J.P.Morgan FINANCIAL TRUST COMPANY INC ACCT. For the Period 11/1/10 to 11/30/10 Trade Date Settlement Date Type DaseriptIon Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Settled Sales/Maturities/Redemptions 11/5 11/10 Sale WESTAR ENERGY INC 25.57241 76.717.23 BROKERAGE 150.00 TAX 8/OR SEC 1.30 J.P. MORGAN SECURITIES LLC TRADE DATE 11/05/10 (3,000.000) 25.522 78,586.93 (78,820.00) (54.07) S 11/10 11/16 Sale AMR CORP CV 6 1/4% OCT 15 2014 DTD 09128/2009 @ 120.25 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 11/10/10 (1,000,000.000) 120.30 1.202.500.00 (1.001.250.00) 201.250.00 S 11/10 11/16 Sale WESTPORT INNOVATORS INC 17.31033 51,930.99 BROKERAGE 150.00 TAX 8/OR SEC .88 J.P. MORGAN SECURITIES LLC TRADE DATE 11/10/10 (3,000.000) 17.26 51,780.11 (52,500.00) (719.89) S 11/11 11/16 Sale ENBRIDGE ENERGY PARTNERS L P UNIT OF LIMITED PARTNERSHIP INT (3,500.000) 60.099 210,346.44 (210,42000) (73.56) S 60.15 210,525.00 BROKERAGE 175.00 TAX 8/OR SEC 3.56 J.P. MORGAN SECURITIES LLC TRADE DATE 11/11/10 Account Page 25 of 41 Page 29 of 57 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00014218 SDNY_GM_00283416 EFTA01491899