Jensen/Shaw FY Projection Pipeline June YTD Rev Annualized YTD Pipeline Est. FY 2014 Revs FY Target Est % Target 23,490,715 by Product 46,981,429 601,815 47,583,244 45,000,000 104% Product # of Opportunities CBVs Ann. Revs Pro-Rated 2014 Rev Global Lending 1 35,000,000 1,262,500 601,815 Grand Total 1 35,000,000 1,262,500 601,815 Pipeline by Relationship Relationship HARBOURVEST PARTNERS # of Opportunities CBVs Ann. Revs Pro-Rated 2014 Rev 1 35,000,000 1 35,000,000 1,262,500 601,815 1,262,500 601,815 Grand Total Top 10 Relationships Top 10 Relationships YTD Revenues CBVs 1 HARBOURVEST PARTNERS 6,821,346 366,473,712 2 WOLFSON 2,856,985 538,690,227 3 WASSERMAN ALAN 2,848,369 409,029,017 4 KUEHNER CARL 2,113,304 138,112,500 5 CARLYLE REALTY PART 1,156,939 148,086,365 6 CARLYLE GROUP 675,999 90,569,625 7 BROOKFIELD 665,200 30,496,142 8 PRINCIPLES OF AQUIL 656,466 355,118,052 9 KAZILIONIS PAUL 498,151 46,826,554 10 KROLL JULES 460,243 77,320,992 Top 10 Relationships Total: 18,753,004 2,200,723,186 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 122311 SDNY_GM_00268495 EFTA01460780