From: Paul Morris Sent: 1/21/2014 1 To: Amanda Kirb I ; Brian M Biggar I ; Chip Packard er y Hart ]; Lawrence Weissman Mary C Keaven ]; Michael-1 Davis michael- acoby Morris Wolfgang-W Doerr [ Subject: AIS Requesti i• as been Submitted The Following Alternative Investment suitability request has been submitted. AIS Request Number: AIS-00003346 client Name : southern Financial LLC Comment on Approval: Reason for Rejection: Reason for Cancel: Reason for OnHold: Details Link : https://na4.salesforce.com/a1R60000000O73 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 108106 CONFIDENTIAL SDNY_GM_00254290 EFTA01451485