Subject: Monthly Annual Client U date Reports [I] From: Rich Iarossi Date: Tue, 03 Nov 2015 14:03:21 -0500 To: Paul Morris ‹ > Classification: For internal use only Hello, Please note that this e-mail contains information on Annual Client Updates that are already overdue and coming due. For those clients listed in the DUE IN section of this e-mail, please complete the ACU at your earliest convenience. For any client which is listed in the OVERDUE section of this e-mail, an ACU must be completed immediately. ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number Relationship Customer Name DUE IN 11/14/2015 Paul Morris 495399 THIRD LAKE CAPITAL RELATIONSHIP SSW 2007 LLC EFTA01475524

OVERDUE 4 Paul Morris 474262 BOIES FAMILY RELATIONSHIP Boles, Christopher OVERDUE 24 Paul Morris 474213 ELLIN, HOWARD RELATIONSHIP Ellin, Howard OVERDUE 5 Paul Morris 487265 SOUTHERN FINANCIAL RELATIONSHIP NES, LLC OVERDUE 24 Paul Morris 495397 THIRD LAKE CAPITAL RELATIONSHIP EFTA01475525

Wanek Trust of 2000 OVERDUE 27 Paul Morris 495598 THIRD LAKE CAPITAL RELATIONSHIP Wanek, Todd R. Kind regards, Rich Iarossi fcid:[email protected] Rich Iarossi Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street 10005-2836 New York, NY, USA Tel. Email fcid:[email protected] EFTA01475526