Subject: RE: Entity CRP Form and Guidance [C] From: Melinda Roy Date: Thu, 21 Apr 2016 11:53:00 -0400 To: Paul Morris ‹ > Classification: Confidential Paul, See attached for initial client outreach letter + all the forms they need to complete. You also need to brief the client on the phone before we can send these out. I addressed the letter to Jeffrey using the VI address. Not sure if you wanted it to go to the 345 Park office address. Let me know if you want anything changed. From: Paul Morris Sent: Thursday, April 21, 2016 11:14 AM To: Melinda Roy Subject: FW: Entity CRP Form and Guidance [C] Classification: Confidential Entity form Paul Morris Managing Director Deutsche Bank Private Bank Offic Cell: EFTA01478104

From: Armen Brash Sent: Sunday, April 17, 2016 10:59 PM To: USPWM Private Bankers and Assistants Subject: Entity CRP Form and Guidance [C] Classification: Confidential All, As promised, the final Entity form and guidance document are attached, to be obtained for new accounts as well as outreach to existing clients. Please also find attached an updated training deck which contains an update to Day 2 process (p 9) and additional guidance specific to the Entity form (p 12-13). These have all been posted to our mydb site: https://mydb.intranet.db.com/- docs/DOC-295946 Please let me know if you have any questions. Best, Armen fcid:[email protected] Armen Brash Director Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA EFTA01478105

Tel. Fax + Mobi Emai {cid:[email protected]} EFTA01478106