Paul Morris FY Projection June YTD Rev Annualized YTD Pipeline Est. FY 2014 Revs FY Target Est % Target 302,777 Pipeline by Product 605,553 605,553 2,000,000 30% Product # of Pro-Rated Opportunities CBVs Ann. Revs 2014 Rev Brokerage Global Lending Grand Total 4 90,000,000 1 60,000,000 5 150,000,000 Pipeline by Relationship Relationship # of Opportunities Pro-Rated CBVs Ann. Revs 2014 Rev GASLOW, LAWRENCE 1 25,000,000 PATRIOT STRATEGY PARTNERS 1 25,000,000 RICHARDSON, JULIE 1 30,000,000 TOMS CAPITAL LLC 1 60,000,000 WANEK FAMILY 1 10,000,000 Grand Total 5 150,000,000 Top 10 Relationships Relationships YTD Revenues CBVs 1 SOUTHERN FINANCIAL 339,974 220,987,199 2 GENERAL ATLANTIC FA 100,000 3 ASADI FAREED 37,212 4 DZIALGA KIRSTEN & M 30,042 1,500,000 5 5K FAMILY OFFICE 20,119 142,496 6 DOMINIQUE LEIMER 3 1,072 Total: 527,350 222,630,768 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122309 CONFIDENTIAL SDNY_GM_00268493 EFTA01460779