Subject: RE: Southern Financial revenues [I] From: Mathew Negus Date: Mon, 04 Aug 2014 13:01:31 -0400 To: Tazia Smith Paul Morris Classification: For internal use only Soft approach was fruitless, no RCs booked to Matt for the transaction. I'll follow up. Kind regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl Mathew Negus Vice President I Key Client Partners - Americas DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1 212 250-6746 Mobile Email [email protected] From: Tazia Smith Sent: Wednesday, July 30, 2014 11:02 AM To: Paul Morris; Mathew Negus Subject: Re: Southern Financial revenues [I] EFTA01469942

Classification: For internal use only Mat - Apparently Matt in commodities told Paul that the oil and copper trades were 10x what they showed us as RCs. Do you want to follow up with Matt or do you want me to? TDS fcid:[email protected] Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1 646 257-3131 Mobile Email {cid:[email protected]} {Inactive hide details for Paul Morris---07/30/2014 10:41:48 AM--- Classification: For internal use only these # you're getting f}Paul Morris---07/30/2014 10:41:48 AM---Classification: For internal use only these # you're getting from cb&s look very low??? Paul Morris {cid:[email protected]} From: {cid:[email protected]} To: cid : ima e006 EFTA01469943

fcid:[email protected] Cc: cid:ima e006.in'.01CFAFE3.4EA1FE70 • fcid:[email protected] Date: {cid:[email protected]} 07/30/2014 10:41 AM {cid:[email protected]} Subject: {cid:[email protected]} Re: Southern Financial revenues [I] Classification: For internal use only these # you're getting from cb&s look very low??? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: {Inactive hide details for Tazia Smith---07/23/2014 04:17:49 PM--- Classification: For internal use only Paul - YTD total and spe}Tazia Smith---07/23/2014 04:17:49 PM---Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. {cid:[email protected]} From: EFTA01469944

{cid:[email protected]} To: cid:ima e006. n 01CFAFE3.4EA1FE70 {cid:[email protected]} Cc: cidama•e006.'n..01CFAFE3.4E 1 {cid:[email protected]} Date: {cid:[email protected]} 07/23/2014 04:17 PM {cid:[email protected]} Subject: {cid:[email protected]} Re: Southern Financial revenues [I] Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. {cid:[email protected]} EFTA01469945

{cid:[email protected]} Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1 646 257-3131 Mobil Email {cid:[email protected]} {Inactive hide details for Paul Morris---07/23/2014 04:01:39 PM--- Classification: For internal use only Matt, can you look into}Paul Morris---07/23/2014 04:01:39 PM---Classification: For internal use only Matt, can you look into commodities trades we have done (oil, {cid:[email protected]} From: FE7O} {cid:[email protected]} To: {cid:ima e006.pn @O1CFAFE3.4EA1FE70} {cid:[email protected]} Cc: {cid:[email protected]} Date: {cid:[email protected]} EFTA01469946

07/23/2014 04:01 PM {cid:[email protected]} Subject: {cid:[email protected]} Southern Financial revenues [I] Classification: For internal use only Matt, can you look into commodities trades we have done (oil, copper) and associated revenue, i don't think they are being captured. thx Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: EFTA01469947