .441.07 case the CAI and EYwouldte overstated. CAI and SYNe estimates and the SCUP inCOnle and peWmfght be beret or Isgher than Me deftiMalbd 8MOOnta EYleaedSonly Me income generatedby an irwesimeni It does not tellectchanges in As once. wrath may fluctuate. J.P. Morgan Stour:hes Inc.. JPIrbrgan ChM. Bank. NA or them' affitates (the JP. Morgan Corrparues% may mood. admmistrabve. custodial sales. dstnbubon or OWNING* SerVICOS le JPAdorgan Funds. Albertan Century Fads or hint daldbaSlIed sponsored. advised. or nWtagsacl by duct partA9S. and Inc J.P Morgan COmpaheS may be COrraMnSated fOr such SeNVet Bank products and services ere offered through JPMorgan Chase Bank. NA and Rs alMates Securmas are offered by J P. Morgan Secunnes Inc. Page 29 of 29 SB1062192-F1 4308 EFTA01666180

THIS PAGE INTENTIONALLY LEFT BLANK SB1062192-F1 4309 EFTA01666181

J.P.Morgan JPMorgan Chase Bank. N.A. GHISLAINE MAXWELL ACCT. 345 Park Avenue, New York, NY 10154-1002 For the Period 8/1/09 to 8/31/09 0000000045 00 0.01 RRARR MAXWE00 20091703 GHISLAINE MAXWELL Asset Account ii'. Morgan Private Bank Team Table or Contents Page Account Summary 2 Holdings Equity 4 Cash and Shon Term 7 Fixed Income 11 Other Assets 14 Portfolio Activity 15 Online access www.MorganOnllne.com Page 1 of 34 SB1062192-F1 4310 EFTA01666182

J.P.Morgan GlilISIAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Account Summary .ksset . \lineation Beginning Ending Change Market Value Market Value In Value Estimated Current Asset Allocation Annual Income Allocation Equity 587,229.56 609,150.93 21,921.37 94.40 40% Cash & Short Term 5,738,932.40 338,371.25 (5.402,561.15) 15,997.43 29% Fixed Income 199,674.00 452,948.00 253,274.00 11,937.50 30% Other Assets 104,640.00 15.498.00 (89.142.00) 13.80 1% Market Value Accruals 5211.10 $6,630.475.96 4 443 32 $1,413,968.18 9,654.42 (85,216,507.78) 100% Market Value with Accruals $6,634,919.28 $1,423,622.60 ($5,211,296.68) Portfolio Activity Current Period Value Year•to•Date Value Beginning Market Value 6,630,475.96 6,377,327.40 Contributions 900,000.00 Withdrawals & Fees (5.226,695.81) (5,689,556.48) Securities Transferred Out (349,610.00) Net ContrIbutionsiVithdrawals ($5,226,695.81) ($5,139,166.48) Income & Distributions (182.42) 13,283.95 Change In Investment Value 10,370.45 162,523.31 Ending Market Value $1,413,968.18 $1,413,968.18 Accruals 9,654.42 9.654.42 Market Value with Accruals $1,423,622.60 $1,423,622.60 quer Page 2 of 34 SB1062192-F1 4311 EFTA01666183

J.P.Morgan GliISIAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Account Summary CONTINUED lax SUIIIIIIal'S Current Period Value Year-to-Date Value Current Period Value Year-to-Date Value Domestic Dividends/Distributions 1,919.85 ST Realized GairVLoss (zooaoo) (12,793.03) Foreign Dividends 6.55 Realized GaIntl.oss ($2,000.00) ($12,793.03) Currency Gainrloss (939.42) Interest Income (182.42) 6.65 Taxable Income ($182.42) $993.63 To.Date Value Tax-Exempt Income 12,347.18 Unrealized Gain/Loss (8.89,416.27) Bond Premium Amortization (56.86) Tax-Exempt Income $12,290.32 Page 3 of 34 SB1062192-F1 4312 EFTA01666184

J.P.Morgan li ISI.. INE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Equity Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation US Large Cap 277,645.25 303,186.00 25,540.75 19% US Mid Cap/Small Cap 8,022.89 8243.12 22023 1% Non US Equity 301,561.42 297.721.81 (3.839.61) 20% Total Value 1587,229.56 $609.150.93 521.921.37 40% Market Value/Cost Current Period Value Market Value 609,150.93 Tax Cost 705,204.98 Unrealized Gairaoss (96,054.05) Estimated Annual Income 94.40 Yield 0.02% Asset Categories Eqpt, US And Cap Small End Hon US Equity US La,pe Cap Page 4 of 34 SB1062192-F1 4313 EFTA01666185

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Equity Detail Quantity Price Market Value Tax Cost Unrealized GWiVLoss Estimated Annual Income Yield Accrued Dividends US Large Cap GOOGLE INC 600.000 461.67 277602.00 327.732.70 (50.730.70) CL A 38259P-504 GOOG PROSHARES ULTRASHORT S&P 500 600.000 43.64 26.184,00 29.777.50 (3.593.50) 68.40 0.26% 74347R88-3 SDS Total US Large Cap $303,186.00 5357,510.20 ($54.324.20) 668.40 0.02% US Mid Cap/Small Cap LIVEPERSON INC 2.000.000 4.12 8240 00 11,899.80 (3.659.80) 538146.10-1 LPSN V1SMON CORP 26.000 0.12 3.12 429.00 (425.88) DEFAULT 92839U-10-7 VSTN Total US Mid Cap/Small Cap 58,2431 2 612,328.00 ($4,085.68) 60.00 0.00% Non US Equity BP PLC 18.000 8.68 156.19 164.25 (8.06) HELD BY JPMORGAN CHASE BK LON 8.28;09 MIN GB0007980591 SEDOL 0798059 G12793-91-8 GBP Page 5 of 34 SB1062192-F1 4314 EFTA01666186

J.P.Morgan GHISLA1NE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Mattel Quantity Price Value Tax Cost Estimated Annual Income Unrealized Accrued Gaintoss Dividends Yield Non US Equity CURRENCY SHARES EURO TRUST 1,000.000 143.29 143,290.00 141,404.41 1885.59 26.00 0.02% 23130C-10-8 FXE GLAXOSMITHKLINE PLC 1.000 19.62 19.62 26.60 43.314 HELD BY JPMORGAN CHASE BIC LON 8/28/09 ISIN G80009252882/SEDOL 0925288 G3910.1-90-6 ZZZZ GBP RESEARCH IN MOTION UNITED 1,600.000 73.06 116,896.00 160,288.72 (43,392.72) 760975-104 RIMM SPDR GOLD TRUST 400.000 93.40 37,360.00 33,482.00 3,878.00 78463V-10-7 GLD Total Non US Equity $297,721.81 $335,365.98 ($37,644.17) $26.00 0.01% Page 6 of 34 SB1062192-F1 4315 EFTA01666187

J.P.Morgan 6111SIAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Cash & Short Term Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Asset Categories Allocation Ilk Cash 4 Shod Tenn Cash 10.25 (99,602.93) (99,613.18) Shod Term 5,738,922.15 435,974.18 (5,302,947.97) 29% Total Value $5,738,932.40 $336,371.25 ($5,402,561.15) 29% Market Value/Cost Current Period Value Market Value 336,371.25 Tax Cost 331,223.97 Unrealized Gain/Loss 5,147.28 Estimated Annual Income 15,997.43 Accrued Interest 6,009.82 Yield 2.95% Page 7 of 34 SB1062192-F1 4316 EFTA01666188

J.P.Morgan GHISLA1NE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Cash & Short Term Summary SUMMARY BY MATURITY CONTINUED Short Term Market Value Less than 3 months 166.900.33 3-6 months 269.073.85 Total Value $435,974.18 SUMMARY BY TYPE Short Term Market % of Bond Value Portfolio International Bonds 435.973 18 99% Mutual Funds 1.00 1% Total Value $435,974.18 100% Page 8 of 34 SB1062192-F1 4317 EFTA01666189

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Note: ' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is lett in the account. Cash & Short Term Detail Quantity Price Market Value Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Original Accrued Interest Cash COST OF PENDING PURCHASES (100.000.00) 1.00 (100,000.00) (100,000.00) (70.00) 0.07%' POUND STERLING 6.18 1.63 10.07 9.51 0.56 US DOLLAR 387.00 1.00 387.00 387.00 0.27 0.07%' 0.22 Total Cash ($99,602.93) ($99,603.49) $0.56 (189.73) 0.00% 10.22 Short Term JPMORGAN NEW YORK MUNICIPAL MONEY 1.00 1.00 1.00 1.00 MARKET FUND RESERVE SHARE CLASS FUND 24 4812A0-82-1 AUSTRALIAN GOVERNMENT-AUD 75,000.00 84.45 63,338.94 61,779.46 1,559.48 4,742.15 3.12% 71/2% SEP 15 2009 2,190.62 DTD 09/15/1996 HELD BY EUROCLEAR ISIN:AU0000XCLVVF9 SEDOL:6058638 C08185-9C-8 NA /AAA AUD Page 9 of 34 SB1062192-F1 4318 EFTA01666190

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Quantity Price Market Value Tax Cost Adjusted Unrealized GauvLoss Estimated Annual Income Yield Original Accrued Interest Short Term JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 1.8500% DATED 07/30/2009 MATURITY 09/30/2009 HELD BY LONDON TREASURY SERVICES Bearer 60703L-9N-9 NZD 151,017.73 68.57 103.560.39 97,036.50 6,523.89 1,915.86 175.53 1.85% KFW BRL MEDIUM TERM NOTE 9 118% FEB 5 2010 DTD 10/05/2007 HELD BY EUROCLEAR ISIN:XS0323929546 SEDOL:8284W67 BI1X2P-95-7 AAA /AAA BRL 125,000.00 53.55 8/28/09 66,941.90 72,010.50 (5,068.60) 6,085.93 3,468.14 8.54% JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.5000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R-9F-3 AUD 119,047.61 84.30 100,363.07 100,000.00 363.07 2,509.07 132.37 2.50% JP MORGAN CHASE BANK -NOK LONDON TIME DEPOSITS 0.8000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R 9T3 NOK 611,000.00 16.66 101,768.88 100,000.00 1,768.88 814.15 42.94 0.80% Total Short Term 9435.974.18 $430,827.46 $5,146.72 $16.067.16 S6.009.60 2.97% Page 10 of 34 SB1062192-F1 4319 EFTA01666191

J.P.Morgan li ISLA INE MAXWELL ACCT. For the Period 8/1/09 to 8.131/09 Fixed Income Summary Asset Categories US Fixed Income • Taxable 0.00 251.362.00 251,362.00 17% US Fixed Income • Non Taxable 199,674.00 201,586.00 1,912.00 13% Total Value $199,674.00 $452,948.00 $253,274.00 30% Market Value/Cost Current Period Value Market Value 452,948.00 Tax Cost 449,548.00 Unrealized Gain/Loss 3,400.00 Estimated Annual Income 11,937.50 Accrued Interest 3,644.60 Yield 2.44% Beginning Ending Market Value Market Value Change Current Asset Categories In Value Allocation US Awed Oxon* • Non Taxa** US MS booms - nab* Page 11 of 34 SB1062192-F1 4320 EFTA01666192

J.P.Morgan GHISLA1NE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Fixed Income Summary SUMMARY BY MATURITY CONTINUED Fixed Income Market %of Bond Value Portfolio Less than 5 years' 5-10 years' 251,362.00 55% 201,586.00 45% Total Value SUMMARY BY TYPE 5452,948.00 100% Fixed Income Market %of Bond Value Portfolio Corporate Bonds 151,362.00 33% Government and Agency Bonds 100,000.00 22% Municipal Bonds 201,586.00 45% Total Value $452,948.00 100% 'The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Page 12 of 34 SB1062192-F1 4321 EFTA01666193

J.P.Morgan GtiISLAINEMAXWELL ACCT. For the Period 8/1/09 to 2/31/09 Note: P indicates position adjusted for Pending Trade Activity. Fixed Income Detail Quantity Price Market Value Tax Cost Adjusted Unrealized GairvLoss Estimated Annual Income Yield Original Accrued Interest I'S Fixed Income - Taxable GOLDMAN SACKS GROUP INC 1 5i8% JUL 15 2011 DTD 01/21/2009 38146E-AF-8 AAA /MA 150.000.000 100.91 151362.00 150,780.00 582.00 2.437.50 311.40 1.13% P FEDERAL HOME LOAN BANK 1 1/2% DEC 14 2012 DID 09/14/2009 STEP CPN 3133XU-NX-7 AAA / 100,000.000 100.00 100,000.00 100.000.00 1,500.00 1.50% Total US Fixed Income • Taxable US Fixed Income - Non Taxable CITY OF NEW YORK N Y NYC PUBLIC IMPS UNLIMITED TAX 4% SUBSER L-1 APR 01 2019 DTD 4/23/2008 HELD BY OTC BOOK ENTRY PAR CALL 04/01/2018 ea 100 649660-3W-0 AA /AA3 200.000.000 100.79 $251362.00 201.586.00 $250,780.00 198.768.00 $582.00 2,818.00 23,93720 2311.40 8,000.00 3,333.20 1.28% 3.90% Page 13 of 34 SB1062192-F1 4322 EFTA01666194

J.P.Morgan IIISLA INF MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Other Assets Summary Asset Categories Beginning Estimated Value Ending Estimated Value Change In Value Current Allocation Structured Investments 97,930.00 0.00 (97,930.00) Other 6,710.00 15,498.00 8,788.00 1% Total Value Other Assets Detail $104,640.00 $15,498.00 ($89,142.00) 1% Quantity Price Estimated Value Other PROSHARES ULTRSHORT 000 74347R.87-5 OID Asset Categories Cost Estimated Gain/Loss 600.000 25.83 15.498.00 17.407.50 (1.909.50) Page 14 of 34 SB1062192-F1 4323 EFTA01666195

J.P.Morgan GIIISLAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME Ira llsa ctions Current Period Value Year-To•Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 0.00 Income Contributions 0.39 15,316.17 900,000.00 Total Inflows OUTFLOWS 30.39 $915,316.17 $0.00 $0.00 Withdrawals (5,226,695.81) (5,689,555.81) Interest PurchaSed (18241) (182.81) Foreign Exchange - Outflows (272,010.50) (433,176.79) Total Outflows TRADE ACTIVITY ($5,498,889.12) ($6,122,915.41) $0.00 $0.00 Settled Sales/Maturities/Redemptions 5675,658.23 6,362,763.37 Sewed Securities Purchased (176.382.50) (1,248.908.40) Total Trade Activity 35,499,275.73 S5.113,854.97 $0.00 $0.00 Ending Cash Balance $387.00 $0.00 • Year to date information is calculated on a calendar year basis. Page 15 of 34 SB1062192-F1 4324 EFTA01666196

J.P.Morgan 6111SLAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Summary - U S Dollar Cost Adjustments Current Year-To-Date Period Value Value' Amortization (56.86) Total Cost Adjustments $0.00 (MSS) . Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS SettLement Date Type Per Unit PRINCIPAL INCOME Description Quantity Amount Amount Amount 8/3 Interest Income DEPOSIT SWEEP INTEREST FOR JULY @ .07% RATE ON NET AVG COLLECTED BALANCE OF $6,538.27 AS OF 08/01/09 0.39 8/11 Spot FX SPOT CURRENCY TRANSACTION -BUY 611,000.000 (100,000.00) BUY NOI( SELL USD EXCHANGE RATE 6.110000000 DEAL 08/07/09 VALUE 08(11/09 8/11 Spot FX SPOT CURRENCY TRANSACTION - BUY 119.047.610 (100.000.00) BUY AUD SELL USD EXCHANGE RATE .840000000 DEAL 013/07/09 VALUE 08/11/09 8/12 Accrued Interest Paid GOLDMAN SACHS GROUP INC 1 5/8% JUL 15 2011 DTD 01/21/2009 150600.000 0.001 (18281) Page 16 of 34 SB1062192-F1 4325 EFTA01666197

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 INFLOWS & OUTFLOWS Settlement Date Type Per Unit PRINCIPAL INCOME Description Quantity Amount Amount Amount &13 Misc. Disbursement FUNDS TRANSFERRED FROM PRN A/C# TO MMIA A/CX AS REQUESTED (5,226.695.81) 820 Spot FX LINKED CURRENCY TRANSACTION • BUY 132.060.060 (72,010.50) BUY BRL SELL USD EXCHANGE RATE 1.833900000 DEAL 08(12,09 VALUE 0817/09 Total Inflows & Outflows TRADE ACTIVITY Note: S indicates Short Term Realized Gaintoss (SEAREARK, 3) Trade Settlement Date Date Type Description Quantity Per Unit Amount Proceeds Realized Tax Cost GairuLoss Settled Sales/Maturities/Redemptions 8/10 8/10 Sale JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND RESERVE SHARE CLASS FUND 24 @ 1.00 TRADE DATE 08/10/09 (150,962.420) 1.00 150,962.42 (150,962 42) 8/12 8/12 Sale JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND RESERVE SHARE CLASS FUND 24 (150,962.810) 1.00 150,962.81 (150,962.81) (0 1.00 TRADE DATE 08/12/09 Page 17 of 34 SB1062192-F1 4326 EFTA01666198

J.P.Morgan GHISLAINF MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Trade Settlement Date Date Type Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 8/13 8/13 Sale JPMORGAN NEW YORK MUNICIPAL MONEY (5,226,695.810) 1.00 5,226,695.81 (5,226,695.81) MARKET FUND RESERVE SHARE CLASS FUND 20 a, 1.00 TRADE DATE 08/13/09 8113 8113 Sale JPMORGAN NEW YORK MUNICIPAL MONEY (49,037.190) 1.00 49.037.19 (49.037 19) MARKET FUND RESERVE SHARE CLASS FUND 24 0 1.00 TRADE DATE 0611 309 8/19 819 Redemption DUAL DIRECTIONAL KNOCK-OUT NOTE (100,000.000) 98.00 98.000.00 (100,000.00) (2,000.00) S LINKED TO THE SSP 500 INDEX 8/19/09 JPMORGAN CHASE (1 XLEV-98% PRIN PROTECTION +1-19.65% BARRIER) INITIAL LEVEL-SPX/3/22/08: 1292.20 TO REDEMPTION Total Settled Sales/Maturities/Redemptions $5,675,658.23 (55,677,658.23) (52,000.00) S Page 18 of 34 SB1062192-F1 4327 EFTA01666199

J.P.Morgan INE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Trade Settlement Date Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 8 7 8/12 Purchase GOLDMAN SACHS GROUP INC 150,000.000 100.52 (150,780.00) 1 5/8% JUL 15 2011 DTD 01/21/2009 @ 100.52 JP MORGAN SECURITIES INC (BIDE) TRADE DATE 08/07/09 8,19 8,24 Purchase PROSHARES ULTRSHORT OGG 350.000 27.00 (9,467.50) @ 27.00 9,450.00 BROKERAGE 17.50 J.P. MORGAN SECURITIES INC. TRADE DATE 08/19/09 8/19 8/24 Purchase PROSHARES ULTRASHORT S&P 500 350.000 46.05 (16,135.00) CO 46.05 16,117.50 BROKERAGE 17.50 J.P. MORGAN SECURITIES INC. TRADE DATE O8r19'09 Total Settled Securities Purchased ($176,382.50) Estimated Trade Settlement Per Unit Date Date Type Description Quantity Amount Market Cost Pending Securities Purchased 8/19 9/14 Purchase FEDERAL HOME LOAN BANK 100.000.000 100.00 (100,000.00) 1 1/2% DEC 14 2012 DTD 09/14/2009 STEP CPN Page 19 of 34 SB1O62192-F1 4328 EFTA01666200

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 8/1/09 to 6/31/09 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS — — 0.00 — Income (1,170.01) (1,437.00) Foreign Exchange • Inflows 100.000.00 162,949.47 119,047.61 196,362.11 Total Inflows TRADE ACTIVITY $100,000.00 (100.000.00) $161,779.46 119,047.61 194,925.11 Settled Securities Purchased (161.779.46) (119,047.61) (194,925.11) Total Trade Activity ($100,000.00) ($161,779.46) (119,047.61) (194,925.11) Ending Cash Balance 0.00 • Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 Page 20 of 34 SB1062192-F1 4329 EFTA01666201

J.P.Morgan GHISLA1NE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 8:11 Spot FX SPOT CURRENCY TRANSACTION - BUY (100,000.000) 100,000.00 BUY AUD SELL USD 119.047.61 EXCHANGE RATE .840000000 DEAL 08/07/09 VALUE 08/11/09 TRADE ACTIVITY - Australia Dollar Per Unit Market Trade Settlement Amount USD Cost USD Currency Date Date Type Description Quantity Local Value Local Value Gain/Loss USD Settled Securities Purchased 8/13 8/13 Purchase JP MORGAN CHASE BANK-AUD LONDON TIME DEPOSITS 2.5000% DATED 08/13/2009 MATURITY 02/1612010 HEW BY LONDON TREASURY SERVICES 119,047.610 84.345 100.00 (100,000.00) (119,047.61) Page 21 of 34 SB1062192-F1 4330 EFTA01666202

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Summary - Brazilian Real PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Forego Exchange - Inflows 72,010.50 72,010.50 132,060.06 132,060.06 Total Inflows TRADE ACTIVITY $72,010.50 372,010.60 132,060.06 132,060.06 Settled Securities Purchased (72,010.50) (72,010.50) (132,060.06) (132,060.06) Total Trade Activity ($72,010.50) (372,010.60) (132,060.06) (132,060.06) Ending Cash Balance 0.00 • Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' ' Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 22 of 34 SB1062192-F1 4331 EFTA01666203

J.P.Morgan GHISLA1NE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Detail - Brazilian Real INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD &20 Spot FX LINKED CURRENCY TRANSACTION - BUY (72,010.500) 72,010.50 BUY BRL SELL USD 132060.06 EXCHANGE RATE 1.833900000 DEAL 08/12/09 VALUE 08/17/09 TRADE ACTIVITY - Brazilian Real Per Unit Market Trade Settlement Amount USD Cost USD Currency Date Date Typo Description Quantity Local Value Local Value Gain/Loss USD Settled Securities Purchased 8/12 8/20 Purchase KFW BRL 125.000.000 57.61 (72,010.50) MEDIUM TERM NOTE 9 1/8% FEB 5 2010 105.648 (132.060.06) DTD 10/05/2007 HELD BY EUROCLEAR ISIN:XS0323929546 SEDOL:13284W67 Page 23 of 34 SB1062192-F1 4332 EFTA01666204

J.P.Morgan C II ISLA INE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Summary - N ZEALAND DOLLAR PRINCIPAL US Dollar Value Local Value Curien: Transactions Period Value Year To-Date Value* Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS — — 0.00 — Income 310.33 532.73 Foreign Exchange - Inflows 98216.82 151,354.25 Total Inflows OUTFLOWS $0.00 896,027.10 0.00 151,886.98 Tax Payments (316.28) (498.75) Total Outflows TRADE ACTIVITY $0.00 ($316.28) 0.00 (496.75) Settled Saler/Maturities/Redemptions 60,244.23 95.000.00 Settled Securities Purchased (158.455.10) (246.388.23) Total Trade Activity $0.00 ($98,210.87) 0.00 (151,388.23) Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 amis. Page 24 of 34 SB1062192-F1 4333 EFTA01666205

J.P.Morgan (itilSIAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Summary - N ZEALAND DOLLAR INCOME US Dollar Value Local Value Transactions Current Year-To•Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 Portfolio Activity Detail - N ZEALAND DOLLAR No Activity This Period Page 25 of 34 SB1062192-F1 4334 EFTA01666206

J.P.Morgan GHISLA1NE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Foreign Exchange - Inflows 100,000.00 100,000.00 611,000.00 611,000.00 Total Inflows TRADE ACTIVITY $100,000.00 (100.000 00) $100,000.00 611,000.00 611,000.00 Sallied Securities Purchased (100,000.00) (611,000.00) (611,000.00) Total Trade Activity ($100,000.00) ($100,000.00) (611,000.00) (611,000.00) Ending Cash Balance 0.00 • Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' ' Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 26 of 34 SB1062192-F1 4335 EFTA01666207

J.P.Morgan GH1SLAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 611 Spot FX SPOT CURRENCY TRANSACTION - BUY (100,000.000) 100O00.00 BUY NOK SELL USD 611.000.00 EXCHANGE RATE 6.110000000 DEAL 08/07/09 VALUE 08/11/09 TRADE ACTIVITY - Norwegian Krone Per Unit Market Trade Settlement Amount USD Cost USD Currency Date Date Type Description Quantity Local Value Local Value Gain/Loss USD Settled Securities Purchased 8/13 8/13 Purchase JP 1,1OFtGAN CHASE BANK - NOK 811,000.000 16.573 (100,000.00) LONDON TIME DEPOSITS 0.8000% 100.00 (611.000.00) DATED 08/13/2009 MATURITY 02/16/2010 HEW BY LONDON TREASURY SERVICES Page 27 of 34 SB1062192-F1 4336 EFTA01666208

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Summary - POUND STERLING PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS - - 6.18 — Income 6.55 4.39 Total Inflows OUTFLOWS $0.00 $6.65 0.00 4.39 Tax Payments (0.67) (0.45) Total Outflows 50.00 (50.67) 0.00 AIM Ending Cash Balance 6.18 ' Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' • Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 28 of 34 SB1062192-F1 4337 EFTA01666209

J.P.Morgan (i111SLAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Portfolio Activity Detail - POUND STERLING No Activity This Period Page 29 of 34 SB1062192-F1 4338 EFTA01666210

J.P.Morgan GHISLAINE N1AXWE1.1. ACCT. Settled Foreign Exchange Contracts For the Period 8/1/09 to 8/31/09 Trade Date Currency Amount Contract Rate Revaluation Rate Contracted Base Amount USD Revalued Amount USD Currency G/L Settle Date Counter Currency Counter Amount Trade Related NORWEGIAN KRONE Aug. 7 09 NOK 611,000.00 6.110000 6.110000 (100,000.00) 100,000.00 U S DOLLAR Aug. 11 09 USD (100,000.00) AUSTRALIA DOLLAR Aug. 709 AUD 119,047.61 0.840000 0.840000 (100,000.00) 100,000.00 U S DOLLAR Aug. 11 09 USD (100,000.00) BRAZILIAN REAL Aug. 1209 BRL 132,080.08 1.833900 1.833900 (72,010.50) 72,010.50 U S DOLLAR Aug. 20 09 USD (72,010.50) Page 30 of 34 SB1062192-F1 4339 EFTA01666211

J.P.Morgan ClillSIAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 In Case of Errors or Questions About Your Electronic Transfers. Contact your J.P. Morgan Team at one of the telephone numbers on the front of this statement or write us at 500 Stanton Christiana Road. POPS. Newark. DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about. and explain as clearly as you can why you believe it is in error or why you need more information. (3) tell us the dollar amount of the suspected error. If you contact us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 days for purchases using your debit card or for international transactions). we will credit your account for the amount you think is in error, so that you will have the use of money during the time it takes us to complete our investigation. In case of errors or questions about your statement, Including your Tine of credit. If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send it to: J.P. Morgan's Private Bank. 500 Stanton Christiana Road. 1/OPS3. Newark. DE 19713-2107. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can contact your client service specialist but doing so will not preserve your rights. Please review your account statement and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments. and unaccounted cash positions in writing to both the introducing broker, JPMSI and the clearing firm, JPMCC at the addresses shown on your statement. Any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your JPMSI Account Representative or JPMSI Compliance Department at (212) 483-2323. In your letter, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can. why you believe there is an error. If you need more information. you must describe the item you are unsure about. Page 31 of 34 SB1062192-F1 4340 EFTA01666212

J.P.Morgan ti ISLA INE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Important Information about Pricing and Valuations Certain assets including but not limited to. pooled private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid. the value of which may have been provided to us by third parties who may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein has been obtained from sources that J.P. Morgan believes to be reliable and is furnished for the exclusive use of the client. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. The current price is the value of the financial asset share. unit or contract as priced al the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example. JPMorgan London Time Deposits) reflect the original deposit amount only. The current value for Real Estate. Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are indicative values as of the close of business of the date of this statement and, except as otherwise agreed in writing. these valuations do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated as of the date of this statement. We do not warrant their completeness or accuracy. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (t) the accuracy of the models or estimates used in deriving the valuations. (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction, Please review your statement promptly and report any discrepancies immediately to an account officer whose name appears on the contact page of this statement. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank deposits and are not guaranteed by any bank. government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of the Bank. The Bank and its affiliates receive compensation from JPMorgan Funds for providing services. American Century Investment Services. Inc. is the distributor of the American Century Funds. American Century Investment Management Inc. serves as investment advisor to its respective fund family and receives compensation from that fund family for providing investment advisory and other services. Page 32 of 34 SB1062192-F1 4341 EFTA01666213

J.P.Morgan CHISIAINE MAXWELL ACCT. For the Period 8/1/09 to 8/31/09 Important Information Regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements. Accordingly, investors should not rely on pricing information appearing in their statements with respect to ARS. Additional Information About Your Accounts Securities purchased or sold through JPMSI (I) other than mutual funds, are cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of JPMSI, and (2) other than exchange-listed options, are held in your Asset Account at JPMorgan Chase Bank, N.A. Positions in exchange-listed options are held by J.P.Morgan Clearing Corp. and are not delivered to or from your Asset Account. For your convenience, however, positions in exchange-listed options are presented in this Asset Account statement together with other assets held in that account. All pertinent information about your settled and pending purchases and sales effected through your JPMSI account during the period covered by this statement. is summarized in the "Trade Activity" portion of this statement. You should have received separate confirmations for each securities transaction, All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished to you. Upon written request, JPMSI will promptly supply you with the latest such information. Shareholders of certain JPMorgan Funds are charged a redemption fee equal to 2% of the proceeds if they exchange or redeem shares of such funds within 60 days of purchase. subject to certain exceptions set forth in the prospectus of the applicable Fund. Please consult your J.P. Morgan representative for a list of the JPMorgan Funds that impose redemption fees. JPMCC and JPMSI are members of the Securities Investor Protection Corp ("SIPC"). a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMSI and JPMCC are protected by SIPC up to $500,000 per customer. which includes up to $100,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value 01 the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the 'Bank") are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371.8300. To the extent applicable, please read the following disclosures regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a retum of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. JPMSI, JPMCB or their affiliates (the ',LP. Morgan Companies') may provide administrative, custodial, sales, distribution or shareholder services to JPMorgan Funds. American Century Funds, or funds established, sponsored, advised, or managed by third parties, and the J.P. Morgan Companies may be compensated for such services. A financial statement ol this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. Bank products and services are offered through JPMCB and its affiliates. Securities are offered by JPMSI and, to the extent noted above, cleared through JPMCC. If a partial call is made with respect to an issue of securities included in your Account we will allocate the call by a method we deem fair and equitable. You must promptly advise JPMSI of material changes in your investment objectives or financial situation. Unless you inform JPMSI otherwise, JPMSI will consider the information currently in its files to be complete and accurate. Page 33 of 34 SB1062192-F1 4342 EFTA01666214

J.P.Morgan (;HISLAINE NIAXWEI.I. ACCT. For the Period 8/1/09 to 8/31/09 JPMSI is not a bank and is a separate legal entity from its bank or thrift affiliates, including JPMCB. The securities sold, offered, or recommended by JPMSI: (1) Are not insured by the Federal Deposit Insurance Corporation, or any other governmental agency; (2) Are not deposits or other obligations of JPMSI's bank or thrift affiliates (unless otherwise indicated), and are not guaranteed by or the responsibility of any such affiliates (unless explicitly stated otherwise); and (3) Involve investment risks, including possible loss of the principal invested. JPMSI's banking affiliates may be lenders to issuers of securities that JPMSI underwrites, in which case proceeds of offerings underwritten by JPMSI may be used for the repayment of such loans, and you should refer to the disclosure documents relating to particular securities for discussion of any such lending relationships. The Federal Reserve requires that JPMSI obtain your consent before it can obtain certain information from its bank or thrift affiliates, including their credit evaluation of you. We will assume that your continuing to transact business with JPMSI will constitute your consent to the sharing of such information by JPMSI and its bank or thrift affiliates. to the extent permitted by law. DEPOSITS IN FOREIGN BRANCHES ARE NOT INSURED BY THE FDIC, THE FEDERAL RESERVE BOARD OR ANY OTHER GOVERNMENTAL AGENCY; AMOUNTS IN THE TIME DEPOSITS DO NOT HAVE THE BENEFIT OF ANY DOMESTIC PREFERENCE APPLICABLE TO U.S. BANKS. Page 34 of 34 SB1062192-F1 4343 EFTA01666215

J.P.Morgan JP31organ Chase Bank, N.A. GHISLA1NE MAXWELL ACCT 345 Park Avenue, New York, NY 10154-1002 For the Period 9/1/09 to 9/30/09 0000000046 00 0 01 RRARR MAXWE00 20091103 GHISLAINE MAXWELL Asset Account ii'. Morgan Private Bank 'team Table or Contents Page Account Summary 2 Holdings Equity 4 Cash and Shon Term 7 Fixed Income 11 Other Assets 14 Portfolio Activity 15 Online access www.MorganOnline.com Page 1 of 36 SB1062192-F1 4344 EFTA01666216

J.P.Morgan 6111SLAINE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Account Summary .ksset . \lineation Beginning Ending Change Market Value Market Value In Value Estimated Current Asset Allocation Annual Income Allocation Equity 609,150.93 612,459.41 3.308.48 94.40 38% Cash & Short Term 336,37125 571,792.23 235,420.98 11,977.84 36% Fixed Income 452,948.00 401,573.11 (51,374.89) 10,357.68 25% Other Assets 15.498.00 13,818.00 (1.680.00) 13.80 1% Market Value Accruals $1,413,968.18 9,654.42 $1,599,642.75 6.551.76 $185,674.57 (3,102.66) 100% Market Value with Accruals $1,423,622.60 $1,606,194.51 $182,571.91 Portfolio Activity Current Period Value Yeamo-Date Value Beginning Market Value 1,413,968.18 6,377,327.40 Contributions 149,719.52 1,049,719.52 Withdrawals & Fees (343.95) (5,689,900.43) Securities Transferred Out (119,350.39) (468.960.39) Net ContrIbutionsiVithdrawals $30,025.18 ($5,109,141.30) Income & Distributions 9,488.25 22,772.20 Change In Investment Value 146,161.14 308,684.45 Ending Market Value $1,599,642.75 $1,599,642.75 Accruals 6.551.76 6,551.76 Market Value with Accruals $1.606.194.51 $1,606,194.51 Cosh Short Tetra Page 2 of 36 SB1062192-F1 4345 EFTA01666217

J.P.Morgan 111SI. INE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Account Summary CONTINUED Tax Current Period Value Year-to-Date Value Current Period Value Year-to•Date Value Domestic Dividends/Distributions 1,919.85 ST Realized Gain&oss (12.79303) Foreign Dividends 2.82 937 LT Realized Gain/Loss 10,232.00 10,232.00 Currency Gairuloss 2,765.54 1,826.12 Realized GalneLoss $10,232.00 ($2,561.03) Interest Income 2.76433 2,770.98 Taxable Income $5,532.69 $6,526.32 Tax-Exempt Income 3,955.56 16,302.74 To-Date Value Unrealized Gain/Loss ($49,888.15) Bond Premium Amortization (56.86) Tax-Exempt Income $3,955.56 $16,245.88 Page 3 of 36 SB1062192-F1 4346 EFTA01666218

J.P.Morgan ISI. INE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Equity Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation US Large Cap 303,186.00 321,744.00 18,558.00 19% US Mid CaprSmall Cap 8,243.12 10,084.55 1,841.43 1% Non US Equity 297,721.81 280830.86 (17,090.95) 18% Total Value $609,150.93 $612.459.41 $3,308.48 38% Market Value/Cost Current Period Value Markel Value 612,459.41 Tax Cost 682,153.98 Unrealized Gain/1.oss (69,694.57) Estimated Annual Income 94.40 Yield 0.02% Asset Categories US Mel Cap Small Cap US Largo Cep Non US EqUlly Page 4 of 36 SB1062192-F1 4347 EFTA01666219

J.P.Morgan 611ISLAINE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Equity Detail Quantity Price Market Value Tax Cost Unrealized GWiVLoss Estimated Annual Income Yield Accrued Dividends US Large Cap GOOGLE INC CL A 38259P-50-8 GOOG PROSHARES ULTRASHORT S&P 500 7.1347R.88-3 SOS 600.000 495.85 297 510 CD 24 234 00 327.732.70 29.i 77 50 (30.222.70) 600.000 40.39 (5,543.50) 68.40 0.28% Total US Large Cap $321,744.00 $357,510.20 (635.766.20) 568.40 0.02°. US Mid Cap/Small Cap L1VEPERSON INC 2,000.000 5.04 10,080.00 11,899.80 (1,819.80) 538148-10.1 LPSN V1STEON CORP 26.000 0.18 4.55 429.00 (424.45) DEFAULT 92839U-10-7 VSTN Total US Mid CapSmall Cap $10.084.55 S12,328.80 ($2,244.25) 50.00 0.00% Non US Equity BP PLC 18.000 8.84 159.20 164.25 (5.05) HELD BY JPMORGAN CHASE BK LON MIN GB0007980591 SEDOL 0798059 G12793-91-8 GBP Page 5 of 36 SB1062192-F1 4348 EFTA01666220

J.P.Morgan CHISLA INE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Market Quantity Price Value Tax Cost Estimated Annual Income Unrealized Accrued Gain/Loss Dividends Yield Non US Equity CURRENCY SHARES EURO TRUST 1,000.000 146.23 146,230.00 141,404.41 4.825.59 26.00 0.02% 23130C-10-8 FXE GLAXOSMITHKUNE PLC 1.000 19.66 19.66 26.60 (6.94) HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J-90.6 ZZZZ GBP RESEARCH IN MOTION LIMITED 1,400.000 67.63 94,682.00 137,237.72 (42,555.72) 760975.10-2 RIMM SPDR GOLD TRUST 400.000 98.85 39,540.00 33.482.00 6,058.00 78463V-10-7 GLD Total Non US Equity $280630.86 5312314.98 (531.684.12) $26.00 0.01% Page 6 of 36 SB1062192-F1 4349 EFTA01666221

J.P.Morgan 6111SI.AINE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Cash & Short Term Summary Asset Categories Cash (99,602.93) 181,393.09 280,996.02 11% Shod Term 435,974.18 390,399.14 (45,575.04) 25% Total Value $336,37125 $571,792.23 $235,420.98 36% Market Value/Cost Current Period Value Market Value 571,792.23 Tax Cost 549,082.68 Unrealized Gain/Loss 22,709.55 Estimated Annual Income 11,977.84 Accrued Interest 4,653.10 Yield 1.92% Beginning Ending Market Value Market Value Change Current Asset Categories In Value Allocation can Short Term Page 7 of 36 SB1062192-F1 4350 EFTA01666222

J.P.Morgan DWAINE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Cash & Short Term Summary SUMMARY BY MATURITY CONTINUED Short Term Market Value Less than 3 months 3-6 months 109.595.30 280.803.84 Total Value $390,399.14 SUMMARY BY TYPE Short Term Market %of Bond Value Portfolio International Bonds 390,398.14 99% Mutual Funds 1.00 1% Total Value $390,399.14 100% Page 8 of 36 SB1062192-F1 4351 EFTA01666223

J.P.Morgan GIIISLAINE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Note: ' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is lett in the account. Cash & Short Term Detail Quantity Price Market Value Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Original Accrued Interest Cash AUSTRAUA DOLLAR 77,531.25 0.88 68,425.20 66,723.40 1,701.80 POUND STERUNG 7.71 1.60 12.33 12.05 0.28 US DOLLAR 112,955.56 1.00 112,955.56 112,955.56 79.06 0.07%' 0.92 Total Cash $181,395.09 5179,691.01 51,702.08 $79.06 0.04% $0.92 Short Term JPMORGAN NEW YORK MUNICIPAL MONEY 1.00 1.00 1.00 1.00 MARKET FUND MORGAN SHARE CLASS FUND 3 4812A0-81-3 JP MORGAN CHASE BANK - NZD 151,498 89 72.34 109.594 30 97,380.17 12,214.13 2,027.48 1.85% LONDON TIME DEPOSITS 1.8500% 5.58 DATED 09/30/2009 MATURITY 11/30/2009 HELD BY LONDON TREASURY SERVICES Bearer 607041-9S-7 NZD Page 9 of 36 SB1062192-F1 4352 EFTA01666224

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Quantity Price Market Value Tax Cost Adjusted Unrealized GairVLoss Estimated Annual Income Yield Original Accrued Interest Short Term KFW BRL MEDIUM TERM NOTE 9 118% FEB 5 2010 DTD 10/05/2007 HELD BY EUROCLEAR ISIN:XS0323929546 SEDOL:B284W67 B1 OCZP-9B-7 AAA /AM BRL 125,000.00 56.35 70.435.28 72,010.50 (1.575.22) 6,402.25 4,174.61 7.71% JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.5000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R-9F-3 AUD 119,047.61 88.26 105,065.49 100,000.00 5065.49 2,626.63 357.43 2.49% JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R-9T-3 NOK 611,000.00 17.23 105,303.07 100,000.00 5,303.07 842.42 114,56 0.80% Total Short Term $390.399.14 5369.391.67 $21,007.47 $11,898.78 $4.652.18 2.80°. Page 10 of 36 SB1062192-F1 4353 EFTA01666225

J.P.Morgan 6111SI. INE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Fixed Income Summary Asset Categories Beginning Ending Market Value Market Value Change Current Asset Categories In Value Allocation US Fixed Income • Taxable US Fixed Income • Non Taxable 201,586.00 0.00 (201,586.00) 251,362.00 401,573.11 150,211.11 25% Total Value $452,948.00 $401,573.11 ($51,374.89) 25% Market Value/Cost Current Period Value Market Value 401,573.11 Tax Cost 400,886.74 Unrealized Gain/Loss 686.37 Estimated Annual Income 10,357.68 Accrued Interest 1,898.66 Yield 2.41% Page 11 of 36 SB1062192-F1 4354 EFTA01666226

J.P.Morgan GHISLAINE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Fixed Income Summary SUMMARY BY MATURITY CONTINUED Fixed Income Market %of Bond Value Portfolio Less than 5 years' SUMMARY BY TYPE 401,57111 100% Fixed Income Market Value % of Bond Portfolio Corporate Bonds 201.104.11 50% Government and Agency Bonds 200.469.00 50% Total Value $401,573.11 100% 'The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Page 12 of 36 SB1062192-F1 4355 EFTA01666227

J.P.Morgan HISLAINE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Fixed Income Detail Quantity Price Market Value Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Original Accrued Interest US Fixed Income - Taxable GOLDMAN SACHS GROUP INC 150,000.000 101.00 151,495 50 150,780.00 715.50 2,437.50 1.06% 1 5/8% JUL 15 2011 514.50 DTD 01/21/2009 38146F-AF-8 AM /AAA INTL BK RECON & DEVELOP-BRL 90,000.000 55.12 49,608.61 50,106.74 (498.13) 4,420.18 9.50% 8 3/4% JUN 15 2012 1,307.86 DTD 08/20/2009 HELD BY EUROCLEAR ISIN:XS0446421157 SED0L:6435Z93 459058-9B-1 MA /AM BRL FEDERAL HOME LOAN BANK 100,000.000 100.16 100,156.00 100,000.00 156.00 1,500.00 1.45% 1 1,2% DEC 14 2012 70.80 DTD 09/14/2009 STEP CPN 3133XU-NX-7 MA /AM FEDERAL HOME LOAN BANK 100,000.000 100.31 100,313.00 100,000.00 313.00 2,000.00 1.92% 2% SEP 30 2013 5.50 DTD 09130/2009 STEP CPN 3133XU-TS-2 AAA /MA Total US Fixed Income - Taxable 5401573.11 $400,806.74 $686.37 510,357.68 2.4100 51.898.66 Page 13 of 36 SB1062192-F1 4356 EFTA01666228

J.P.Morgan 6111SL \ INE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Other Assets Summary Beginning Ending Change Current Asset Categories Asset Categories Estimated Value Estimated Value In Value Allocation Other 15,498.00 13,818.00 (1,680.00) 1% Other Assets Detail Estimated Quantity Price Value Cost Estimated Gam Loss Other PROSHARES ULTRSHORT COO 74347R-87-5 OID 600.000 23.03 13918.00 17.407.50 (3.589 50) Page 14 of 36 SB1062192-F1 4357 EFTA01666229

J.P.Morgan GIIISLAINE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME Transactions Current Period Value Year-To•Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 387.00 0.00 Income Contributions 3,955.78 19,271.95 14%719.52 1,049,719.52 Total Inflows OUTFLOWS $153,875.30 $1,088,991.47 $0.00 $0.00 Withdrawals (5,689,555.81) Interest PurchaSed (182.81) Foreign Exchange - Outflows (50.108.74) (483,283.53) Total Outflows TRADE ACTIVITY ($50,106.74) ($8,173,0Z2.15) $0.00 $0.00 Settled Sales/Maturities/Redemptions 209,000.00 6,571,763.37 Sewed Securities Purchased (200.000.00) (1,448.908.40) Total Trade Activity $9,000.00 SS,122,854.97 $0.00 $0.00 Ending Cash Balance $112,955.56 $0.00 • Year to date information is calculated on a calendar year basis. Page 15 of 36 SB1062192-F1 4358 EFTA01666230

J.P.Morgan 6111SL \ INE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Portfolio Activity Summary - U S Dollar Cost Adjustments Current Year-To-Date Period Value Value' Amortization (56.86) Total Cost Adjustments $0.00 ($5UG) . Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Sethement Date Type Per Unit PRINCIPAL INCOME Description Quantity Amount Amount Amount 9/1 Interest Income DEPOSIT SWEEP INTEREST FOR AUG. @ .07% RATE ON NET AVG COLLECTED BALANCE OF $3.674.99 AS OF 09/01/09 0.22 9/11 Free Delivery RESEARCH IN MOTION LIMITED JPMORGAN CLEARING CORP TRADE DATE 09/11/09 (200.000) 9/11 Spot FX LINKED CURRENCY TRANSACTION - BUY 91,374.650 (50,106.74) BUY SRL SELL USD EXCHANGE RATE 1.823600000 DEAL 09/08/09 VALUE 09/11/09 9/11 Misc. Receipt TRANSFER FROM MINA A/C 99,612.79 TO ASSET A/C. 9/14 Misc. Receipt TO COVER SECURITY PURCHASE 50,106.74 SB1062192-F1 Page 16 of 36 4359 EFTA01666231

J.P.Morgan ISI. \ INE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 INFLOWS & OUTFLOWS Settlement Date Type Per Unit PRINCIPAL INCOME Description Cuantity Amount Amount Amount I 18 Non Taxable Exchange JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND RESERVE SHARE CLASS FUND 24 NON•TXBL CONVERSION NC) 09/18/09 EXCH 1 SHARE FOR 1.000000 OF CUSIP 4812A0813 TRADE DATE 09/18/09 TRADE DATE 09/18/09 (1.000) 9/18 Non Taxable Exchange JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND MORGAN SHARE CLASS FUND 3 NON•TXBL CONVERSION NO 09/18/09 EXCH 1 SHARE FOR 1.000000 OF CUSIP 4812A0821 TRADE DATE 09/18/09 TRADE DATE 09/18/09 1.000 9/29 Accrued Interest Received CITY OF NEW YORK N Y NYC PUBLIC IMPS UNLIMITED TAX 4% SUBSER L-1 APR 01 2019 DTD 4/23/2008 HELD BY DTC BOOK ENTRY PAR CALL 04/01/2018 0 100 200.000.000 0.02 3.955.56 Total Inflows & Outflows S103.568.56 Page 17 of 36 SB1062192-F1 4360 EFTA01666232

J.P.Morgan 6111SL INE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Settlement Per Unit Realized Date Date Type Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled SalesMaturities4Redemptions 9 24 9 29 Sale CITY OF NEW YORK N Y (200,000.000) 104.50 209000.00 (198.768.00) 10,232.00 L NYC PUBLIC IMPS UNLIMITED TAX 4% SUBSER L-1 APR 01 2019 DTD 4/23/2008 HELD BY OTC BOOK ENTRY PAR CALL 04/01/2018 0 100 104.50 JP MORGAN SECURITIES INC (BIDL) TRADE DATE 09/24/09 Trade Settlement Date Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 8/19 9/14 Purchase FEDERAL HOME LOAN BANK 100,000.000 100.00 (100,000.00) • 1 112% DEC 14 2012 DTD 09/14/2009 STEP CPN 100.00 JP MORGAN SECURITIES INC (BIDL) TRADE DATE 08/19/09 Page 18 of 36 SB1062192-F1 4361 EFTA01666233

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Trade Settlement Date Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 9S 9/30 Purchase FEDERAL HOME LOAN BANK 100.000.000 100.00 (100,000.00) 2% SEP 30 2013 DTD 09/30/2009 STEP CPN @ 100.00 JP MORGAN SECURITIES INC (BIDL) TRADE DATE 09/08/09 Total Settled Securities Purchased ($200,000.00) Page 19 of 36 SB1062192-F1 4362 EFTA01666234

J.P.Morgan CHIsl. %INF, MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Local Value Transactions Curren: Period Value Year • To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Income 2,420.44 1250.43 2,812.50 1,375.50 Foreign Exchange - Inflows 162,949.47 196,362.11 Total Inflows OUTFLOWS $2,420.44 $164,199.90 2,812.50 197,737.81 Tax Payments (242.04) (242.04) (281.25) (281.25) Total Outflows TRADE ACTIVITY ($242.04) ($242.04) (281.25) (281.25) Settled Saler/Maturities/Redemptions 64.545.00 64.545.00 75.000.00 75.000.00 Settled Securities Purchased (161,779.46) (194.925.11) Total Trade Activity $64,545.00 ($97,234.48) 75,000.00 (119,925.11) Ending Cash Balance 77,531.25 ' Year to date information is calculated on a calendar year basis. Page 20 of 36 SB1062192-F1 4363 EFTA01666235

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Portfolio Activity Summary - Australia Dollar INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value* Period Value Value' • Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS 0.00 0.00 Settlement Date Type Description Quantity Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Gain/Loss USD Local Value Local Value Local Value 9/15 Foreign Interest AUSTRALIAN GOVERNMENT - AUD 75,000.000 0.032 2,420.44 7 122% SEP 15 2009 0.038 2.812.50 DTD 09'15,1996 HELD BY EUROCLEAR ISIN:AU0000XCLWF9 SEDOL:6058638 9/15 Foreign Tax Withheld AUSTRALIAN GOVERNMENT-AUD (281.250) (242.04) 7 1/2% SEP 15 2009 (281.25) DTD 09/15/1996 HELD BY EUROCLEAR ISIN:AU0000XCLWF9 SEDOL:6058638 TAX WITHHELD AUSTRALIA 10.00% Total Inflows & Outflows $2,178.40 $0.00 Page 21 of 36 SB1062192-F1 4364 EFTA01666236

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 TRADE ACTIVITY - Australia Dollar Note: C indicates Currency Gaintoss Per Unit Trade Settlement Amount USD Proceeds USD Tax Cost USD Realized Date Date Type Description Quantity Local Value Local Value Local Value Gain/Loss USD Settled Sales/Maturities/Redemptions 9/15 9/15 Redemption AUSTRALIAN GOVERNMENT - AUD (75,000.000) 85.905 64,545.00 (81,779.48) 2,765.54 C 712% SEP 15 2009 100.00 75,000.00 (75,877.50) DTD 09/15/1996 HELD BY EUROCLEAR ISIN:AU0000XCLWF9 SEDOL:6058638 TO REDEMPTION Page 22 of 36 SB1062192-F1 4365 EFTA01666237

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 911/09 to 9/30109 Portfolio Activity Summary - Brazilian Real PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 Foreign Exchange - Inflows 50,106.74 122,117.24 91,374.65 223,434.71 Total Inflows TRADE ACTIVITY 450,108.74 6122,117.24 91,374.65 223,434.71 Sallied Securities Purchased (50,106.74) (122,117.24) (91,374.65) (223,434.71) Total Trade Activity ($50,106.74) (5122,117.24) (91,374.65) (223,434.71) Ending Cash Balance 0.00 • Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' • Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 23 of 36 SB1062192-F1 4366 EFTA01666238

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Portfolio Activity Detail - Brazilian Real INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 9,11 Spot FX TRADE ACTIVITY - Brazilian Real LINKED CURRENCY TRANSACTION - BUY (50,106.740) 50,106.74 BUY BRL SELL USD 91,374.65 EXCHANGE RATE 1.823600000 DEAL 09/08/09 VALUE 09/11/09 Per Unit Market Trade Settlement Amount USD Cost USD Currency Date Date Typo Description Quantity Local Value Local Value Gain/Loss USD Settled Securities Purchased 9/8 9/11 Purchase INTL BK RECON & DEVELOP- BRL 8 3/4%JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN:XS0446421157 SE DOL :R.015793 90,000.000 55.631 (50,106.74) 101.527 (91,374.65) Page 24 of 36 SB1062192-F1 4367 EFTA01666239

J.P.Morgan Guist, %INF. MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Portfolio Activity Summary - N Zealand Dollar PRINCIPAL US Dollar Value Local Value Transactions Curren: Period Value Year • To-Date Current Period Value Year-To-Date Value* Beginning Cash Balance INFLOWS 0.00 Income 343.67 654.00 481.16 1,013.89 Foreign Exchange - Inflows 98,216.82 151,354.25 Total Inflows OUTFLOWS 8343.67 $98,870.82 481.18 152,388.14 Withdrawals (343.67) (343.67) (481.16) (481.16) Tax Payments (316.28) (498.75) Total Outflows TRADE ACTIVITY ($343.87) ($659.95) (481.16) (979.91) Settled Sales/Maturities/Redemptions 60244.23 95,000.00 Settled Securities Purchased (158,455.10) (246,388.23) Total Trade Activity 80.00 ($98,210.87) 0.00 (151,388.23) Ending Cash Balance 0.00 ' Year to date information is calculated on a calendar year basis. Page 25 of 36 SB1062192-F1 4368 EFTA01666240

J.P.Morgan \ INF. MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Portfolio Activity Summary - N Zealand Dollar INCOME US Dollar Value Local Value Transactions Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Beginning Cash Balance 0.00 Ending Cash Balance • Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - N Zealand Dollar INFLOWS & OUTFLOWS 0.00 Settlement Date Type Description Quantity Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Local Value Local Value Local Value Gain/Loss USD 9730 Foreign Interest JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 1.8500% DATED 07/30/2009 MATURITY 09/30/2009 HELD BY LONDON TREASURY SERVICES 151,017.730 0.002 0.003 343.67 481.16 9/30 Misc. Disbursement RU: ROLLOVER TO TIME DEPOSIT N ZEALAND DOLLAR (481.160) (343.67) (481.16) 9/30 Receipt of Assets JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 1.8500% DATED 09/30/2009 MATURITY 11/30/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 151,498.890 Page 26 of 36 SB1062192-F1 4369 EFTA01666241

J.P.Morgan GHISLA1NE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 INFLOWS & OUTFLOWS Settlement Date Type Description Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Quantity Local Value Local Value Local Value Gaintoss USD 930 Free Delivery JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 1.8500% DATED 07/30/2009 MATURITY 09/30/2009 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD 051,017.7301 Total Inflows & Outflows 50.00 Page 27 of 36 SB1062192-F1 4370 EFTA01666242

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Portfolio Activity Summary - NORWEGIAN KRONE PRINCIPAL US Dollar Value Local Value Current Transactions Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 100,000.00 0.00 Foreign Exchange - Inflows 611,000.00 Total Inflows TRADE ACTIVITY $0.00 $100,000.00 0.00 611,000.00 Settled Securities Purchased (100.000.00) (611.000.00) Total Trade Activity $0.00 (6100,000.00) 0.00 (611,000.00) Ending Cash Balance • Year to date information is calculated on a calendar year basis. 0.00 INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' • Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 28 of 36 SB1062192-F1 4371 EFTA01666243

J.P.Morgan GHISLAINE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Portfolio Activity Detail - NORWEGIAN KRONE No Activity This Period Page 29 of 36 SB1062192-F1 4372 EFTA01666244

J.P.Morgan CHISLAINE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 6.18 Income 9.37 1.70 6.09 Total Inflows OUTFLOWS 52.82 (0.28', $9.37 1.70 6.09 Tax Payments (0.95) (0.17) (0.62) Total Outflows ($0.28) ($0.95) (0.17) (0.62) Ending Cash Balance 7.71 ' Year to date information is calculated on a calendar year basis. INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Ending Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' ' Year to date information is calculated on a calendar year basis. 0.00 0.00 Page 30 of 36 SB1062192-F1 4373 EFTA01666245

J.P.Morgan GHISLA1NE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date Type Description Quantity Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Gain/Loss USD Local Value Local Value Local Value 9,8 Foreign Dividend BP PLC 18.000 0.157 2.82 HELD BY JPMORGAN CHASE BK LON 0.094 1.70 MIN GB0007980591 SEDOL 0798059 @ 0.094477 PER SHARE 9,8 Foreign Tax Withheld BP PLC (0.170) (0.28) HELD BY JPMORGAN CHASE BK LON (0.17) MIN GB0007980591 SEDOL 0798059 TAX WITHHELD UNITED KINGDOM 10.00% Total Inflows & Outflows $2.54 $0.00 Page 31 of 36 SB1062192-F1 4374 EFTA01666246

J.P.Morgan GHISLAINE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Settled Foreign Exchange Contracts Trade Date Currency Amount Contracted Base Revalued Settle Date Counter Currency Counter Amount Contract Rate Revaluation Rate Amount USD Amount USD Currency G/L Trade Related BRAZILIAN REAL Sep. 8 09 BRL 91,374.65 1.823600 1.823600 (50.106.74) 50,106.74 U S DOLLAR Sep. 11 09 USD (50,106.74) Page 32 of 36 SB1062192-F1 4375 EFTA01666247

J.P.Morgan C1114,1, \ INF. MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 In Case of Errors or Questions About Your Electronic Transfers. Contact your J.P. Morgan Team at one of the telephone numbers on the front of this statement or write us at 500 Stanton Christiana Road. POPS. Newark. DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about. and explain as clearly as you can why you believe it is in error or why you need more information. (3) tell us the dollar amount of the suspected error. If you contact us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 days for purchases using your debit card or for international transactions). we will credit your account for the amount you think is in error, so that you will have the use of money during the time it takes us to complete our investigation. In case of errors or questions about your statement, Including your Ilne of credit. If you think that your statement is incorrect or if you need more information about a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send it to: J.P. Morgan's Private Bank. 500 Stanton Christiana Road. 1/OPS3. Newark. DE 19713-2107. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can contact your client service specialist but doing so will not preserve your rights. Please review your account statement and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments. and unaccounted cash positions in writing to both the introducing broker, JPMSI and the clearing firm, JPMCC at the addresses shown on your statement. Any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your JPMSI Account Representative or JPMSI Compliance Department at (212) 483-2323. In your letter, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can. why you believe there is an error. If you need more information. you must describe the item you are unsure about. Page 33 of 36 SB1062192-F1 4376 EFTA01666248

J.P.Morgan ‘INE MAXWELL ACCT For the Period 9/1/09 to 9/30/09 Important Information about Pricing and Valuations Certain assets including but not limited to. pooled private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid. the value of which may have been provided to us by third parties who may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein has been obtained from sources that J.P. Morgan believes to be reliable and is furnished for the exclusive use of the client. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. The current price is the value of the financial asset share. unit or contract as priced al the dose of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example. JPMorgan London Time Deposits) reflect the original deposit amount only. The current value for Real Estate. Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are indicative values as of the close of business of the date of this statement and, except as otherwise agreed in writing. these valuations do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated as of the date of this statement. We do not warrant their completeness or accuracy. These valuations are derived from proprietary models based upon well-recognized financial principles and we have, when necessary to calculate the present value of future cash flows, made reasonable estimates about relevant future market conditions. Valuations based on other models or different assumptions may yield different results. J.P. Morgan expressly disclaims any responsibility for (t) the accuracy of the models or estimates used in deriving the valuations. (2) any errors or omissions in computing or disseminating the valuations. and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction, Please review your statement promptly and report any discrepancies immediately to an account officer whose name appears on the contact page of this statement. The JPMorgan Funds or The JPMorgan Institutional Funds or The American Century Funds Shares of the funds are not bank deposits and are not guaranteed by any bank. government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of the Bank. The Bank and its affiliates receive compensation from JPMorgan Funds for providing services. American Century Investment Services. Inc. is the distributor of the American Century Funds. American Century Investment Management Inc. serves as investment advisor to its respective fund family and receives compensation from that fund family for providing investment advisory and other services. Page 34 of 36 SB1062192-F1 4377 EFTA01666249

J.P.Morgan ti %Rh MAXWELL ACCT. For the Period 9/1/09 to 9/30/09 Important Information Regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements. Accordingly, investors should not rely on pricing information appearing in their statements with respect to ARS. Additional Information About Your Accounts Securities purchased or sold through JPMSI (I) other than mutual funds, are cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of JPMSI, and (2) other than exchange-listed options, are held in your Asset Account at JPMorgan Chase Bank, N.A. Positions in exchange-listed options are held by J.P.Morgan Clearing Corp. and are not delivered to or from your Asset Account. For your convenience, however, positions in exchange-listed options are presented in this Asset Account statement together with other assets held in that account. All pertinent information about your settled and pending purchases and sales effected through your JPMSI account during the period covered by this statement. is summarized in the "Trade Activity" portion of this statement. You should have received separate confirmations for each securities transaction, All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished to you. Upon written request, JPMSI will promptly supply you with the latest such information. Shareholders of certain JPMorgan Funds are charged a redemption fee equal to 2% of the proceeds if they exchange or redeem shares of such funds within 60 days of purchase. subject to certain exceptions set forth in the prospectus of the applicable Fund. Please consult your J.P. Morgan representative for a list of the JPMorgan Funds that impose redemption fees. JPMCC and JPMSI are members of the Securities Investor Protection Corp ("SIPC"). a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMSI and JPMCC are protected by SIPC up to $500,000 per customer. which includes up to $100,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value 01 the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the 'Bank") are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371.6300. To the extent applicable, please read the following disclosures regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a retum of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. JPMSI, JPMCB or their affiliates (the ',LP. Morgan Companies') may provide administrative, custodial, sales, distribution or shareholder services to JPMorgan Funds. American Century Funds, or funds established, sponsored, advised, or managed by third parties, and the J.P. Morgan Companies may be compensated for such services. A financial statement ol this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. Bank products and services are offered through JPMCB and its affiliates. Securities are offered by JPMSI and, to the extent noted above, cleared through JPMCC. If a partial call is made with respect to an issue of securities included in your Account we will allocate the call by a method we deem fair and equitable. You must promptly advise JPMSI of material changes in your investment objectives or financial situation. Unless you inform JPMSI otherwise, JPMSI will consider the information currently in its files to be complete and accurate. Page 35 of 36 SB1062192-F1 4378 EFTA01666250

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 911/09 to 9/30109 JPMSI is not a bank and is a separate legal entity from its bank or thrift affiliates, including JPMCB. The securities sold, offered, or recommended by JPMSI: (1) Are not insured by the Federal Deposit Insurance Corporation, or any other governmental agency; (2) Are not deposits or other obligations of JPMSI's bank or thrift affiliates (unless otherwise indicated), and are not guaranteed by or the responsibility of any such affiliates (unless explicitly stated otherwise); and (3) Involve investment risks, including possible loss of the principal invested. JPMSI's banking affiliates may be lenders to issuers of securities that JPMSI underwrites, in which case proceeds of offerings underwritten by JPMSI may be used for the repayment of such loans, and you should refer to the disclosure documents relating to particular securities for discussion of any such lending relationships. The Federal Reserve requires that JPMSI obtain your consent before it can obtain certain information from its bank or thrift affiliates, including their credit evaluation of you. We will assume that your continuing to transact business with JPMSI will constitute your consent to the sharing of such information by JPMSI and its bank or thrift affiliates. to the extent permitted by law. DEPOSITS IN FOREIGN BRANCHES ARE NOT INSURED BY THE FDIC, THE FEDERAL RESERVE BOARD OR ANY OTHER GOVERNMENTAL AGENCY; AMOUNTS IN THE TIME DEPOSITS DO NOT HAVE THE BENEFIT OF ANY DOMESTIC PREFERENCE APPLICABLE TO U.S. BANKS. Page 36 of 36 SB1062192-F1 4379 EFTA01666251

J.P.Morgan JPN1organ Chase Bank, N.A. GHISLAINE MAXWELL ACCT. 345 Park Avenue, New York, NY 10154-1002 (Reviewed) For the Period 10/1/09 to 10/31/09 0000000;74 000 20 00003 MAX WE00 2009r 109 Asset Account J.I'. Morgan Private Bank Team Online access www.MorganOnline.com Table of Contents Page Client News Account Summary 2 If you plan to make gifts of securities this year, please Holdings notify your Client Service Representative before December 1, 2009. This will allow us to process your Equity 4 request before year-end and meet the deadline for tax Cash and Short Term 7 filing purposes. Fixed Income 11 As we previously informed you. J.P. Morgan Clearing Options 14 Corp. ('JPMCC-) clears equity securities transactions Other Assets 15 and listed options transactions with regard to this account Portfolio Activity 16 and will, sometime in November or December 2009. begin clearing fixed income securities transactions as well. As clearing broker, JPMCC will be responsible for settling transactions, issuing trade confirmations and handling the various details incidental to the clearing Of these securities. Page 1 of 37 SB1062192-F1 4380 EFTA01666252

J.P.Morgan GBISLA INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Account Summary .ksset . \lineation Beginning Ending Change Market Value Market Value In Value Estimated Current Asset Allocation Annual Income Allocation Equity 612,459.41 561,367.96 (51,091.45) 140.00 37% Cash & Short Term 571,79223 503,062.33 (68.729.90) 14,977.98 34% Fixed Inoome 401,573.11 403,399.04 1,825.93 10,450.00 27% Options 0.00 (370.00) (370.00) Other Assets 13,818.00 24,180.00 10,342.00 23.00 2% Market Value Accruals $1,599,642.75 6.551.76 $1,491,819.33 8.605.98 ($108,023.42) 2.054.20 100% Market Value with Accruals $1,606,194.51 $1,500,225.29 (3105,98922) Portfolio tulis its Current Period Value Year-to -Date Value Beginning Market Value 1,599,842.75 8,377,327.40 Contributions 58,828.00 1,108,547.52 Withdrawals & Fees (113,124.35) (5,803,024.78) Securities Transferred In 322,145.81 322,145.81 Securities Transferred Out 416 396.97 (885.357.36) Net ContributionsMlithdrawals ($148,547.51) ($5,257,688.81) Income & Distributions 169.01 22,941.21 Change In Investment Value 40,355.08 349,039.53 Ending Market Value $1.491,619.33 $1,491,819.33 Accruals 8,605.96 8,605.96 Market Value with Accruals $1,500,225.29 $1,500,225.29 SPAY a.aa Short Tom Page 2 of 37 SB1062192-F1 4381 EFTA01666253

J.P.Morgan ISI. %INF MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Account Summary CONTINUED Tax Current Period Value Year-to-Date Value Current Year-to-Date Period Value Value Domestic Dividends/Distributions 1,919.85 ST Realized Gain&oss (12,793.03) Foreign Dividends 0.25 9.62 LT Realized Gai&Loss 10,232.00 Currency Gain/Loss 1,826.12 Realized Gain'Loss (82,561.03) Interest Income 168.76 2.939/4 Taxable Income 069.01 $6,695.33 Tax-Exempt Income 16.302.74 To•Date Value Unrealized GaIn/Loss $33,285.65 Bond Premium Amortization (56.86) Tax-Exempt Income $16,245.88 Page 3 of 37 SB1062192-F1 4382 EFTA01666254

J.P.Morgan 6111SIA INF MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Equity Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation Asset Categories EgWy US Large Cap 321,744.00 363,082.00 41,338.00 23% US Mid Cap/Small Cap 10,084.55 10,063.56 (20.99) 1% Non US Equity 280,630.86 188.222.40 (92,408.46) 13% Total Value $612,459.41 $561.367.96 ($51,091.45) 37% US Mid Cap Small Ca➢ Market Value/Cost Current Period Value Non US Equity Markel Value 561,367.96 Tax Cost 559,948.26 Unrealized Gain&oss 1,419.70 Estimated Annual Income 140.00 Yield 0.02% US Lilo* Cap Page 4 of 37 SB1062192-F1 4383 EFTA01666255

J.P.Morgan GHISLA INK MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Equity Detail Market Quantity Price Value Tax Cost Estimated Annual Income Unrealized Accrued GWntoss Dividends Yield US Large Cap GOOGLE INC CL A 38259P-50-8 GOOG PROSHARES ULTRASHORT S&P 500 74347R.88-3 SOS 600.000 536.12 321.672 00 41.410 00 327.732.70 44.809 50 (6,060.70) 114.00 0.28`0 1,000.000 41.41 (3.399.50) Total US Large Cap $363,082.00 $372,542.20 ($9,460.20) $114.00 0.03% US Mid Cap/Small Cap LIVEPERSON R4C 2,000.000 5.03 10,060.00 11,899.80 (1,839.80) 538148-10-1 LPSN VISTEON CORP 26.000 0.14 3.56 429.00 (425.44) DEFAULT 92839U-10-7 VSTN Total US Mid CapSmall Cap $10.063.56 012,32B.00 ($2,2155.24) $0.00 0.00% Non US Equity BP PLC 18.000 9.43 169.80 164.25 5.55 HELD BY JPMORGAN CHASE BK LON MIN GB0007980591 SEDOL 0798059 G12793-91-8 GBP Page 5 of 37 SB1062192-F1 4384 EFTA01666256

J.P.Morgan G ISL INE MAXWELL ACCT For the Period 10/1/09 to 10/31/09 Market Quantity Price Value Tax Cost Estimated Annual Income Unrealized Accrued Gain/Loss Dividends Yield Non US Equity CURRENCY SHARES EURO TRUST 1,000.000 147.02 147,020.00 141,404.41 5.615.59 26.00 0.02% 23130C-10-8 FXE GLAXOSMITHELJNE PLC 20.60 20.60 26.60 (6.00) 1.000 HELD BY JPMORGAN CHASE BIC LON GIN G60009252882/SECOL 0925288 G3910J-90-6 ZZZZ GBP SPDR GOLD TRUST 400.000 102.53 41,012.00 33,482.00 7,530.00 78463V-10.7 GLD Total Non US Equity $188,222.40 5175.077.26 $13,145.14 826.00 0.01% Page 6 of 37 SB1062192-F1 4385 EFTA01666257

J.P.Morgan 6111SIAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Cash & Short Term Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation Asset Categories Cash S Short Term Cash Cash 181,393.09 866.91 (180,526.18) 1% Shod Term 390,399.14 502,195.42 111,79628 33% Total Value $571,792.23 $503,062.33 ($68,729.90) 34% Market Value/Cost Current Period Value Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield 503,062.33 472,149.15 30,913.18 14,977.98 5,801.95 2.92% Shed Term Page 7 of 37 SB1062192-F1 4386 EFTA01666258

J.P.Morgan li ISI. INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Cash & Short Term Summary SUMMARY BY MATURITY CONTINUED Short Term Market Value Less than 3 months 215,750.06 3-6 months 2136.445.36 Total Value 5502,195.42 SUMMARY BY TYPE Short Term Market %of Bond Value Portfolio International Bonds Mutual Funds 502,194.42 1.00 99% 1% Total Value $502,195.42 100% Page 8 of 37 SB1062192-F1 4387 EFTA01666259

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is lett in the account. Cash & Short Term Detail Quantity Price Market Value Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Original Accrued Interest Cash POUND STERUNG 7.85 1.65 12.94 12.27 0.67 0.59 0.96 0.07% ' US DOLLAR 853.97 1.00 853.97 853.97 Total Cash Short Term JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND MORGAN SHARE CLASS FUND 3 4812A0-81-3 1.00 1.00 $866.91 1.00 $866.24 1.00 $0.67 $0.59 $0.96 0.07% JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.7000% DATED 10/30/2009 MATURITY 11/06/2009 HELD BY LONDON TREASURY SERVICES Bearer 60705A-9N-1 AUD 117,563.64 90.36 106,230.54 101,89124 4,339.30 2,868.21 15.93 2.71% Page 9 of 37 SB1062192-F1 4388 EFTA01666260

J.P.Morgan GHISLA INF MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Quantity Price Market Value Tax Cost Adjusted Unrealized GairVLoss Estimated Annual Income Yield Original Accrued Interest Short Term JP MORGAN CHASE BANK - NZD LONDON TIME DEPOSITS 1.8500% DATED 09/30/2009 MATURITY 11/30/2009 HELD BY LONDON TREASURY SERVICES Bearer 607041-9S-7 NZD 151,498.89 72.29 109.518.52 97380.17 12,138.35 2,026.08 180.04 1.85% KFW BRL MEDIUM TERM NOTE 9 118% FEB 5 2010 DTD 10/05/2007 HELD BY EUROCLEAR ISIN:XS0323929546 SEDOL:8284W67 BI1X2P-9B-7 AAA /AAA BRL 125,000.00 57.31 71,641.41 72,010.50 (369.09) 6,535.97 4,816.92 8.75% JP MORGAN CHASE BANK - AUD LONDON TIME DEPOSITS 2.5000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R-9F-3 AUD 119,047.61 90.36 107,571.46 100,000.00 7,571.46 2,689.28 597.55 2.49% JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8000% DATED 08/13/2009 MATURITY 02/16/2010 HELD BY LONDON TREASURY SERVICES Bearer 60703R 9T3 NOK 611,000.00 17.55 107,232.49 100,000.00 7,232.49 857.85 190.55 0.80% Total Short Term 5502.195.42 $471,282.91 S30,912.51 $14.977.39 S5.800.99 2.93% Page 10 of 37 SB1062192-F1 4389 EFTA01666261

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Fixed Income Summary Asset Categories Beginning Ending Market Value Market Value Change Current Asset Categories In Value Allocation US Fixed Income - Taxable 401,573.11 403,399.04 1,825.93 27% Market Value/Cost Curren! Period Value Market Value 403,399.04 Tax Cost 400,886.74 Unrealized Gain/Loss 2512.30 Estimated Annual Income 10,450.00 Accrued Interest 2,804.01 Yield 2.33% Page 11 of 37 SB1062192-F1 4390 EFTA01666262

J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Fixed Income Summary SUMMARY BY MATURITY CONTINUED Fixed Income Market %of Bond Value Portfolio Less than 5 years' SUMMARY BY TYPE 403,399.04 100% Fixed Income Market %of Bond Value Portfolio Corporate Bonds 203,024.04 50% Government and Agency Bonds 200,375.00 50% Total Value $403,399.04 100% 'The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Page 12 of 37 SB1062192-F1 4391 EFTA01666263

J.P.Morgan ISI. ‘INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Fixed Income Detail Quantity Price Market Value Tax Cost Adjusted Unrealized Gain/Loss Estimated Annual Income Yield Original Accrued Interest US Fixed Income - Taxable GOLDMAN SACHS GROUP INC 150.000.000 101.22 151628 50 150,780 00 1648.50 2.437.50 0.90% 1 5/8% JUL 15 2011 717.60 DTD 01/21/2009 38146F-AF-8 MA /AAA INTL BK RECON & DEVELOP - BRL 90,000.000 56.88 51,195.54 50,106.74 1,088.80 4,512.50 9.04% 8 3/4% JUN 15 2012 1,718.41 DTD 08/20/2009 HELD BY EUROCLEAR ISIN:XS0446421157 SED0L:6435Z93 459058-9B-1 MA /MA BRL FEDERAL HOME LOAN BANK 100,000.000 100.13 100,125.00 100,000.00 125.00 1,500.00 1.46% 1 1,2% DEC 14 2012 195.80 DTD 09/14/2009 STEP CPN 3133XU-NX-7 MA /AM FEDERAL HOME LOAN BANK 100,000.000 100.25 100,250.00 100,000.00 250.00 2,000.00 1.93% 2% SEP 30 2013 172.20 DTD 09130/2009 STEP CPN 3133XU-TS-2 AAA /MA Total US Fixed Income - Taxable $403,399.04 $400,886.74 $2,512.30 $10,450.00 2.33°0 52.804.01 Page 13 of 37 SB1062192-F1 4392 EFTA01666264

J.P.Morgan li ISLA INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Options Summary Asset Categories Equity 0.00 (370.00) (370.00) Beginning Ending Change Current Market Value Market Value In Value Allocation Market Value/Cost Current Period Value Market Value (370.00) Premium (853.97) Unrealized Gain/Loss 483.97 Options Detail Market Quantity Price Value Premium Unrealized Gain/Loss Equity GOOGLE INC (1.000) (370.00) (853.97) 483.97 CALL OPTION DEC 09 @ 590 Underlying Asset Price = $538.12 3R599W-9L-S GOP LSAA / Page 14 of 37 SB1062192-F1 4393 EFTA01666265

J.P.Morgan ISLA INE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Other Assets Summary Beginning Ending Change Current Asset Categories Asset Categories Estimated Value Estimated Value In Value Allocation Other 13.818.00 24,160.00 10,342.00 2% Other Assets Detail poor I ) Ann Estimated Quantity Price Value Cost Estimated Gaintoss Other PROSHARES ULTRSHORT COO 74347R-87-5 OID 1,000.000 24.16 24.160,00 26.20350 (2,043 50) Page 15 of 37 SB1062192-F1 4394 EFTA01666266

J.P.Morgan CHISLAINE MAXWELL ACCT. For the Period 10/1/09 to 10/31/09 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME Transactions Current Period Value Year-To•Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 112,955.56 0.00 Income Contributions 0.92 19272.87 58,828.00 1,108,547.52 Total Inflows OUTFLOWS SSB,828.92 $1,127,820.39 $0.00 $0.00 Withdrawals (112,956.48) (5,802,512.29) Interest Purchased (182.81) Foreign Exchange - Outflows (35,000.00) (518,283.53) Total Outflows TRADE ACTIVITY ($147,956.48) ($8932050TIMO) $0.00 $0.00 Settled Sales/Maturities/Redemptions 6,571,763.37 Settled Securities Purchased (22.974.03) (1.471,882.43) Total Trade Activity (322,974.03) $5,099,880.94 $0.00 $0.00 Ending Cash Balance $853.97 $0.00 • Year to date information is calculated on a calendar year basis. Page 16 of 37 SB1062192-F1 4395 EFTA01666267