report1420653544161 >25% Pipeline Customer Name Opportunity Name ue Revenue Wanek Trust of 2000 Brokerage ns) 5000000 - 0 Wanek, Karen A. JTWROS Brokerage ns) 5000000 - 0 Black, Leon D. KCP Proposal 0.75 Brokerage (Commissions) 50000000 Patriot Strategy Partners Patriot Strategy Partners- Proposal 0.75 ommissions) 25000000 50000 50000 PRODUCT(D6,H6)=37500 Southern Financial LLC Additional Brokerage Business Committed-Not Funded 0.75 ommissions) 75000000 2000000 2000000 PRODUCT(D7,H7)=1500000 SSW 2007 LLC SSW 2007 LLC- Business Committed-Not Funded 0.75 Private Wealth Market 2000000 40 8000 PRODUCT(D8,H8)=6000 Black, Leon D. Banking Developed 0.50 Private 200000 PRODUCT(D9,H9)=100000 Black, Leon D. Art Lending Developed 0.50 00000 100 2500000 PRODUCT(D10,H10)=1250000 Cummings, Ian Share Collars Developed 0.50 00 PRODUCT(D11,H11)=125000 Falcon Trail Capital, LLC 000 - 0 Falcon Trail Capital, LLC 000 - 0 Gagosian, Larry Deposits 40 100000 50000 Gas low, Lawrence ing 25000000 Richardson, Julie G. 0000 25000 25000 SK Family Office Arm 15000000 Shumway, Chris Brokerage 00 50000 Third Lake Capital t 20000000 Third Lake Capital t 10000000 - Ziff Deposits Proposal 0.50 200000 100000 Benefit Street Partners Benefit Street Partners- Developed ing (Secured) 30000000 100 300000 PRODUCT(D22,H22)=75000 Blue Mountain Capital Management, LLC Credit Line Developed t 50000000 100 500000 PRODUCT(D23,H23)=125000 Bommer, Scott Residential Mortgage Developed 0.25 Standard 0000 100 250000 PRODUCT(D24,H24)=62500 Bommer, Scott Deposits Developed 40 100000 PRODUCT(D25,H25)=25000 Bronfman, Edgar Bronfman, Edgar Developed 0.25 Private Wealth Premium Checking w/Interest 25000000 40 100000 PRODUCT(D26,H26)=25000 Bryant Jr., Donald Deposits Developed 0.25 Private Wealth Premium Checking w/In terest 10000000 40 40000 PRODUCT(D27,H27)=10000 Cavalry Portfolio Services, LLC Brokerage Developed 0.25 Brokerage (Commissions) 1000 0000 0 Cavalry Portfolio Services, LLC ing 50000000 40 Ergen, Charles Deposits 50000000 40 200000 Ergen, Charles Brokerage 0 Ergen, Charles Credit Line 00000 100 3000000 Fitzgibbons, John Arm 4000000 100 Fitzgibbons, John 000 100 50000 Gaslow, Peter Gaslow, 0 Gerschel, Patrick 0000 0 Hyman, Ed Hyman, Ed- 0 Jain, Sunil Jain, Sunil- 25000000 40 100000 Keenan, William Howard Keenan, 0000 - 0 Laf font, Philppe 0000 100 250000 Stage % Product Name Business Committed-Not Funded Business Committed-Not Funded Assets BPS/Fee Actual Reven 0.90 Brokerage (Commissio 0.90 Brokerage (Commissio CLO 2 Proposal CLO Proposal Proposal 0.50 Gas low, Lawrence- 40 100000 PRODUCT Richardson, Julie G.- PRODUCT(D16,H16)=12500 Residential Mortgage 100 150000 PRODUCT(D17,H17)=75000 Proposal 0.50 Brokerage 0 Brokerage (C Brokerage (C Premium Money Wealth Premium Checking 50000000 40 U.S. Structured Lending (Secured) 2500 Brokerage (Commissions) 5000000 250000 2500 0.50 Derivatives (Equity - Swap) 5000 0.50 Derivatives (Equity - Swap) 5000 Private Wealth Premium Checking 25000000 Proposal (D15,H15)=50000 Proposal Developed SOF III Marinas 0.50 Private Wealth Premium Check 0.50 Brokerage (Commissions) 3000 0.50 Standard Mortgage - Floating Proposal 0 Developed 0 (Commissions) 50000000 1000 0.50 Brokerage (Asset-Based Fees) - Advisor Selec 0.50 Brokerage (Asset-Based Fees) - Advisor Selec Private Wealth Premium Checking 50000000 40 0.25 U.S. Structured Lend 0.25 U.S. Letter of Credi Mortgage - 5/1 Arm 2500 0.25 Private Wealth Premium Checking 25000000 Banking Account Developed 0.25 200000 PRODUCT(D29,H29)=50000 Developed 0.25 Private Wealth Premium Checking w/Interest PRODUCT(D30,H30)=50000 Developed 0.25 Private Wealth Premium Check Developed 0.25 PRODUCT(D32,H32)=750000 Fitzgibbons, John- Developed 40000 PRODUCT(D33,H33)=10000 Commercial Mortgage Developed PRODUCT(D34,H34)=12500 Peter- Developed Gerschel, Patrick- Developed Brokerage (Commissions) 50000000 U.S. Structured Lending (Secured) 3000 0.25 Standard Mortgage - Floating 0.25 Commercial Real Estate 5000 0.25 Brokerage (Commissions) 25000000 Developed 0.25 Brokerage (Commissions) 1500 0.25 Brokerage (Commissions) 20000000 Developed 0.25 Private Wealth Premium Checking w/Interest PRODUCT(D38,H38)=25000 William Howard- Developed Mortgage Developed PRODUCT(D40,H40)=62500 0.25 Brokerage (Commissions) 2500 0.25 Standard Mortgage - 5/1 Arm 2500 EFTA01471879

Laf font, Philppe Deposits Developed 0000 40 100000 PRODUCT(D41,H41)=25000 Lawrence, Bryan Banking Developed 0.25 80000 PRODUCT(D42,H42)=20000 Meister, Robert A. Meister, Robert A.- ing w/Interest 10000000 40 40000 Meister, Todd Meister, Todd- Developed 000 100 70000 PRODUCT(D44,H44)=17500 Murstein, Andrew Murstein, Andrew- Developed ing w/Interest 10000000 40 40000 PRODUCT(D45,H45) Parami Capital Management Lending Developed 0.25 25000000 100 250000 PRODUCT(D46,H46)=62500 Petrides, George Petrides, George- Developed 0000 - 0 Simon, Richard M. CIO Strategies Developed 25000000 - 0 Tharani, Haresh Brokerage Developed 0.25 0 Todd and Karen Wanek Marital Property Trust Todd loped 0.25 Private Wealth Premium Money Market H50)=10000 TOMS Capital Investment, LLC ing (Secured) 60000000 TOMS Capital Investment, LLC ured) 50000000 100 Viola, Vincent Viola, Vincent- 250000 PRODUCT(D53,H53)=62500 Wanek Trust of 2000 Banking Developed 40 40000 PRODUCT(D54,H54)=10000 Warren, Glenn Warren, Glenn- Developed Yorktown Partners LLC Structured Lending ecured) 50000000 200 1000000 PRODUCT(D56,H56)=250000 Total SUM(I3:156)=5391000 For internal use only 0.25 Private Wealth Premium Checking 2500 Private Wealth Premium Checking 20000000 40 Developed 0.25 Private Wealth Premium Check PRODUCT(D43,H43)=10000 0.25 Standard Mortgage - Floating Arm 7000 0.25 Private Wealth Premium Check =10000 U.S. Structured Lending (Secured) 0.25 Brokerage (Commissions) 1000 0.25 Global Select - Equities/Balanced Brokerage (Commissions) 30000000 and Karen Wanek Marital Property Trust- Deve 10000000 40 40000 PRODUCT(D50, Real Estate Financing Developed 0.25 U.S. Structured Lend 100 600000 PRODUCT(D51,H51)=150000 Art Financing Developed 0.25 U.S. Structured Lending (Sec 500000 PRODUCT(D52,H52)=125000 Developed 0.25 U.S. Letter of Credit 25000000 100 0.25 Private Wealth Premium Checking 10000000 0.25 U.S. IA - RCM Developed 0.25 U.S. Structured Lending (Uns 50000000 0 ((5512D11C-5CC6-11CF-8D67-00AA00BDCE1D))(persistStream)(rldl) ((5512D11C-5CC6-11CF-8D67-00AAO0BDCE1D))(persistStream)(rldl) ((5512D11C-5CC6-11CF-8D67-00AA00BDCE1D))(persistStream)(rldl) EFTA01471880